DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

O•••••• W••••• M••••••••• L••

Former SEC-registered adviserCRD 132422SEC 801-63421IAPD
Legal name O•••••• W••••• M••••••••• L•••
Latest filing Jun 15, 2015
First filing on the tape Mar 14, 2012 · 8 filings
RAUM
$12.7M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$6.3M
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$12.7M as of Mar 28, 2015
Mar 14, 2012$929,224 then
HNW client RAUM: no history
State-registered IARs (5.B.3)1 as of Mar 28, 2015
Mar 14, 20120 then
Employees (5.A)1 as of Mar 28, 2015
Feb 28, 20131 then
Private funds: no history
RAUM +251% over the last fiscal year+139% a year over threeIARs 0 to 1
Practice profile
derived from the filing of Jun 15, 2015; every figure names its basis
RAUM per advisor
$6.3MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$668,421derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
0.5derivedItem 5.A over advisors
Advisors per office
2.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+251%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
19reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
2 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
M•••••• C••• C•••••Woodstock, GaJun 15, 201520 y1
L••• A•••••• C••••Woodstock, GaApr 4, 201731 y1
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • C•••••• M••••••• C••• · Managing Member / Ccocontrol
    since 12/2008 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Woodstock, Ga200
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
  • Advisory activities · 2 to 3
    May 21, 2015 to Jun 15, 2015
  • Advisory activities · 4 to 2
    May 14, 2015 to May 21, 2015
  • Accounts · 5 to 19
    Mar 11, 2014 to Mar 14, 2015
  • State-registered IARs · 0 to 1
    Mar 11, 2014 to Mar 14, 2015
  • Discretionary RAUM · $3.6M to $12.7M
    Mar 11, 2014 to Mar 14, 2015
  • RAUM · $3.6M to $12.7M
    Mar 11, 2014 to Mar 14, 2015
  • Accounts · 8 to 5
    Feb 28, 2013 to Mar 11, 2014
  • Discretionary RAUM · $2.2M to $3.6M
    Feb 28, 2013 to Mar 11, 2014
  • RAUM · $2.2M to $3.6M
    Feb 28, 2013 to Mar 11, 2014
  • Accounts · 4 to 8
    Mar 14, 2012 to Feb 28, 2013
  • Advisory employees · unset to 1.0
    Mar 14, 2012 to Feb 28, 2013
  • Commission compensation · true to false
    Mar 14, 2012 to Feb 28, 2013
  • Employees · unset to 1.0
    Mar 14, 2012 to Feb 28, 2013
  • Discretionary RAUM · $929,224 to $2.2M
    Mar 14, 2012 to Feb 28, 2013
  • RAUM · $929,224 to $2.2M
    Mar 14, 2012 to Feb 28, 2013
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Website
O••••••WLTH.COMreportedpublic record, Form ADV, Sep 18, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
$6.3Mderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026