DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
C••••• V•••••••• L••
Latest filing Mar 30, 2026
First filing on the tape Nov 20, 2018 · 19 filings
SEC status approved since Jan 28, 2019
RAUM
$806M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
31
21 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
9
reported on Schedule D
History
19 filings and snapshots on the tape
RAUM$806M as of Mar 30, 2026
Mar 29, 2019$1.8B then
HNW client RAUM$0 as of Mar 30, 2026
Mar 29, 2019$0 then
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 29, 20190 then
Employees (5.A)31 as of Mar 30, 2026
Mar 29, 201917 then
Private funds9 as of Mar 30, 2026
Mar 29, 20199 then
RAUM -20% over the last fiscal year-16% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $89.5MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -20%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- controlled by a public reporting companyderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- controlled by a public reporting company (10.A)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$806M100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 9reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
9 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| C••••• I•••• L••• | Venture Capital Fund | $344M | 28 | Mar 28, 2018 |
| C••••• I•••• L•••no longer reported | Venture Capital Fund | $324M | 34 | Mar 28, 2018 |
| C••••• I•••• L••• | Venture Capital Fund | $186M | 11 | Mar 28, 2018 |
| C••••• I•••• L••• | Venture Capital Fund | $68.7M | 4 | Mar 28, 2018 |
| C••••• D•••••• E••• I• L••• | Venture Capital Fund | $62.7M | 3 | Mar 23, 2015 |
| C••••• L••••••••• I••• L••• | Venture Capital Fund | $43.3M | 34 | Mar 23, 2015 |
| C••••• L••••••••• I• L••• | Venture Capital Fund | $41.5M | 56 | Mar 22, 2012 |
| C••••• L••••••••• I•• L••• | Venture Capital Fund | $35.1M | 61 | Mar 22, 2012 |
| C••••• D• I•• L••• | Venture Capital Fund | $26.1M | 2 | Mar 23, 2015 |
Owners and control persons
Schedule A and B, latest filing
- G••••••••• N•••••••• G••••• · Senior Managing D•••••Orcontrolsince 11/2018 · owns less than 5%
- L•••••• R•••••• W•••••• · Chief Financial Officer, Chief Operating Officercontrolsince 11/2018 · owns less than 5%
- C••••••••• J••••• D••••••• · Chief Compliance Officersince 11/2022 · owns less than 5%
Entity owners
- C••••••• F••• H••••• L••• · Sole Memberdirect · owns 75% or more
- B••••••••• C••••••• H••••• L••••• · General Partnerindirect · owns F of C••••••• F••• H••••• L•••
- B••••••••• G•••• H••••••• L••• · L•••••• Partnerindirect · owns 75% or more of B••••••••• S••••••••• P••••••• L•••
- B••••••••• H••••••• I• L••• · L•••••• Partnerindirect · owns 75% or more of B••••••••• G•••• H••••••• L•••
- B••••••••• H••••••• I••• G• L••••• · General Partnerindirect · owns F of B••••••••• H••••••• I• L•••
- B••••••••• I••• · Sole Memberindirect · owns 75% or more of B••••••••• H••••••• I••• G• L••••• · public reporting company
- B••••••••• I••••••••• H••••• L•••• · L•••••• Partnerindirect · owns 75% or more of C••••••• F••• H••••• L•••
- B••••••••• S••••••••• P••••••• L••• · Sole Memberindirect · owns 75% or more of B••••••••• I••••••••• H••••• L••••
Related persons
Schedule D 7.A
- A•• I••••••••• M••••••• L•••investment advisern
- A••••••••• F••••••••• L••broker-dealern
- B••••••••• ••••••••• E••••• I••••••••• M••••••••• C•• L•••investment advisern
- B••••••••• A••••••••• S••••••• C••••• U••investment adviserbankn
- B••••••••• A••••••• I•••• P•••••• L••••••investment advisern
- B••••••••• A••••••• K•••• L••••••investment advisern
- B••••••••• A••••••••• A•••• M••••••••• L•••investment adviserbanknRAUM $92B
- B••••••••• A••••••••• C••••• A••••••• L•investment adviserbanknRAUM $44B
- B••••••••• A••••••••• I••••••••• A••••••• L••investment adviserbanknRAUM $5.4B
- B••••••••• A••••••••• S•••••••• L•••••investment adviserbanknRAUM $20B
- B••••••••• A•••• B•••• F•••••• A••••••• L•investment advisernRAUM $70B
- B••••••••• C•••••• I••••• L•••investment advisern
- B••••••••• C•• M••••••••• L••investment adviserbanknRAUM $31B
- B••••••••• C••••••••• A••••••• I• L••investment advisernRAUM $45.3M
- B••••••••• C••• E••••• A••••••• L•••••investment advisernRAUM $3.7B
- B••••••••• C••••• B•• A••••••• L••investment adviserbanknRAUM $101B
- B••••••••• C••••• S••••••••• S••••••••• L••investment adviserbankpooled vehicle sponsornRAUM $36B
- B••••••••• E••••• F••• M••••••••• S•••••••investment advisern
- B••••••••• E••••• L••investment advisern
- B••••••••• G••••• A••••••• L•••••investment advisernRAUM $10B
- B••••••••• I••••••••• A••••••• L•••••investment adviserbanknRAUM $80B
- B••••••••• I•••••• F••• M••••••••• L••••••investment adviserbanknRAUM $2.5B
