DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Sage Capital Advisors, LLC
Latest filing Sep 29, 2025
First filing on the tape Jun 15, 2012 · 50 filings
SEC status approved since Aug 22, 2005
RAUM
$630M
reported, Item 5.F
Discretionary
89%
of RAUM
Private clients
35%
$221M individuals and HNW
Advisors
8
registered through the firm on IAPD
RAUM per advisor
$78.7M
derived; firm RAUM over IAPD count
Employees
8
7 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
50 filings and snapshots on the tape
RAUM$630M as of Sep 29, 2025
Sep 18, 2012$125M then
HNW client RAUM$189M as of Sep 29, 2025
Sep 19, 2018$74.6M then
State-registered IARs (5.B.3)7 as of Sep 29, 2025
Sep 18, 20120 then
Employees (5.A)8 as of Sep 29, 2025
Aug 8, 20136 then
Private funds: no history
RAUM +13% over the last fiscal year+16% a year over threeIARs 7 to 7offices 3 to 2
Practice profile
derived from the filing of Sep 29, 2025; every figure names its basis
- RAUM per advisor
- $78.7MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 28derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.2MderivedHNW RAUM over HNW clients
- Average account
- $1.2MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 89%derivedof RAUM
- Institutional
- 12%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.7derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +4.6%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +10%derived
- Compensation
- percentage of assets, hourlyreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, publications, educational seminarsreportedItem 5.G
- Custody
- $310M, 68 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Corporations and businesses$335M53%
- High-net-worth individuals$189M30%
- Pension and profit-sharing plans$72.4M11%
- Individuals$32.8M5.2%
- Charitable organizations$905,1260.1%
- Individual clients
- 137reported
- HNW clients
- 84reported
- Pension plan clients
- 3reported
- Charitable clients
- 1reported
- Accounts
- 522reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $310M for 68 clientsreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- private_client_share=0.35 fund_share=0.0 institutional_share=0.12 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
8 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Matthew Allen JohnsonChartered Financial Analyst | Sioux Falls, Sd | Aug 23, 2005 | 30 y | 1 |
| Diana Marie Blair | Tomball, Tx | Aug 23, 2005 | 22 y | 1 |
| J Timothy Dyer | Sioux Falls, Sd | Nov 17, 2011 | 27 y | 3 |
| Jeffrey William Malone | Sioux Falls, Sd | Jan 6, 2014 | 35 y | 2 |
| Travis Christopher Verdin | Tomball, Tx | Oct 21, 2015 | 13 y | 0 |
| Andrew Robert NugentChartered Financial Analyst | La Jolla, Ca | Jul 19, 2018 | 32 y | 1 |
| Carl Edward Rustin | Sioux Falls, Sd | Oct 11, 2022 | 16 y | 0 |
| Dustin Michael Holt | La Jolla, Ca | Aug 24, 2026 | 11 y | 1 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days1 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Marmar Bazyar Binley to Td Ameritrade, Inc.Sep 8, 2010 · Other
Joined, latest
- Dustin Michael Holt from Trilogy Capital, Inc.Aug 24, 2026 · RIA to RIA
- Andrew Robert Nugent from Brandes Investment Partners, LPJul 19, 2018 · Other
- Jeffrey William Malone from Malone Capital Management Inc.Jan 6, 2014 · Other
- J Timothy Dyer from Decision Investments, Inc.Nov 17, 2011 · Other
- Marmar Bazyar Binley from Wells Fargo Investments, LLCFeb 3, 2010 · Other
- Diana Marie Blair from Wells Fargo Investments, LLCAug 23, 2005 · Other
- Matthew Allen Johnson from Wells Fargo Investments, LLCAug 23, 2005 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Marie Diana Blair · Chief Compliance Officer/Managercontrolsince 07/2005 · owns less than 5%
- Allen Matthew Johnson · Managercontrolsince 07/2005 · owns less than 5%
