DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Five Arrows Managers (USA) LLC
Latest filing Mar 30, 2026
First filing on the tape Mar 28, 2018 · 19 filings
SEC status approved since Apr 27, 2018
RAUM
$994M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
45
42 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
2
reported on Schedule D
History
19 filings and snapshots on the tape
RAUM$994M as of Mar 30, 2026
Mar 29, 2019$480M then
HNW client RAUM$0 as of Mar 30, 2026
Mar 29, 2019$0 then
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 29, 20190 then
Employees (5.A)45 as of Mar 30, 2026
Mar 29, 201912 then
Private funds2 as of Mar 30, 2026
Mar 29, 20192 then
RAUM +0.0% over the last fiscal year+8.2% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $249MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +0.0%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $799M, 4 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$994M100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 4reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $799M for 4 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Five Arrows Capital Partners, L.P. | Private Equity Fund | $139M | 9 | Apr 12, 2017 |
| Facp Co-Investment Partners I, LPno longer reported | Private Equity Fund | $104M | 2 | Mar 29, 2019 |
| Five Arrows Co-Investment Partners Scsp | Private Equity Fund | $64.3M | 143 | Mar 29, 2020 |
Owners and control persons
Schedule A and B, latest filing
- Jacob Ari Benacerraf · Executive Officercontrolsince 04/2017 · owns less than 5%
- Murray John Carroll · Executive Officercontrolsince 08/2023 · owns less than 5%
- M Kelly Henry · Chief Compliance Officercontrolsince 01/2024 · owns less than 5%
- Ahmad Javed Khan · Executive Officercontrolsince 04/2017 · owns less than 5%
- Xavier Monnereau · Executive Officercontrolsince 04/2017 · owns less than 5%
- S Reid Perper · Executive Officercontrolsince 04/2017 · owns less than 5%
Entity owners
- Five Arrows · Managing Memberdirect · owns 75% or more
- K Developpement Sas · Shareholderindirect · owns 75% or more of Five Arrows
- Rothschild & Co Sca · Shareholderindirect · owns 75% or more of K Developpement Sas
Related persons
Schedule D 7.A
- Facp General Partner, L.P.pooled vehicle sponsorn
- Five Arrows Managers North America LLCinvestment advisernRAUM $3.4B
- Five Arrows Managers Sapooled vehicle sponsorn
- Rothschild & Co Investment Managers (Fka Po Participations)investment advisery
- Rothschild & Co US Inc.broker-dealern
Advisers that list Five Arrows Managers (USA) LLC as a related person
Offices
Schedule D 1.F, the 25 largest
- San Francisco, CA7 employees
What changed
consecutive filings, newest first
- Advisory employees · 40 to 42Mar 27, 2025 to Mar 30, 2026
- Assets in custody · $905M to $799MMar 27, 2025 to Mar 30, 2026
- Employees · 42 to 45Mar 27, 2025 to Mar 30, 2026
- Discretionary RAUM · $994M to $994MMar 27, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $994M to $994MMar 27, 2025 to Mar 30, 2026
- RAUM · $994M to $994MMar 27, 2025 to Mar 30, 2026
- Advisory employees · 25 to 40Mar 28, 2024 to Mar 27, 2025
- Assets in custody · $683M to $905MMar 28, 2024 to Mar 27, 2025
- Employees · 28 to 42Mar 28, 2024 to Mar 27, 2025
- Financial planning clients · unset to Mar 28, 2024 to Mar 27, 2025
- Discretionary RAUM · $835M to $994MMar 28, 2024 to Mar 27, 2025
- Pooled vehicle RAUM · $835M to $994MMar 28, 2024 to Mar 27, 2025
- RAUM · $835M to $994MMar 28, 2024 to Mar 27, 2025
- Advisory employees · 20 to 25Jan 31, 2024 to Mar 28, 2024
- Assets in custody · $615M to $683MJan 31, 2024 to Mar 28, 2024
