DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
B••••••••• C••••• S••••••••• S••••••••• L••
Latest filing Mar 30, 2026
First filing on the tape Mar 29, 2012 · 35 filings
SEC status approved since Feb 7, 2005
RAUM
$36B
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
630
339 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
1
reported on Schedule D
History
35 filings and snapshots on the tape
RAUM$36B as of Mar 30, 2026
Mar 29, 2012$3.9B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 29, 20120 then
Employees (5.A)630 as of Mar 30, 2026
Apr 1, 201331 then
Private funds1 as of Mar 30, 2026
Mar 29, 20124 then
RAUM +19% over the last fiscal year+33% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- institutional asset m•••••• · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $744MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 71%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- +19%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- controlled by a public reporting companyderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- controlled by a public reporting company (10.A)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Insurance companies$21B62%
- Pooled investment vehicles$6.9B20%
- Pension and profit-sharing plans$4.3B13%
- Investment companies$1.1B3.2%
- Other investment advisers$630M1.9%
- Corporations and businesses$68.4M0.2%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- 11reported
- Charitable clients
- n/areported
- Accounts
- 48reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.24 institutional_share=0.71 related_bd=true related_bank=true bd_reps=72.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
12 reported on Schedule D 7.B.(1)
Owners and control persons
Schedule A and B, latest filing
- B•••••• M•••••• J•••• · General Counselcontrolsince 12/2020 · owns less than 5%
- B••••••••• P•••••••• ••••••• K• · Chief Compliance Officercontrolsince 12/2020 · owns less than 5%
- D•••••••• G•••••• M•••••• · Global Head Of B••••••••• Credit And I••••••••controlsince 01/2024 · owns less than 5%
- H••••••••• I•• · Chief Operating Officercontrolsince 07/2024 · owns less than 5%
- I••••••••• T•••••• L••••••• · Chief Operating Officer Of L••••• Credit S•••••••••controlsince 12/2020 · owns less than 5%
- S••••••• W••••••• P• · Chief Financial Officercontrolsince 01/2024 · owns less than 5%
Entity owners
- B••••••••• I••••••••• H••••• L••••• · Sole Memberdirect · owns 75% or more
- B••••••••• G•••• H••••••• L••• · L•••••• Partnerindirect · owns 75% or more of B••••••••• S••••••••• P••••••• L•••
- B••••••••• H••••••• I• L••• · L•••••• Partnerindirect · owns 75% or more of B••••••••• G•••• H••••••• L•••
- B••••••••• H••••••• I••• G• L••••• · General Partnerindirect · owns 50% to 75% of B••••••••• H••••••• I• L•••
- B••••••••• I••• · Sole Memberindirect · owns 75% or more of B••••••••• H••••••• I••• G• L••••• · public reporting company
- B••••••••• S••••••••• P••••••• L••• · Sole Memberindirect · owns 75% or more of B••••••••• I••••••••• H••••• L•••••
Related persons
Schedule D 7.A
- A•• I••••••••• M••••••• L•••broker-dealern
- A••••••••• F••••••••• L••broker-dealern
- B••••••••• A••••••••• A•••• M••••••••• L•••investment adviserbanknRAUM $92B
- B••••••••• A••••••••• C••••• A••••••• L•investment adviserbankyRAUM $44B
- B••••••••• A••••••••• I••••••••• A••••••• L••investment adviserbanknRAUM $5.4B
- B••••••••• A••••••••• S•••••••• L•••••investment adviserbanknRAUM $20B
