DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Former SEC-registered adviser
Five Arrows Managers Llp
Latest filing Dec 14, 2023
First filing on the tape Jun 2, 2016 · 13 filings
SEC status approved since Mar 25, 2024
RAUM
$11B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
95
85 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
26
$8.6B gross assets
History
13 filings and snapshots on the tape
RAUM$4.2B as of May 15, 2020
Jun 29, 2017$1.1B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of May 15, 2020
Jun 29, 20170 then
Employees (5.A)60 as of May 15, 2020
Jun 29, 201719 then
Private funds10 as of May 15, 2020
Jun 29, 20175 then
RAUM +240% over the last fiscal yearIARs 0 to 0offices 1 to 0
Practice profile
derived from the filing of Dec 14, 2023; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $201MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +29%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$11B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 55reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
23 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Contego Clo Ix Dac | Securitized Asset Fund | $478M | 15 | Mar 28, 2022 |
| Contego Clo Vii Dac | Securitized Asset Fund | $477M | 32 | May 15, 2020 |
| Contego Clo Viii Dac | Securitized Asset Fund | $442M | 28 | Mar 31, 2021 |
| Contego Clo Vi Dac | Securitized Asset Fund | $424M | 28 | Apr 4, 2019 |
| Contego Clo V Dac | Securitized Asset Fund | $422M | 20 | Apr 5, 2018 |
| Contego Clo Xi Dac | Securitized Asset Fund | $399M | 25 | Dec 14, 2023 |
| Contego Clo IV Dac | Securitized Asset Fund | $369M | 33 | Jun 29, 2017 |
| Contego Clo III B.V.no longer reported | Securitized Asset Fund | $355M | 14 | Jun 2, 2016 |
| Contego Clo X Dac | Securitized Asset Fund | $319M | 21 | Mar 29, 2023 |
| Contego Clo III Dac | Securitized Asset Fund | $314M | 16 | Mar 28, 2022 |
| Five Arrows Global Loan Investments Plc | Securitized Asset Fund | $269M | 21 | May 15, 2020 |
| Northeast Loans Sarl | Securitized Asset Fund | $212M | 6 | Jun 29, 2017 |
| Five Arrows Global Loan Investments II Plc | Securitized Asset Fund | $154M | 112 | Mar 29, 2023 |
| New Place Investments Sarl - Compartment Necono longer reported | Securitized Asset Fund | $121M | 5 | Jun 29, 2017 |
| Dalradian European Clo II B.V.no longer reported | Securitized Asset Fund | $116M | 0 | Mar 26, 2014 |
| Dalradian European Clo I B.V.no longer reported | Securitized Asset Fund | $87.7M | 0 | Mar 26, 2014 |
| Five Arrows Co-Investment II Scspno longer reported | Private Equity Fund | $33.3M | 96 | Jun 30, 2017 |
| Contego Clo Xii Dac | Securitized Asset Fund | $17.8M | 2 | Dec 14, 2023 |
| Contego Clo II B.V. | Securitized Asset Fund | $9.0M | 4 | Apr 5, 2018 |
| Five Arrows Co-Investments Feeder II Fpcino longer reported | Private Equity Fund | $6.5M | 32 | Apr 4, 2019 |
| Dalradian European Clo IV B.V.no longer reported | Securitized Asset Fund | $800,000 | 0 | Mar 26, 2014 |
| Five Arrows Co-Investments Fpci | Private Equity Fund | $210,450 | 17 | Apr 4, 2019 |
| Dalradian European Clo III B.V.no longer reported | Securitized Asset Fund | $45,000 | 0 | Mar 26, 2014 |
Owners and control persons
Schedule A and B, latest filing
- Davitt Michael Clancy · Member Of Management Boardcontrolsince 06/2016 · owns less than 5%
- Aldo Di Rienzo · Member Of Management Boardcontrolsince 09/2020 · owns less than 5%
- Ahmad Javed Khan · Member Of The Management Boardcontrolsince 11/2018 · owns less than 5%