- B••••••••• I•••••• L••••••investment advisernRAUM $15B
- B••••••••• I•••• A••••••• L•••••investment adviserbanknRAUM $184B
- B••••••••• I••••• A••••••• L•••••investment adviserbanknRAUM $8.0B
- B••••••••• L••• S••••••• A••••••• L•••••investment advisernRAUM $13B
- B••••••••• L••••• C••••• A••••••• I• L••investment adviserbanknRAUM $52B
- B••••••••• L••••• C••••• S••••••••• L••investment adviserbanknRAUM $19B
- B••••••••• M••••••••• P••••••• I• L•••••investment advisernRAUM $2.1B
- B••••••••• M••••••••• P••••••• L•••••investment adviserbanknRAUM $146B
Advisers that list C••••• V•••••••• L•• as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- large related person networkStatic outlier · filing Mar 30, 2026related persons on Schedule D 7.A of 102.0 against a peer median of 5.0 (338 comparable advisers, 100.0th percentile, 32.7 robust deviations)peers: ASSET_M••••••, $500M to $1B (338) · 100% percentile
- affiliate changedChange between filings · filing Mar 30, 2026insurance affiliate (Item 7.A.10): no on the filing of 2025-07-29, yes on the filing of 2026-03-30peers: ASSET_M••••••, $500M to $1B (784)
What changed
consecutive filings, newest first
- Employees · 29 to 31Jul 29, 2025 to Mar 30, 2026
- Discretionary RAUM · $1.0B to $806MJul 29, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $1.0B to $806MJul 29, 2025 to Mar 30, 2026
- RAUM · $1.0B to $806MJul 29, 2025 to Mar 30, 2026
- Related insurance company · false to trueJul 29, 2025 to Mar 30, 2026
- Financial planning clients · unset to Mar 28, 2025 to Jul 29, 2025
- Advisory employees · 22 to 21Mar 28, 2024 to Mar 28, 2025
- Employees · 28 to 29Mar 28, 2024 to Mar 28, 2025
- Discretionary RAUM · $1.1B to $1.0BMar 28, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $1.1B to $1.0BMar 28, 2024 to Mar 28, 2025
- RAUM · $1.1B to $1.0BMar 28, 2024 to Mar 28, 2025
- Advisory employees · 19 to 22Mar 31, 2023 to Mar 28, 2024
- BD registered reps · 2 to 0Mar 31, 2023 to Mar 28, 2024
- Employees · 25 to 28Mar 31, 2023 to Mar 28, 2024
- Discretionary RAUM · $1.4B to $1.1BMar 31, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $1.4B to $1.1BMar 31, 2023 to Mar 28, 2024
- RAUM · $1.4B to $1.1BMar 31, 2023 to Mar 28, 2024
- Advisory employees · 21 to 19Jan 17, 2023 to Mar 31, 2023
- Employees · 27 to 25Jan 17, 2023 to Mar 31, 2023
- Discretionary RAUM · $1.6B to $1.4BJan 17, 2023 to Mar 31, 2023
- Pooled vehicle RAUM · $1.6B to $1.4BJan 17, 2023 to Mar 31, 2023
- RAUM · $1.6B to $1.4BJan 17, 2023 to Mar 31, 2023
- Other offices · 1 to 0Dec 2, 2022 to Jan 17, 2023
- Discretionary RAUM · $1.6B to $1.6BMar 31, 2022 to Apr 12, 2022
- Pooled vehicle RAUM · $1.6B to $1.6BMar 31, 2022 to Apr 12, 2022
- RAUM · $1.6B to $1.6BMar 31, 2022 to Apr 12, 2022
- Advisory employees · 20 to 21Feb 9, 2022 to Mar 31, 2022
- BD registered reps · 1 to 2Feb 9, 2022 to Mar 31, 2022
- Employees · 24 to 27Feb 9, 2022 to Mar 31, 2022
- Other offices · 2 to 1Feb 9, 2022 to Mar 31, 2022
- Discretionary RAUM · $1.9B to $1.6BFeb 9, 2022 to Mar 31, 2022
- Pooled vehicle RAUM · $1.9B to $1.6BFeb 9, 2022 to Mar 31, 2022
- RAUM · $1.9B to $1.6BFeb 9, 2022 to Mar 31, 2022
- Advisory employees · 14 to 20Jun 4, 2020 to Mar 31, 2021
- BD registered reps · 0 to 1Jun 4, 2020 to Mar 31, 2021
- Employees · 17 to 24Jun 4, 2020 to Mar 31, 2021
- Discretionary RAUM · $1.7B to $1.9BJun 4, 2020 to Mar 31, 2021
- Pooled vehicle RAUM · $1.7B to $1.9BJun 4, 2020 to Mar 31, 2021
- RAUM · $1.7B to $1.9BJun 4, 2020 to Mar 31, 2021
- Other offices · 1 to 2Mar 30, 2020 to Jun 4, 2020
Signals
5 dated events
- Joseph Nicholas Simon (Senior Managing Director) no longer on Schedule A of C••••• V•••••••• L•• (listed 2023-03-31, absent 2024-03-28)Mar 28, 2024 · Control person left · inference
- C. Kurt Wheeler (Senior Managing Director) no longer on Schedule A of C••••• V•••••••• L•• (listed 2023-03-31, absent 2024-03-28)Mar 28, 2024 · Control person left · inference
- T••••• E••••• C••••••••• (Senior Managing Director) no longer on Schedule A of C••••• V•••••••• L•• (listed 2021-03-31, absent 2022-02-09)Feb 9, 2022 · Control person left · inference
- James Dennis Henner (Operating Partner) no longer on Schedule A of C••••• V•••••••• L•• (listed 2020-06-04, absent 2021-03-31)Mar 31, 2021 · Control person left · inference
- C••••• V••••••• L•• filed its initial SEC registration (Form ADV)Nov 20, 2018 · ria f•••• adv filing · fact
Across DFX
shared identifiers only, never a name match
- C••••• V•••••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/blackstonegroupreportedpublic record, Form ADV, Sep 18, 2026
- Website
- clarusfunds.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 617-949-2200reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026