- B••••••••• A•••• B•••• F•••••• A••••••• L•investment advisernRAUM $70B
- B••••••••• C•• M••••••••• L••investment adviserbanknRAUM $31B
- B••••••••• C••••••••• A••••••• I• L••investment advisernRAUM $45.3M
- B••••••••• C••• E••••• A••••••• L•••••investment advisernRAUM $3.7B
- B••••••••• C••••• B•• A••••••• L••investment adviserbanknRAUM $101B
- B••••••••• E••••• F••• M••••••••• S•••••••investment advisern
- B••••••••• E••••• L••investment advisern
- B••••••••• G••••• A••••••• L•••••investment adviserbanknRAUM $10B
- B••••••••• I••••••••• A••••••• L•••••investment adviserbanknRAUM $80B
- B••••••••• I•••••• F••• M••••••••• L••••••investment adviserbanknRAUM $2.5B
- B••••••••• I•••••• L••••••investment advisernRAUM $15B
- B••••••••• I•••• A••••••• L•••••investment adviserbanknRAUM $184B
- B••••••••• I••••• A••••••• L•••••investment adviserbanknRAUM $8.0B
- B••••••••• L••• S••••••• A••••••• L•••••investment advisernRAUM $13B
- B••••••••• L••••• C••••• A••••••• I• L••investment adviserbanknRAUM $52B
- B••••••••• L••••• C••••• S••••••••• L••investment adviserbanknRAUM $19B
- B••••••••• M••••••••• P••••••• I• L•••••investment advisernRAUM $2.1B
- B••••••••• M••••••••• P••••••• L•••••investment adviserbanknRAUM $146B
- B••••••••• M••••••••• A••••••• L•••••investment adviserbanknRAUM $8.5B
- B••••••••• P•••••• C••••• S••••••••• L••investment adviserbanknRAUM $58B
- B••••••••• P•••••• I••••••••• A••••••• L•••••investment advisernRAUM $18B
- B••••••••• P••••••• A••••••• L•••investment adviserbanknRAUM $77B
- B••••••••• R••• E••••• A••••••• E••••• L•••investment advisernRAUM $2.8B
- B••••••••• R••• E••••• A••••••• I• L•••••investment advisernRAUM $147,753
Advisers that list B••••••••• C••••• S••••••••• S••••••••• L•• as a related person
Offices
Schedule D 1.F, the 25 largest
- San Francisco, CA26 employees
- Dublin 2, Ireland19 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- affiliate changedChange between filings · filing Mar 30, 2026insurance affiliate (Item 7.A.10): no on the filing of 2025-07-08, yes on the filing of 2026-03-30peers: institutional managers, $20B and over (90)
What changed
consecutive filings, newest first
- Accounts · 38 to 48Jul 8, 2025 to Mar 30, 2026
- Advisory employees · 283 to 339Jul 8, 2025 to Mar 30, 2026
- BD registered reps · 58 to 72Jul 8, 2025 to Mar 30, 2026
- Pension plan clients · 9 to 11Jul 8, 2025 to Mar 30, 2026
- Pooled vehicle clients · 12 to 18Jul 8, 2025 to Mar 30, 2026
- Employees · 508 to 630Jul 8, 2025 to Mar 30, 2026
- Discretionary RAUM · $30B to $35BJul 8, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $221M to $492MJul 8, 2025 to Mar 30, 2026
- Pension RAUM · $2.3B to $4.3BJul 8, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $4.0B to $6.9BJul 8, 2025 to Mar 30, 2026
- RAUM · $30B to $36BJul 8, 2025 to Mar 30, 2026
- Related insurance company · false to trueJul 8, 2025 to Mar 30, 2026
- Financial planning clients · unset to Apr 7, 2025 to Jul 8, 2025
- Accounts · 35 to 38Oct 23, 2024 to Apr 7, 2025
- Advisory employees · 233 to 283Oct 23, 2024 to Apr 7, 2025
- BD registered reps · 47 to 58Oct 23, 2024 to Apr 7, 2025
- Pooled vehicle clients · 13 to 12Oct 23, 2024 to Apr 7, 2025
- Employees · 418 to 508Oct 23, 2024 to Apr 7, 2025
- Other offices · 2 to 3Oct 23, 2024 to Apr 7, 2025
- Discretionary RAUM · $28B to $30BOct 23, 2024 to Apr 7, 2025
- Non-discretionary RAUM · $110M to $221MOct 23, 2024 to Apr 7, 2025
- Pension RAUM · $2.6B to $2.3BOct 23, 2024 to Apr 7, 2025
