DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at The Rice Partnership, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Tyler Kenneth Sanchez | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | The Rice Partnership, LLC independent RIA | Wirehouse to independent RIA | Jan 4, 2024 | May 15, 2024 (132 d) |
| Steven Schoenfeld | Charles Schwab & Co., Inc. national BD | The Rice Partnership, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 3, 2023 | Aug 22, 2024 (566 d) |
| Cathy Hitomi Tajiri | Charles Schwab & Co., Inc. national BD | The Rice Partnership, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 14, 2018 | Apr 17, 2020 (581 d) |
| Orest Victor Saikevych | Wong Denis & Associates Inc unclassified | The Rice Partnership, LLC other | Other | Dec 5, 2003 | Oct 29, 2013 (3616 d) |
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4 moves match.