DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Five Arrows Managers North America LLC
Latest filing Mar 30, 2026
First filing on the tape Mar 28, 2012 · 33 filings
SEC status approved since Aug 12, 2005
RAUM
$3.4B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
16
11 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
11
reported on Schedule D
History
33 filings and snapshots on the tape
RAUM$3.4B as of Mar 30, 2026
Mar 28, 2012$1.2B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 28, 20120 then
Employees (5.A)16 as of Mar 30, 2026
Mar 5, 201310 then
Private funds11 as of Mar 30, 2026
Mar 28, 20125 then
RAUM +4.0% over the last fiscal year+8.2% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $306MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +4.0%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$3.4B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 11reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
16 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Ocean Trails Clo Xiv | Securitized Asset Fund | $405M | 1 | Mar 29, 2023 |
| Ocean Trails Clo Xi | Securitized Asset Fund | $397M | 1 | Mar 29, 2021 |
| Ocean Trails Clo 8 | Securitized Asset Fund | $378M | 1 | Mar 29, 2021 |
| Ocean Trails Clo V | Securitized Asset Fund | $375M | 3 | Mar 27, 2015 |
| Ocean Trails Clo Ix | Securitized Asset Fund | $375M | 1 | Mar 30, 2020 |
| Ocean Trails Clo Xii | Securitized Asset Fund | $360M | 1 | Mar 23, 2022 |
| Ocean Trails Clo X | Securitized Asset Fund | $359M | 1 | Mar 30, 2020 |
| Ocean Trails Clo Vii | Securitized Asset Fund | $320M | 5 | Mar 9, 2019 |
| Ocean Trails Clo Xv | Securitized Asset Fund | $76.6M | 1 | Mar 28, 2024 |
| Ocean Trails Clo IIIno longer reported | Securitized Asset Fund | $48.0M | 1 | Mar 28, 2012 |
| Archimedes Funding IV (Cayman) Ltd.no longer reported | Securitized Asset Fund | $4.2M | 4 | Mar 28, 2012 |
| Ocean Trails Clo Vi | Securitized Asset Fund | $748,910 | 2 | Mar 28, 2016 |
| Ocean Trails Clo IVno longer reported | Securitized Asset Fund | $443,361 | 7 | Mar 27, 2014 |
| Ocean Trails Clo Ino longer reported | Securitized Asset Fund | $34,262 | 7 | Mar 28, 2012 |
| Wg Horizons Clo Ino longer reported | Securitized Asset Fund | $28,917 | 5 | Mar 28, 2012 |
| Ocean Trails Clo IIno longer reported | Securitized Asset Fund | $0 | 4 | Mar 28, 2012 |
Owners and control persons
Schedule A and B, latest filing
- Murray John Carroll · Directorcontrolsince 02/2019 · owns less than 5%
- Davitt Michael Clancy · Directorcontrolsince 09/2015 · owns less than 5%
- Dale Michael Hatley · Chief Investment Officer, Managing Directorcontrolsince 06/2005 · owns less than 5%
- M Kelly Henry · Chief Compliance Officercontrolsince 03/2024 · owns less than 5%
- Eleonore Heidimarie Skor · Directorcontrolsince 12/2020 · owns less than 5%
- Cynthia Lopez · Senior Compliance Officersince 09/2018 · owns less than 5%
Entity owners
- Five Arrows · Shareholderdirect · owns 75% or more
- K Developpment Sas · Shareholderindirect · owns 75% or more of Five Arrows
- Rothchild & Co Sca · Shareholderindirect · owns 75% or more of K Developpment Sas
Related persons
Schedule D 7.A
- Five Arrows Managers (USA) LLCinvestment adviserpooled vehicle sponsornRAUM $994M
- Five Arrows Managers Llpinvestment advisernRAUM $11B
- Oberon USA Gp S.A.R.L.pooled vehicle sponsorn
- Rothschild & Co Banking Aginvestment advisern
- Rothschild & Co Investment Managers (Fka Po Participations)investment adviserpooled vehicle sponsorn
- Rothschild & Co US Inc.broker-dealern
Advisers that list Five Arrows Managers North America LLC as a related person
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Employees · 15 to 16Jun 5, 2025 to Mar 30, 2026
- Private funds · 10 to 11Jun 5, 2025 to Mar 30, 2026
