DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

N••• C••••• M••••••••• I•••

Former SEC-registered adviserThe Hague, CRD 133401SEC 801-63754IAPD
Latest filing Mar 29, 2022
First filing on the tape Dec 9, 2011 · 15 filings
RAUM
$111M
reported, Item 5.F
Discretionary
66%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
8
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
15 filings and snapshots on the tape
RAUM$111M as of Mar 29, 2022
Apr 2, 2012$403M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 29, 2022
Apr 2, 20120 then
Employees (5.A)8 as of Mar 29, 2022
Mar 27, 201310 then
Private funds: no history
RAUM -12% over the last fiscal year-9.4% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 29, 2022; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$37.0MderivedRAUM over accounts (5.F.2.f)
Discretionary
66%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
-12%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehicles, otherreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$111M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
3reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • C•••••• E••••••• H••••••• · Board Member; Chief Executive Officercontrol
        since 04/2011 · owns less than 5%
      • L••••••• R•••••• Q••••• · Chief Compliance Officercontrol
        since 10/2019 · owns less than 5%
      • S••••••••• H••• · Board Membercontrol
        since 12/2021 · owns less than 5%
      Entity owners
      • N••• I••••••••• M••••••••• N••• · Direct Owner
        direct · owns 75% or more
      • B••••••••• C•••••• P••••••• ••••••• V•• N• L••• · L•••••• Partner
        indirect · owns 50% to 75% of B••••••••• F•••• P••••••• •••• L•••
      • B••••••••• F•••• H••••••• ••••••• N• L••• · Shareholder
        indirect · owns 75% or more of F•••• H••••••• I• L••••••
      • B••••••••• F•••• P••••••• •••• L••• · L•••••• Partner
        indirect · owns 50% to 75% of B••••••••• F•••• H••••••• ••••••• N• L•••
      • B•• F•••• H••••••• ••••••• • N• L••• · L•••••• Partner
        indirect · owns 25% to 50% of B••••••••• F•••• H••••••• ••••••• N• L•••
      • F•••• A••••••••• B••• · Shareholder
        indirect · owns 75% or more of N••• H•••••• N•••
      • F•••• H••••••• I• L•••••• · Shareholder
        indirect · owns 75% or more of F•••• H••••••• I• L••••••
      • F•••• H••••••• I• L•••••• · Shareholder
        indirect · owns 75% or more of F•••• H••••••• I•• L••••••
      • F•••• H••••••• I•• L•••••• · Shareholder
        indirect · owns 75% or more of F•••• A••••••••• B•••
      • N••• H•••••• N••• · Parent / Holding Company
        indirect · owns 75% or more of N••• I••••••••• M••••••••• N•••
      Related persons
      Schedule D 7.A
      Advisers that list N••• C••••• M••••••••• I••• as a related person
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Discretionary RAUM · $87.4M to $73.5M
        Mar 30, 2021 to Mar 29, 2022
      • Non-discretionary RAUM · $39.1M to $37.5M
        Mar 30, 2021 to Mar 29, 2022
      • Pooled vehicle RAUM · $126M to $111M
        Mar 30, 2021 to Mar 29, 2022
      • RAUM · $126M to $111M
        Mar 30, 2021 to Mar 29, 2022
      • Discretionary RAUM · $94.1M to $87.4M
        Aug 27, 2020 to Mar 30, 2021
      • Non-discretionary RAUM · $40.7M to $39.1M
        Aug 27, 2020 to Mar 30, 2021
      • Pooled vehicle RAUM · $135M to $126M