- Employees · 23 to 28Jan 31, 2024 to Mar 28, 2024
- Discretionary RAUM · $784M to $835MJan 31, 2024 to Mar 28, 2024
- Pooled vehicle RAUM · $784M to $835MJan 31, 2024 to Mar 28, 2024
- RAUM · $784M to $835MJan 31, 2024 to Mar 28, 2024
- Accounts · 5 to 4Mar 30, 2022 to Mar 29, 2023
- Advisory employees · 16 to 20Mar 30, 2022 to Mar 29, 2023
- Pooled vehicle clients · 5 to 4Mar 30, 2022 to Mar 29, 2023
- Assets in custody · $1.1B to $615MMar 30, 2022 to Mar 29, 2023
- Employees · 19 to 23Mar 30, 2022 to Mar 29, 2023
- Other offices · 0 to 1Mar 30, 2022 to Mar 29, 2023
- Private funds · 3 to 2Mar 30, 2022 to Mar 29, 2023
- Discretionary RAUM · $1.2B to $784MMar 30, 2022 to Mar 29, 2023
- Pooled vehicle RAUM · $1.2B to $784MMar 30, 2022 to Mar 29, 2023
- RAUM · $1.2B to $784MMar 30, 2022 to Mar 29, 2023
- Advisory employees · 12 to 16Apr 13, 2021 to Mar 30, 2022
- Assets in custody · $566M to $1.1BApr 13, 2021 to Mar 30, 2022
- Employees · 15 to 19Apr 13, 2021 to Mar 30, 2022
- Discretionary RAUM · $765M to $1.2BApr 13, 2021 to Mar 30, 2022
- Pooled vehicle RAUM · $765M to $1.2BApr 13, 2021 to Mar 30, 2022
- RAUM · $765M to $1.2BApr 13, 2021 to Mar 30, 2022
- Advisory employees · 11 to 12Apr 9, 2020 to Mar 29, 2021
- Assets in custody · $355M to $566MApr 9, 2020 to Mar 29, 2021
- Employees · 14 to 15Apr 9, 2020 to Mar 29, 2021
- Discretionary RAUM · $718M to $765MApr 9, 2020 to Mar 29, 2021
- Pooled vehicle RAUM · $718M to $765MApr 9, 2020 to Mar 29, 2021
Signals
11 dated events
- Murray John Carroll (Executive Officer) appeared on Schedule A of Five Arrows Managers (Usa) LlcMar 28, 2024 · Control person joined · fact
- Marc Olivier Laurent (Executive Officer) no longer on Schedule A of Five Arrows Managers (Usa) Llc (listed 2024-01-31, absent 2024-03-28)Mar 28, 2024 · Control person left · inference
- M Kelly Henry (Chief Compliance Officer) appeared on Schedule A of Five Arrows Managers (Usa) LlcJan 31, 2024 · Control person joined · fact
- James Michael Gruppuso (Chief Compliance Officer) no longer on Schedule A of Five Arrows Managers (Usa) Llc (listed 2023-05-22, absent 2023-08-03)Aug 3, 2023 · Control person left · inference
- Murray John Carroll (Chief Compliance Officer) appeared on Schedule A of Five Arrows Managers (Usa) LlcAug 3, 2023 · Control person joined · fact
- Five Arrows Managers (Usa) Llc reported RAUM $783.8M, down 32% from $1.2B (2022-03-30 to 2023-03-29)Mar 29, 2023 · RAUM change · derived
- Victor Decrion (Executive Officer) no longer on Schedule A of Five Arrows Managers (Usa) Llc (listed 2022-03-30, absent 2023-03-29)Mar 29, 2023 · Control person left · inference
- Five Arrows Managers (Usa) Llc reported RAUM $1.2B, up 50% from $765.5M (2021-04-13 to 2022-03-30)Mar 30, 2022 · RAUM change · derived
- David Adam Lehrhoff (Executive Officer) no longer on Schedule A of Five Arrows Managers (Usa) Llc (listed 2020-04-09, absent 2021-03-29)Mar 29, 2021 · Control person left · inference
- Five Arrows Managers (Usa) Llc reported RAUM $718.1M, up 50% from $479.7M (2019-04-05 to 2020-03-29)Mar 29, 2020 · RAUM change · derived
- Five Arrows Managers (Usa) Llc filed its initial SEC registration (Form ADV)Mar 28, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- Five Arrows Managers (USA) LLC · Independent Sponsorsshared crd · capital_provider
- Five Arrows Managers (USA) LLC · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/rothschildandcoreportedpublic record, Form ADV, Sep 17, 2026
- Website
- ROTHSCHILDANDCO.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 212-300-1999reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026