- Jonathan Westcott · Director Of Rothschild & Co Credit Management Limitedcontrolsince 01/2016 · owns less than 5%
- Robert David Devlin · Ccosince 08/2023 · owns less than 5%
Entity owners
- Rothschild & Co Credit Management Limited · Memberdirect · owns 75% or more
- Five Arrows · Shareholderindirect · owns F of Rothschild & Co Credit Management Limited
- K Developpement Sas · Shareholderindirect · owns F of Five Arrows
- Rothschild & Co Sca · Shareholderindirect · owns 75% or more of K Developpement Sas
- Five Arrows Holding Uk Limited · Shareholderdirect · owns less than 5%
Related persons
Schedule D 7.A
- Elsinore I Gp Sarlpooled vehicle sponsorn
- Five Arrows Managers (USA) LLCinvestment advisernRAUM $994M
- Five Arrows Managers North America LLCinvestment advisernRAUM $3.4B
- Five Arrows Managers S.A.pooled vehicle sponsorn
- Five Arrows Managers Sasinvestment advisern
- N M Rothschild & Sons Limitedinvestment advisern
- Oberon Gp II Sarlpooled vehicle sponsorn
- Oberon Gp Sarlpooled vehicle sponsorn
- Oberon III Gp Sarlpooled vehicle sponsorn
- Oberon USA Gp Sarlpooled vehicle sponsorn
- Rothschild & Co Global Markets Solutions Limitedinvestment advisern
- Rothschild & Co Bank Aginvestment advisern
- Rothschild & Co Investment Managers (Fka Po Participations)investment adviserpooled vehicle sponsorn
- Rothschild & Co US Inc.broker-dealern
- Rothschild & Co Vermoegensverwaltungs Gmbhinvestment advisern
- Rothschild & Co Wealth Management (Uk) Limitedinvestment advisern
Advisers that list Five Arrows Managers Llp as a related person
- 136191 n
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 18 to 55May 15, 2020 to Dec 14, 2023
- Advisory employees · 38 to 85May 15, 2020 to Dec 14, 2023
- Advisory activities · 1 to 2May 15, 2020 to Dec 14, 2023
- Business name · ELGIN CAPITAL LLP to FIVE ARROWS MANAGERS LLPMay 15, 2020 to Dec 14, 2023
- Pooled vehicle clients · 18 to 55May 15, 2020 to Dec 14, 2023
- Employees · 60 to 95May 15, 2020 to Dec 14, 2023
- Financial planning clients · unset to 0May 15, 2020 to Dec 14, 2023
- Private funds · 10 to 26May 15, 2020 to Dec 14, 2023
- Discretionary RAUM · $4.2B to $11BMay 15, 2020 to Dec 14, 2023
- Pooled vehicle RAUM · $4.2B to $11BMay 15, 2020 to Dec 14, 2023
- RAUM · $4.2B to $11BMay 15, 2020 to Dec 14, 2023
- Related broker-dealer · false to trueMay 15, 2020 to Dec 14, 2023
- Accounts · 13 to 18Jul 16, 2019 to May 15, 2020
- Advisory employees · 29 to 38Jul 16, 2019 to May 15, 2020
- Pooled vehicle clients · 13 to 18Jul 16, 2019 to May 15, 2020
- Employees · 51 to 60Jul 16, 2019 to May 15, 2020
- Other offices · 1 to 0Jul 16, 2019 to May 15, 2020
- Private funds · 13 to 10Jul 16, 2019 to May 15, 2020
- Discretionary RAUM · $3.3B to $4.2BJul 16, 2019 to May 15, 2020
- Pooled vehicle RAUM · $3.3B to $4.2BJul 16, 2019 to May 15, 2020
- RAUM · $3.3B to $4.2BJul 16, 2019 to May 15, 2020
- Accounts · 10 to 13Apr 5, 2018 to Apr 4, 2019
- Advisory employees · 28 to 29Apr 5, 2018 to Apr 4, 2019
- Advisory activities · 2 to 1Apr 5, 2018 to Apr 4, 2019
- Pooled vehicle clients · 8 to 13Apr 5, 2018 to Apr 4, 2019
- Employees · 50 to 51Apr 5, 2018 to Apr 4, 2019
- Private funds · 10 to 13Apr 5, 2018 to Apr 4, 2019
- Discretionary RAUM · $2.2B to $3.3BApr 5, 2018 to Apr 4, 2019
- Pooled vehicle RAUM · $1.7B to $3.3BApr 5, 2018 to Apr 4, 2019
- RAUM · $2.2B to $3.3BApr 5, 2018 to Apr 4, 2019
- Accounts · 5 to 10Mar 16, 2018 to Apr 5, 2018