- Discretionary RAUM · $3.0B to $3.4BJun 5, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $234M to $2.1MJun 5, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $3.2B to $3.4BJun 5, 2025 to Mar 30, 2026
- RAUM · $3.2B to $3.4BJun 5, 2025 to Mar 30, 2026
- Financial planning clients · 0 to 0Mar 27, 2025 to Jun 5, 2025
- HQ city · LOS ANGELES to MANHATTAN BEACHMar 27, 2025 to Jun 5, 2025
- Accounts · 10 to 11Mar 28, 2024 to Mar 27, 2025
- Advisory employees · 10 to 11Mar 28, 2024 to Mar 27, 2025
- Business name · ROTHSCHILD & CO CREDIT MANAGEMENT (NORTH AMERICA) to FIVE ARROWS MANAGERS NORTH AMERICA LLCMar 28, 2024 to Mar 27, 2025
- Pooled vehicle clients · 10 to 11Mar 28, 2024 to Mar 27, 2025
- Employees · 14 to 15Mar 28, 2024 to Mar 27, 2025
- Private funds · 9 to 10Mar 28, 2024 to Mar 27, 2025
- Discretionary RAUM · $2.8B to $3.0BMar 28, 2024 to Mar 27, 2025
- Non-discretionary RAUM · $397M to $234MMar 28, 2024 to Mar 27, 2025
- Pooled vehicle RAUM · $3.2B to $3.2BMar 28, 2024 to Mar 27, 2025
- RAUM · $3.2B to $3.2BMar 28, 2024 to Mar 27, 2025
- Discretionary RAUM · $2.3B to $2.8BMar 29, 2023 to Mar 28, 2024
- Non-discretionary RAUM · $371M to $397MMar 29, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $2.7B to $3.2BMar 29, 2023 to Mar 28, 2024
- RAUM · $2.7B to $3.2BMar 29, 2023 to Mar 28, 2024
- Advisory employees · 9 to 10Dec 8, 2022 to Mar 29, 2023
- Employees · 12 to 14Dec 8, 2022 to Mar 29, 2023
- Discretionary RAUM · $2.5B to $2.3BDec 8, 2022 to Mar 29, 2023
- Non-discretionary RAUM · $256M to $371MDec 8, 2022 to Mar 29, 2023
- Pooled vehicle RAUM · $2.8B to $2.7BDec 8, 2022 to Mar 29, 2023
- RAUM · $2.8B to $2.7BDec 8, 2022 to Mar 29, 2023
- Accounts · 9 to 10Mar 29, 2021 to Mar 23, 2022
- Advisory employees · 8 to 9Mar 29, 2021 to Mar 23, 2022
- Pooled vehicle clients · 9 to 10Mar 29, 2021 to Mar 23, 2022
- Employees · 11 to 12Mar 29, 2021 to Mar 23, 2022
- Private funds · 8 to 9Mar 29, 2021 to Mar 23, 2022
- Discretionary RAUM · $1.8B to $2.5BMar 29, 2021 to Mar 23, 2022
- Non-discretionary RAUM · $366M to $256MMar 29, 2021 to Mar 23, 2022
- Pooled vehicle RAUM · $2.1B to $2.8BMar 29, 2021 to Mar 23, 2022
- RAUM · $2.1B to $2.8BMar 29, 2021 to Mar 23, 2022
- Advisory employees · 9 to 8Sep 14, 2020 to Mar 29, 2021
- Employees · 13 to 11Sep 14, 2020 to Mar 29, 2021
- Discretionary RAUM · $1.2B to $1.8BSep 14, 2020 to Mar 29, 2021
Signals
7 dated events
- M Kelly Henry (Chief Compliance Officer) appeared on Schedule A of Five Arrows Managers North America LlcMar 28, 2024 · Control person joined · fact
- Five Arrows Managers North America Llc reported RAUM $2.8B, up 32% from $2.1B (2021-03-29 to 2022-03-23)Mar 23, 2022 · RAUM change · derived
- Five Arrows Managers North America Llc reported RAUM $2.1B, up 52% from $1.4B (2020-09-14 to 2021-03-29)Mar 29, 2021 · RAUM change · derived
- Dennis Rhee (Chief Marketing Officer, Managing Director) no longer on Schedule A of Five Arrows Managers North America Llc (listed 2020-09-14, absent 2021-03-29)Mar 29, 2021 · Control person left · inference
- Eleonore Heidimarie Skor (Director) appeared on Schedule A of Five Arrows Managers North America LlcMar 29, 2021 · Control person joined · fact
- Olivier Fines (Chief Compliance Officer, Managing Director) no longer on Schedule A of Five Arrows Managers North America Llc (listed 2018-09-13, absent 2019-03-09)Mar 9, 2019 · Control person left · inference
- Murray John Carroll (Chief Compliance Officer) appeared on Schedule A of Five Arrows Managers North America LlcMar 9, 2019 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- ROTHSCHILDANDCO.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 213-621-3700reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026