DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Latest filing Mar 31, 2026
First filing on the tape Mar 31, 2026 · 1 filings
RAUM
n/a
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
n/a
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
5
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
0 filings and snapshots on the tape
RAUM: no history
HNW client RAUM: no history
State-registered IARs (5.B.3): no history
Employees (5.A): no history
Private funds: no history
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- unknownderivedRAUM over accounts (5.F.2.f)
- Discretionary
- unknownderivedof RAUM
- Institutional
- unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.5derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- fixed feesreportedItem 5.E
- Advisory activities
- financial planningreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- receives research or other products from a broker-dealer, soft dollars (8.E)
- a related person acts as qualified custodian (9.D.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- n/areported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- fixedreported
- Class basis
- on the IAPD state feed, not SEC-registeredderived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Matthew Dougald Mckellar | Morristown, Nj | Dec 16, 2005 | 27 y | 5 |
| John Phillip Carney | Morristown, Nj | Nov 15, 2012 | 28 y | 4 |
Advisor movement
Left, latest
- Aimee Margaret Lloyd to Private Advisor Group, LLCOct 13, 2022 · Other
- Robert James Reamer to Private Advisor Group, LLCOct 13, 2022 · Other
- David Michael Moretsky to Private Advisor Group, LLCDec 31, 2021 · Other
- Matthew Dougald Mckellar to Private Advisor Group, LLCDec 31, 2021 · Other
Joined, latest
- John Phillip Carney from Boone Wealth Advisors, LLCNov 15, 2012 · Other
- Aimee Margaret Lloyd from Boone Wealth Advisors, LLCSep 17, 2012 · Other
- Robert James Reamer from LPL Financial LLCAug 6, 2012 · Other
- David Michael Moretsky from LPL Financial LLCDec 16, 2005 · Other
- Matthew Dougald Mckellar from LPL Financial LLCDec 16, 2005 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for Private Advisor Group, LLCOct 13, 2022 · Kirkland, Wa
- 2 left for Private Advisor Group, LLCDec 31, 2021
- 3 joined from LPL Financial LLCOct 28, 2015 · Kirkland, Wa
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
No Schedule A on the extract for this adviser.
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Kirkland, Wa · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
One filing, no change to show.
Signals
3 dated events
- Aimee Margaret Lloyd left Myicon for Private Advisor Group, Llc (registered 2013-12-19)Oct 13, 2022 · Advisor changed firm · fact
- Robert James Reamer left Myicon for Private Advisor Group, Llc (registered 2013-12-18)Oct 13, 2022 · Advisor changed firm · fact
- 2 advisors left Myicon (Kirkland, WA) for Private Advisor Group, LLC on the same dayOct 13, 2022 · Team lift-out · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- MYICON.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 4255624266reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- STATE REGISTEREDderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 15, 2026