- Advisory employees · 12 to 28Mar 16, 2018 to Apr 5, 2018
- Pooled vehicle clients · unset to 8.0Mar 16, 2018 to Apr 5, 2018
- Employees · 19 to 50Mar 16, 2018 to Apr 5, 2018
- Private funds · 5 to 10Mar 16, 2018 to Apr 5, 2018
- Discretionary RAUM · $1.1B to $2.2BMar 16, 2018 to Apr 5, 2018
- Pooled vehicle RAUM · unset to 1705759928.0Mar 16, 2018 to Apr 5, 2018
- RAUM · $1.1B to $2.2BMar 16, 2018 to Apr 5, 2018
- Other offices · unset to 1.0Jun 29, 2017 to Mar 16, 2018
- Accounts · 1 to 5Sep 23, 2016 to Jun 29, 2017
Signals
17 dated events
- Five Arrows Managers Llp no longer on the SEC adviser roster (last listed 2025-03-06, RAUM $11.1B)May 2, 2025 · Left the SEC roster · derived
- Five Arrows Managers Llp reported RAUM $11.1B, up 164% from $4.2B (2020-05-15 to 2023-12-14)Dec 14, 2023 · RAUM change · derived
- William Peter Barbour (Director Of Rothschild & Co Credit Management Limited) no longer on Schedule A of Five Arrows Managers Llp (listed 2020-05-15, absent 2023-12-14)Dec 14, 2023 · Control person left · inference
- Victor Decrion (Member Of Management Board) no longer on Schedule A of Five Arrows Managers Llp (listed 2020-05-15, absent 2023-12-14)Dec 14, 2023 · Control person left · inference
- Marc Olivier Laurent (Member Of The Management Board) no longer on Schedule A of Five Arrows Managers Llp (listed 2020-05-15, absent 2023-12-14)Dec 14, 2023 · Control person left · inference
- Sarah Blomfield (Compliance Officer) no longer on Schedule A of Five Arrows Managers Llp (listed 2020-05-15, absent 2023-12-14)Dec 14, 2023 · Control person left · inference
- Aldo Di Rienzo (Director Of Rothschild & Co Credit Management Limited) appeared on Schedule A of Five Arrows Managers LlpDec 14, 2023 · Control person joined · fact
- Five Arrows Managers Llp filed its initial SEC registration (Form ADV)Dec 14, 2023 · First SEC registration · fact
- Five Arrows Managers Llp reported RAUM $4.2B, up 29% from $3.3B (2019-07-16 to 2020-05-15)May 15, 2020 · RAUM change · derived
- Five Arrows Managers Llp reported RAUM $3.3B, up 48% from $2.2B (2018-04-05 to 2019-04-04)Apr 4, 2019 · RAUM change · derived
- Marc Olivier Laurent (Member Of The Management Board) appeared on Schedule A of Five Arrows Managers LlpApr 4, 2019 · Control person joined · fact
- Ahmad Javed Khan (Member Of The Management Board) appeared on Schedule A of Five Arrows Managers LlpApr 4, 2019 · Control person joined · fact
- Sarah Blomfield (Compliance Officer) appeared on Schedule A of Five Arrows Managers LlpApr 4, 2019 · Control person joined · fact
- Rene David De Rothschild (Shareholder) no longer on Schedule A of Five Arrows Managers Llp (listed 2018-04-05, absent 2019-04-04)Apr 4, 2019 · Control person left · inference
- Martin Philip Yeates (Member Of Management Board) no longer on Schedule A of Five Arrows Managers Llp (listed 2018-04-05, absent 2019-04-04)Apr 4, 2019 · Control person left · inference
- Olivier Fines (Compliance Officer) no longer on Schedule A of Five Arrows Managers Llp (listed 2018-04-05, absent 2019-04-04)Apr 4, 2019 · Control person left · inference
- Five Arrows Managers Llp reported RAUM $2.2B, up 107% from $1.1B (2018-03-16 to 2018-04-05)Apr 5, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- Five Arrows Managers LLP · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- rothschildandco.comreportedpublic record, Form ADV, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026