DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Boone Wealth Advisors, LLC
Latest filing Mar 27, 2026
First filing on the tape Feb 25, 2015 · 26 filings
SEC status approved since Mar 31, 2015
RAUM
$507M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
98%
$496M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$127M
derived; firm RAUM over IAPD count
Employees
9
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
26 filings and snapshots on the tape
RAUM$507M as of Mar 27, 2026
Mar 29, 2016$142M then
HNW client RAUM$472M as of Mar 27, 2026
Mar 26, 2018$131M then
State-registered IARs (5.B.3)4 as of Mar 27, 2026
Mar 29, 20165 then
Employees (5.A)9 as of Mar 27, 2026
Mar 29, 20165 then
Private funds: no history
RAUM -21% over the last fiscal year+34% a year over threeIARs 4 to 4
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $127MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 76derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.7MderivedHNW RAUM over HNW clients
- Average account
- $914,764derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 1.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.3derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -21%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -1.3%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
- Wrap fee program
- $364MreportedItem 5.I
- Custody
- $57.2M, 117 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$472M93%
- Individuals$23.5M4.6%
- Charitable organizations$5.7M1.1%
- Pension and profit-sharing plans$2.8M0.5%
- Corporations and businesses$2.3M0.4%
- Individual clients
- 127reported
- HNW clients
- 178reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 554reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- $20.2M sponsored, $0 managedreported
- Custody of client assets
- $57.2M for 117 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=3.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Shawn Milton Nelson | Bellevue, Wa | Aug 2, 2004 | 26 y | 0 |
| Sterling Thomas Monroe | Bellevue, Wa | Sep 23, 2014 | 13 y | 0 |
| Ryan J AlderferCertified Financial Planner | Bellevue, Wa | Oct 17, 2016 | 19 y | 2 |
| Michael Willard BooneCertified Financial Planner | Bellevue, Wa | Jan 12, 2018 | 41 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- George Pierce to Coldstream Wealth ManagementApr 1, 2019 · RIA to RIA
- Evan Alexander Harris to Evergreen Wealth Partners LLCMay 12, 2016 · Other
- Adelaide Leslie Grimm to Merrill Lynch, Pierce, Fenner & Smith IncorporatedFeb 28, 2014 · Other
- Aimee Margaret Lloyd to MyiconOct 26, 2012 · Other
- John Phillip Carney to MyiconOct 26, 2012 · Other
Joined, latest
- Ryan J Alderfer from Key Investment Services LLCOct 17, 2016 · Other
- Evan Alexander Harris from LPL Financial LLCSep 19, 2014 · Other
- Adelaide Leslie Grimm from LPL Financial LLCMar 28, 2013 · Other
- Michael Willard Boone from LPL Financial LLCSep 26, 2006 · Other
- Aimee Margaret Lloyd from LPL Financial LLCAug 14, 2006 · Other
- John Phillip Carney from LPL Financial LLCAug 3, 2004 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from LPL Financial LLCOct 28, 2015 · Bellevue, Wa
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Willard Michael Boone · Foundercontrolsince 05/1999 · owns 75% or more
- Milton Shawn Nelson · Chief Compliance Officer & Managing Membercontrolsince 09/2014 · owns 10% to 25%
- Thomas Sterling Monroe · Membersince 03/2022 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Bellevue, Wa · principal | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 598 to 554Mar 20, 2025 to Mar 27, 2026
- Individual clients · 131 to 127Mar 20, 2025 to Mar 27, 2026
- Discretionary RAUM · $639M to $507MMar 20, 2025 to Mar 27, 2026
- HNW RAUM · $603M to $472MMar 20, 2025 to Mar 27, 2026
- Individual RAUM · $26.1M to $23.5MMar 20, 2025 to Mar 27, 2026
- Pension RAUM · $2.4M to $2.8MMar 20, 2025 to Mar 27, 2026
- RAUM · $639M to $507MMar 20, 2025 to Mar 27, 2026
- Wrap assets (sponsor) · $0 to $20.2MMar 20, 2025 to Mar 27, 2026
- Accounts · 556 to 598Oct 8, 2024 to Mar 20, 2025
- Individual clients · 127 to 131Oct 8, 2024 to Mar 20, 2025
- Employees · 8 to 9Oct 8, 2024 to Mar 20, 2025
- Financial planning clients · 1-10 to 1-10Oct 8, 2024 to Mar 20, 2025
- Discretionary RAUM · $233M to $639MOct 8, 2024 to Mar 20, 2025
- HNW RAUM · $204M to $603MOct 8, 2024 to Mar 20, 2025
- Individual RAUM · $23.0M to $26.1MOct 8, 2024 to Mar 20, 2025
- Pension RAUM · $2.4M to $2.4MOct 8, 2024 to Mar 20, 2025
- RAUM · $233M to $639MOct 8, 2024 to Mar 20, 2025
- Accounts · 543 to 556Oct 25, 2023 to Mar 15, 2024
- HNW clients · 180 to 178Oct 25, 2023 to Mar 15, 2024
- Individual clients · 117 to 127Oct 25, 2023 to Mar 15, 2024
- Assets in custody · $101M to $57.2MOct 25, 2023 to Mar 15, 2024
- Discretionary RAUM · $209M to $233MOct 25, 2023 to Mar 15, 2024
- HNW RAUM · $182M to $204MOct 25, 2023 to Mar 15, 2024
- Individual RAUM · $21.0M to $23.0MOct 25, 2023 to Mar 15, 2024
- Pension RAUM · $2.0M to $2.4MOct 25, 2023 to Mar 15, 2024
- RAUM · $209M to $233MOct 25, 2023 to Mar 15, 2024
- Accounts · 570 to 543Apr 1, 2022 to Mar 22, 2023
- HNW clients · 111 to 180Apr 1, 2022 to Mar 22, 2023
- Individual clients · 98 to 117Apr 1, 2022 to Mar 22, 2023
- Assets in custody · $46.9M to $101MApr 1, 2022 to Mar 22, 2023
- Discretionary RAUM · $257M to $209MApr 1, 2022 to Mar 22, 2023
- HNW RAUM · $228M to $182MApr 1, 2022 to Mar 22, 2023
- Individual RAUM · $22.6M to $21.0MApr 1, 2022 to Mar 22, 2023
- Pension RAUM · $2.5M to $2.0MApr 1, 2022 to Mar 22, 2023
- RAUM · $257M to $209MApr 1, 2022 to Mar 22, 2023
- Accounts · 544 to 570Sep 7, 2021 to Mar 25, 2022
- Charity clients · 3.0 to unsetSep 7, 2021 to Mar 25, 2022
- Corporate clients · 2.0 to unsetSep 7, 2021 to Mar 25, 2022
- HNW clients · 90 to 111Sep 7, 2021 to Mar 25, 2022
- Individual clients · 117 to 98Sep 7, 2021 to Mar 25, 2022
Signals
2 dated events
- Boone Wealth Advisors, Llc reported RAUM $639.4M, up 175% from $232.6M (2024-10-08 to 2025-03-20)Mar 20, 2025 · RAUM change · derived
- Mwboone And Associates, Llc filed its initial SEC registration (Form ADV)Feb 25, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/BOONE-WEALTH-ADVISORS-LLCreportedpublic record, Form ADV, Sep 17, 2026
- Website
- BOONEWEALTH.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 425-462-6406reportedpublic record, Form ADV, Mar 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $127Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026