DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Mazars Wealth Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| David Leslie Weinstock | Mazars Wealth Advisors independent RIA | Kestra Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 13, 2024 | Apr 30, 2024 |
| Nicholas James Barnwell | Mazars Wealth Advisors other | Usaa Financial Planning Services no RAUM | Other | May 23, 2011 | May 22, 2012 (365 d) |
| Debra Lynn Schatzki | Mazars Wealth Advisors other | Comprehensive Capital Management, Inc. other | Other | Dec 31, 2010 | Jun 1, 2010 |
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3 moves match.