- Marie Diana Blair · Manager/Membercontrolsince 07/2013 · owns 75% or more of D Blair Corporation
- Allen Matthew Johnson · Manager/Membercontrolsince 02/2007 · owns 75% or more of Sage One Ltd
Entity owners
- D Blair Corporation · Memberdirect · owns 50% to 75%
- Sage One Ltd · Memberdirect · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Advisers that list Sage Capital Advisors, LLC as a related person
- 167861 n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Sioux Falls, Sd · principal | 7 | 1 | 0 | ||
| La Jolla, Ca | 3 | 1 | 0 | ||
| Tomball, Tx | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- La Jolla, CA2 employees
- Tomball, TX2 employees
- San Diego, CA1 employees
What changed
consecutive filings, newest first
- Accounts · 504 to 522Jun 10, 2025 to Sep 29, 2025
- Corporate clients · 10 to 12Jun 10, 2025 to Sep 29, 2025
- Individual clients · 132 to 137Jun 10, 2025 to Sep 29, 2025
- Assets in custody · $314M to $310MJun 10, 2025 to Sep 29, 2025
- Financial planning clients · 1-10 to 0Jun 10, 2025 to Sep 29, 2025
- Other offices · 3 to 2Jun 10, 2025 to Sep 29, 2025
- Discretionary RAUM · $581M to $557MJun 10, 2025 to Sep 29, 2025
- HNW RAUM · $180M to $189MJun 10, 2025 to Sep 29, 2025
- Individual RAUM · $26.8M to $32.8MJun 10, 2025 to Sep 29, 2025
- Non-discretionary RAUM · $337,976 to $72.4MJun 10, 2025 to Sep 29, 2025
- Pension RAUM · $66.0M to $72.4MJun 10, 2025 to Sep 29, 2025
- RAUM · $581M to $630MJun 10, 2025 to Sep 29, 2025
- Financial planning clients · 1-10 to 1-10May 29, 2025 to Jun 10, 2025
- Accounts · 465 to 504Dec 14, 2023 to Sep 30, 2024
- Charity clients · unset to 1.0Dec 14, 2023 to Sep 30, 2024
- Corporate clients · 11 to 10Dec 14, 2023 to Sep 30, 2024
- HNW clients · 77 to 84Dec 14, 2023 to Sep 30, 2024
- Individual clients · 119 to 132Dec 14, 2023 to Sep 30, 2024
- Pension plan clients · unset to 3.0Dec 14, 2023 to Sep 30, 2024
- Assets in custody · $338M to $314MDec 14, 2023 to Sep 30, 2024
- Discretionary RAUM · $492M to $581MDec 14, 2023 to Sep 30, 2024
- HNW RAUM · $138M to $180MDec 14, 2023 to Sep 30, 2024
- Individual RAUM · $21.5M to $26.8MDec 14, 2023 to Sep 30, 2024
- Non-discretionary RAUM · $63.9M to $337,976Dec 14, 2023 to Sep 30, 2024
- Pension RAUM · $58.7M to $66.0MDec 14, 2023 to Sep 30, 2024
- RAUM · $556M to $581MDec 14, 2023 to Sep 30, 2024
- Accounts · 436 to 465Sep 23, 2022 to Sep 29, 2023
- Corporate clients · 10 to 11Sep 23, 2022 to Sep 29, 2023
- HNW clients · 70 to 77Sep 23, 2022 to Sep 29, 2023
- Individual clients · 114 to 119Sep 23, 2022 to Sep 29, 2023
- Assets in custody · $156M to $338MSep 23, 2022 to Sep 29, 2023
- Discretionary RAUM · $304M to $492MSep 23, 2022 to Sep 29, 2023
- HNW RAUM · $116M to $138MSep 23, 2022 to Sep 29, 2023
- Individual RAUM · $19.7M to $21.5MSep 23, 2022 to Sep 29, 2023
- Non-discretionary RAUM · $55.3M to $63.9MSep 23, 2022 to Sep 29, 2023
- Pension RAUM · $53.4M to $58.7MSep 23, 2022 to Sep 29, 2023
- RAUM · $360M to $556MSep 23, 2022 to Sep 29, 2023
- Accounts · 390 to 436Jun 16, 2022 to Sep 23, 2022
- Corporate clients · 8 to 10Jun 16, 2022 to Sep 23, 2022
- HNW clients · 67 to 70Jun 16, 2022 to Sep 23, 2022
Signals
1 dated events
- Sage Capital Advisors, Llc reported RAUM $556.1M, up 55% from $359.8M (2022-09-23 to 2023-09-29)Sep 29, 2023 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/sage-capital-advisors-llcreportedpublic record, Form ADV, Sep 18, 2026
- Firm profile
- linkedin.com/company/dyer-wealth-managementreportedpublic record, Form ADV, Sep 18, 2026
- Website
- sage-cap.lpages.co/btn/?inf_contact_key=5cd8583a28c8840c2b39reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 844-279-7243reportedpublic record, Form ADV, Sep 29, 2025
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $78.7Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026