- Pooled vehicle RAUM · $4.2B to $4.0BOct 23, 2024 to Apr 7, 2025
- RAUM · $28B to $30BOct 23, 2024 to Apr 7, 2025
- Accounts · 34 to 35Jan 22, 2024 to Mar 28, 2024
- Advisory employees · 238 to 233Jan 22, 2024 to Mar 28, 2024
- BD registered reps · 40 to 47Jan 22, 2024 to Mar 28, 2024
- Pension plan clients · 8 to 9Jan 22, 2024 to Mar 28, 2024
- Employees · 390 to 418Jan 22, 2024 to Mar 28, 2024
- Private funds · 7 to 1Jan 22, 2024 to Mar 28, 2024
- Discretionary RAUM · $15B to $28BJan 22, 2024 to Mar 28, 2024
- Non-discretionary RAUM · $0 to $110MJan 22, 2024 to Mar 28, 2024
- Pension RAUM · $2.2B to $2.6BJan 22, 2024 to Mar 28, 2024
- Pooled vehicle RAUM · $3.2B to $4.2BJan 22, 2024 to Mar 28, 2024
- RAUM · $15B to $28BJan 22, 2024 to Mar 28, 2024
- Accounts · 29 to 34Feb 6, 2023 to Mar 31, 2023
- Advisory employees · 192 to 238Feb 6, 2023 to Mar 31, 2023
- BD registered reps · 30 to 40Feb 6, 2023 to Mar 31, 2023
- Pension plan clients · 6 to 8Feb 6, 2023 to Mar 31, 2023
- Employees · 383 to 390Feb 6, 2023 to Mar 31, 2023
Signals
30 dated events
- Dwight Donald Scott (Chairman Of Blackstone Credit And Insurance) no longer on Schedule A of B••••••••• C••••• S••••••••• S••••••••• L•• (listed 2024-08-01, absent 2024-10-23)Oct 23, 2024 · Control person left · inference
- Ida Hoghooghi (Chief Operating Officer) appeared on Schedule A of B••••••••• C••••• S••••••••• S••••••••• L••Aug 1, 2024 · Control person joined · fact
- C•••• H•••••• Vonzuben (Chief Operating Officer) no longer on Schedule A of B••••••••• C••••• S••••••••• S••••••••• L•• (listed 2024-03-28, absent 2024-08-01)Aug 1, 2024 · Control person left · inference
- B••••••••• C••••• S••••••••• S••••••••• L•• reported RAUM $27.9B, up 83% from $15.3B (2024-01-22 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- Maurice Gilles Dellaert (Global Head Of Blackstone Credit And Insurance) appeared on Schedule A of B••••••••• C••••• S••••••••• S••••••••• L••Jan 22, 2024 · Control person joined · fact
- Michael Kevin Kresge (Head Of Finance) no longer on Schedule A of B••••••••• C••••• S••••••••• S••••••••• L•• (listed 2023-03-31, absent 2024-01-22)Jan 22, 2024 · Control person left · inference
- Harlan Daniel Smith (Head Of Liquid Credit Strategies) no longer on Schedule A of B••••••••• C••••• S••••••••• S••••••••• L•• (listed 2023-03-31, absent 2024-01-22)Jan 22, 2024 · Control person left · inference
- P William Skinner (Chief Financial Officer) appeared on Schedule A of B••••••••• C••••• S••••••••• S••••••••• L••Jan 22, 2024 · Control person joined · fact
- B••••••••• C••••• S••••••••• S••••••••• L•• reported RAUM $15.3B, down 36% from $23.8B (2023-02-06 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- C•••• H•••••• Vonzuben (Chief Operating Officer) appeared on Schedule A of B••••••••• C••••• S••••••••• S••••••••• L••Feb 6, 2023 · Control person joined · fact
- Mark Paul Kelly (Chief Operating Officer) no longer on Schedule A of B••••••••• C••••• S••••••••• S••••••••• L•• (listed 2022-11-01, absent 2023-01-12)Jan 12, 2023 · Control person left · inference
- B••••••••• C••••• S••••••••• S••••••••• L•• reported RAUM $23.8B, up 203% from $7.8B (2022-02-09 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- B••••••••• C••••• S••••••••• S••••••••• L•• reported RAUM $7.8B, up 26% from $6.2B (2021-01-15 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- John Steven Dixon (Trustee) no longer on Schedule A of B••••••••• C••••• S••••••••• S••••••••• L•• (listed 2020-05-28, absent 2021-01-15)Jan 15, 2021 · Control person left · inference
