DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
G•• C•••••• A••••••• L••
Latest filing Apr 13, 2026
First filing on the tape Feb 7, 2012 · 62 filings
SEC status approved since Jun 2, 2006
RAUM
$182M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
3 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
62 filings and snapshots on the tape
RAUM$182M as of Apr 13, 2026
Feb 7, 2012$106M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Apr 13, 2026
Feb 7, 20120 then
Employees (5.A)4 as of Apr 13, 2026
Jan 25, 20136 then
Private funds1 as of Mar 12, 2025
Feb 12, 20181 then
RAUM -5.2% over the last fiscal year+2.4% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Apr 13, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $60.8MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 75%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- -5.2%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for investment companiesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Charitable organizations$98.7M54%
- Investment companies$45.0M25%
- Pension and profit-sharing plans$38.7M21%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- 1reported
- Charitable clients
- 1reported
- Accounts
- 3reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.25 institutional_share=0.75 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
- R•••• A•• F•••••• to G•••• S•••••Sep 30, 2020 · Other
- J••••• M•• O••••••••• to G•••• S•••••Jan 27, 2017 · Other
Joined, latest
- R•••• A•• F•••••• from G•••• S••••• A•••••••• L••Jan 7, 2010 · Other
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| G••••• L••• | Other Private Fund | $12.6M | 12 | Aug 16, 2017 |
Owners and control persons
Schedule A and B, latest filing
- L••••••• C••••• A••••• · Chief Executive Officer/Chief Compliance Officercontrolsince 10/2020 · owns less than 5%
- T••••••• N•••••••• D••••• · Chief Investment Officercontrolsince 03/2017 · owns less than 5%
- P••••• J••••• S••••• · Portfolio Managersince 10/2011 · owns less than 5%
Entity owners
- T•••••• L•• · Managing Memberdirect · owns 75% or more
- N••••••• D• T•••••• 2••• D••••••••• O• T•••• · Ownerindirect · owns 50% to 75% of T•••••• L••
- T•• C•••• A• L•••••• T•••• · Ownerindirect · owns 50% to 75% of T•••••• L••
Related persons
Schedule D 7.A
- G•••••••• L••pooled vehicle sponsory
Advisers that list G•• C•••••• A••••••• L•• as a related person
- 28937 y
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Organization form · Limited Liability Partnership to Limited Liability CompanyFeb 27, 2026 to Apr 13, 2026
- RAUM · $192M to $182MMar 12, 2025 to Feb 27, 2026
- Accounts · 4 to 3Mar 12, 2025 to Feb 27, 2026
- Advisory activities · 3 to 2Mar 12, 2025 to Feb 27, 2026
- Charity clients · unset to 1.0Mar 12, 2025 to Feb 27, 2026
- Pension plan clients · unset to 1.0Mar 12, 2025 to Feb 27, 2026
- Pooled vehicle clients · 1.0 to unsetMar 12, 2025 to Feb 27, 2026
- Organization form · Limited Liability Company to Limited Liability PartnershipMar 12, 2025 to Feb 27, 2026
- Private funds · 1 to unsetMar 12, 2025 to Feb 27, 2026
- Discretionary RAUM · $192M to $182MMar 12, 2025 to Feb 27, 2026
- Pension RAUM · $38.8M to $38.7MMar 12, 2025 to Feb 27, 2026
- Pooled vehicle RAUM · 13460800.0 to unsetMar 12, 2025 to Feb 27, 2026
- Financial planning clients · 0 to 0Mar 5, 2024 to Mar 12, 2025
- Discretionary RAUM · $170M to $192MMar 5, 2024 to Mar 12, 2025
- Pension RAUM · $45.7M to $38.8MMar 5, 2024 to Mar 12, 2025
- Pooled vehicle RAUM · $12.6M to $13.5MMar 5, 2024 to Mar 12, 2025
- RAUM · $170M to $192MMar 5, 2024 to Mar 12, 2025
- Charity clients · 1.0 to unsetApr 24, 2023 to Mar 5, 2024
- Pension plan clients · 1.0 to unsetApr 24, 2023 to Mar 5, 2024
- Discretionary RAUM · $170M to $170MApr 24, 2023 to Mar 5, 2024
- Pension RAUM · $45.9M to $45.7MApr 24, 2023 to Mar 5, 2024
- Pooled vehicle RAUM · $25.0M to $12.6MApr 24, 2023 to Mar 5, 2024
- RAUM · $170M to $170MApr 24, 2023 to Mar 5, 2024
- Discretionary RAUM · $233M to $170MMar 1, 2022 to Mar 1, 2023
- Pension RAUM · $88.9M to $45.9MMar 1, 2022 to Mar 1, 2023
- Pooled vehicle RAUM · $35.6M to $25.0MMar 1, 2022 to Mar 1, 2023
- RAUM · $233M to $170MMar 1, 2022 to Mar 1, 2023
- Accounts · 2 to 4Nov 3, 2021 to Mar 1, 2022
- Advisory activities · 2 to 3Nov 3, 2021 to Mar 1, 2022
- Charity clients · unset to 1.0Nov 3, 2021 to Mar 1, 2022
- Discretionary RAUM · $169M to $233MNov 3, 2021 to Mar 1, 2022
- Pension RAUM · $137M to $88.9MNov 3, 2021 to Mar 1, 2022
- Pooled vehicle RAUM · $32.3M to $35.6MNov 3, 2021 to Mar 1, 2022
- RAUM · $169M to $233MNov 3, 2021 to Mar 1, 2022
- Other offices · 0 to 1Mar 22, 2021 to Sep 29, 2021
- Discretionary RAUM · $179M to $169MDec 10, 2020 to Mar 22, 2021
- Pension RAUM · $146M to $137MDec 10, 2020 to Mar 22, 2021
- Pooled vehicle RAUM · $32.5M to $32.3MDec 10, 2020 to Mar 22, 2021
- RAUM · $179M to $169MDec 10, 2020 to Mar 22, 2021
- Business name · G•••• S••••• I••••••••• L•• to G•• C•••••• A••••••• L••Oct 8, 2020 to Oct 30, 2020
Signals
1 dated events
- Arthur Craig Leupold (Chief Compliance Officer) appeared on Schedule A of G•• C•••••• A••••••• L••Sep 30, 2020 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- g•••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 833-734-8474reportedpublic record, Form ADV, Apr 13, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Institutional managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026