        Aug 27, 2020 to Mar 30, 2021
      • RAUM · $135M to $126M
        Aug 27, 2020 to Mar 30, 2021
      • Discretionary RAUM · $105M to $94.1M
        Nov 8, 2019 to Mar 23, 2020
      • Non-discretionary RAUM · $44.4M to $40.7M
        Nov 8, 2019 to Mar 23, 2020
      • Pooled vehicle RAUM · $149M to $135M
        Nov 8, 2019 to Mar 23, 2020
      • RAUM · $149M to $135M
        Nov 8, 2019 to Mar 23, 2020
      • Advisory employees · 3 to 2
        Mar 29, 2018 to Mar 29, 2019
      • Discretionary RAUM · $116M to $105M
        Mar 29, 2018 to Mar 29, 2019
      • Non-discretionary RAUM · $51.7M to $44.4M
        Mar 29, 2018 to Mar 29, 2019
      • Pooled vehicle RAUM · $167M to $149M
        Mar 29, 2018 to Mar 29, 2019
      • RAUM · $167M to $149M
        Mar 29, 2018 to Mar 29, 2019
      • Related adviser · false to true
        Mar 29, 2018 to Mar 29, 2019
      • Pooled vehicle clients · unset to 3.0
        Mar 29, 2017 to Mar 29, 2018
      • Other offices · unset to 0.0
        Mar 29, 2017 to Mar 29, 2018
      • Discretionary RAUM · $115M to $116M
        Mar 29, 2017 to Mar 29, 2018
      • Non-discretionary RAUM · $55.9M to $51.7M
        Mar 29, 2017 to Mar 29, 2018
      • Pooled vehicle RAUM · unset to 167368378.0
        Mar 29, 2017 to Mar 29, 2018
      • RAUM · $171M to $167M
        Mar 29, 2017 to Mar 29, 2018
      • Advisory employees · 5 to 3
        Mar 30, 2016 to Mar 29, 2017
      • Employees · 10 to 8
        Mar 30, 2016 to Mar 29, 2017
      • Discretionary RAUM · $115M to $115M
        Mar 30, 2016 to Mar 29, 2017
      • Non-discretionary RAUM · $60.6M to $55.9M
        Mar 30, 2016 to Mar 29, 2017
      • RAUM · $175M to $171M
        Mar 30, 2016 to Mar 29, 2017
      • Discretionary RAUM · $105M to $115M
        Mar 30, 2015 to Mar 30, 2016
      • Non-discretionary RAUM · $58.0M to $60.6M
        Mar 30, 2015 to Mar 30, 2016
      • RAUM · $163M to $175M
        Mar 30, 2015 to Mar 30, 2016
      • Discretionary RAUM · $128M to $105M
        Mar 28, 2014 to Mar 30, 2015
      • Non-discretionary RAUM · $58.7M to $58.0M
        Mar 28, 2014 to Mar 30, 2015
      • RAUM · $186M to $163M
        Mar 28, 2014 to Mar 30, 2015
      • Discretionary RAUM · $157M to $128M
        Jan 2, 2014 to Mar 28, 2014
      • Non-discretionary RAUM · $77.0M to $58.7M
        Jan 2, 2014 to Mar 28, 2014
      • RAUM · $234M to $186M
        Jan 2, 2014 to Mar 28, 2014
      • Accounts · 5 to 3
        Apr 2, 2012 to Mar 27, 2013
      • Advisory employees · unset to 5.0
        Apr 2, 2012 to Mar 27, 2013
      Signals
      4 dated events
      • Jeroen Conijn (Board Member) no longer on Schedule A of N••• C••••• M••••••••• I••• (listed 2021-03-30, absent 2022-03-29)
        Mar 29, 2022 · Control person left · inference
      • H••• S••••••••• (Board Member) appeared on Schedule A of N••• C••••• M••••••••• I•••
        Mar 29, 2022 · Control person joined · fact
      • Quirin Rutger Laumans (Chief Compliance Officer) appeared on Schedule A of N••• C••••• M••••••••• I•••
        Nov 8, 2019 · Control person joined · fact
      • Theodorus Rudolphus Rozenburg (Chief Compliance Officer) no longer on Schedule A of N••• C••••• M••••••••• I••• (listed 2019-03-29, absent 2019-11-08)
        Nov 8, 2019 · Control person left · inference
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026