- Robert Jon Bailey (Chief Compliance Officer And Head Of Operations) no longer on Schedule A of B••••••••• C••••• S••••••••• S••••••••• L•• (listed 2020-05-28, absent 2021-01-15)Jan 15, 2021 · Control person left · inference
- Benson Stephen Kealhofer (Trustee) no longer on Schedule A of B••••••••• C••••• S••••••••• S••••••••• L•• (listed 2020-05-28, absent 2021-01-15)Jan 15, 2021 · Control person left · inference
- Tim Brian Kasta (Ceo;Elected Mgr) no longer on Schedule A of B••••••••• C••••• S••••••••• S••••••••• L•• (listed 2020-05-28, absent 2021-01-15)Jan 15, 2021 · Control person left · inference
- Evan Richard Donick (President;Elected Mgr) no longer on Schedule A of B••••••••• C••••• S••••••••• S••••••••• L•• (listed 2020-05-28, absent 2021-01-15)Jan 15, 2021 · Control person left · inference
- Dwight Donald Scott (President) appeared on Schedule A of B••••••••• C••••• S••••••••• S••••••••• L••Jan 15, 2021 · Control person joined · fact
- K. P•••••••• (T••••) B•••••••• (Chief Compliance Officer) appeared on Schedule A of B••••••••• C••••• S••••••••• S••••••••• L••Jan 15, 2021 · Control person joined · fact
- Janel Marisa Beeney (Chief Legal Officer) appeared on Schedule A of B••••••••• C••••• S••••••••• S••••••••• L••Jan 15, 2021 · Control person joined · fact
- Lawrence Thomas Iannarone (Chief Operating Officer Of Liquid Credit Strategies) appeared on Schedule A of B••••••••• C••••• S••••••••• S••••••••• L••Jan 15, 2021 · Control person joined · fact
- Harlan Daniel Smith (Head Of Liquid Credit Strategies) appeared on Schedule A of B••••••••• C••••• S••••••••• S••••••••• L••Jan 15, 2021 · Control person joined · fact
- Mark Paul Kelly (Chief Operating Officer) appeared on Schedule A of B••••••••• C••••• S••••••••• S••••••••• L••Jan 15, 2021 · Control person joined · fact
- Michael Kevin Kresge (Head Of Finance) appeared on Schedule A of B••••••••• C••••• S••••••••• S••••••••• L••Jan 15, 2021 · Control person joined · fact
- Matthew David Solo (Chairman) no longer on Schedule A of B••••••••• C••••• S••••••••• S••••••••• L•• (listed 2020-05-28, absent 2021-01-15)Jan 15, 2021 · Control person left · inference
- Nancy Schoendorf (General Partner) no longer on Schedule A of B••••••••• C••••• S••••••••• S••••••••• L•• (listed 2020-05-28, absent 2021-01-15)Jan 15, 2021 · Control person left · inference
- Jonathan Feiber (General Partner) no longer on Schedule A of B••••••••• C••••• S••••••••• S••••••••• L•• (listed 2020-05-28, absent 2021-01-15)Jan 15, 2021 · Control person left · inference
- William Ericson (General Partner) no longer on Schedule A of B••••••••• C••••• S••••••••• S••••••••• L•• (listed 2020-05-28, absent 2021-01-15)Jan 15, 2021 · Control person left · inference
- B••••••••• C••••• S••••••••• S••••••••• L•• reported RAUM $4.6B, up 34% from $3.5B (2017-03-24 to 2018-03-26)Mar 26, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- B••••••••• C••••• S••••••••• S••••••••• L•• · Independent Sponsorsshared crd · capital_provider
- B••••••••• C••••• S••••••••• S••••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/blackstonegroupreportedpublic record, Form ADV, Sep 19, 2026
- Website
- blackstone.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 212-503-2100reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Institutional managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026