DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Kdi Capital Partners, LLC

Former SEC-registered adviserRaleigh, North CarolinaCRD 137092SEC 801-74248IAPD
Latest filing May 21, 2021
First filing on the tape Feb 15, 2012 · 20 filings
RAUM
$350M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
22%
$78.5M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
6
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
$161M gross assets
History
20 filings and snapshots on the tape
RAUM$350M as of Mar 26, 2021
Mar 26, 2013$371M then
HNW client RAUM$77.5M as of Mar 26, 2021
Mar 28, 2018$64.8M then
State-registered IARs (5.B.3)2 as of Mar 26, 2021
Mar 26, 20130 then
Employees (5.A)6 as of Mar 26, 2021
Mar 26, 20137 then
Private funds2 as of Mar 26, 2021
Mar 26, 20136 then
RAUM +11% over the last fiscal year-0.0% a year over threeIARs 2 to 2
Practice profile
derived from the filing of May 21, 2021; every figure names its basis
RAUM per advisor
$175MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
24derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$1.9MderivedHNW RAUM over HNW clients
Average account
$6.6MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
3.0derivedItem 5.A over advisors
Advisors per office
2.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+11%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
+12%derived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
Custody
$161M, 2 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$161M46%
  • Corporations and businesses$110M31%
  • High-net-worth individuals$77.5M22%
  • Individuals$997,0000.3%
  • Charitable organizations$316,0000.1%
Individual clients
6reported
HNW clients
41reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
53reported
Financial planning clients
1-10reported
Wrap fee programs
noreported
Custody of client assets
$161M for 2 clientsreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Joined, latest
none on the tape
    Every departureEvery arrival
    Teams: two or more advisors moving together within fourteen days, from one state
      Teams outTeams in
      Private funds
      6 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      A Few Valuable Businesses PartnershipHedge Fund$102M2Feb 15, 2012
      Capital Partner Investments Limited Partnershipno longer reportedHedge Fund$60.8M3Feb 15, 2012
      Value Preservation Limited Partnershipno longer reportedHedge Fund$42.0M24Feb 15, 2012
      Financial Ascent Limited Partnershipno longer reportedHedge Fund$29.8M35Feb 15, 2012
      Worthy Companies Limited Partnershipno longer reportedHedge Fund$22.3M2Feb 15, 2012
      Premier Distribution Companies LPno longer reportedHedge Fund$1.0M2Mar 28, 2014
      Owners and control persons
      Schedule A and B, latest filing
      • Powell Beth Dalton · Chief Compliance Officercontrol
        since 02/2012 · owns less than 5%
      • Michael John Day · Managing Member, Chief Investment Officercontrol
        since 01/1996 · owns 50% to 75%
      • Michael Sheldon Fox · Managing Membercontrol
        since 11/2007 · owns 10% to 25%
      • Michael Colin Kelly · Member
        since 01/2020 · owns 5% to 10%
      • Haywood James Maynard · Shareholder, Investors Management Corporation Class A Voting Stock
        since 07/1972 · owns 75% or more of Investors Management Corporation
      Entity owners
      • Investors Management Corporation · Member
        direct · owns 10% to 25%
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 47 to 53
        Jan 5, 2021 to Mar 26, 2021
      • HNW clients · 36 to 41
        Jan 5, 2021 to Mar 26, 2021
      • Pooled vehicle clients · 3 to 2
        Jan 5, 2021 to Mar 26, 2021
      • Assets in custody · $246M to $161M
        Jan 5, 2021 to Mar 26, 2021
      • Private funds · 3 to 2
        Jan 5, 2021 to Mar 26, 2021
      • Discretionary RAUM · $315M to $350M
        Jan 5, 2021 to Mar 26, 2021
      • HNW RAUM · $67.3M to $77.5M
        Jan 5, 2021 to Mar 26, 2021
      • Individual RAUM · $477,000 to $997,000
        Jan 5, 2021 to Mar 26, 2021
      • Pooled vehicle RAUM · $243M to $161M
        Jan 5, 2021 to Mar 26, 2021
      • RAUM · $315M to $350M
        Jan 5, 2021 to Mar 26, 2021
      • Accounts · 38 to 47
        Sep 4, 2019 to Mar 24, 2020
      • HNW clients · 28 to 36
        Sep 4, 2019 to Mar 24, 2020
      • Individual clients · unset to 6.0
        Sep 4, 2019 to Mar 24, 2020
      • Assets in custody · $261M to $246M
        Sep 4, 2019 to Mar 24, 2020
      • Financial planning clients · 0 to 1-10
        Sep 4, 2019 to Mar 24, 2020
      • State-registered IARs · 1 to 2
        Sep 4, 2019 to Mar 24, 2020
      • HNW RAUM · $49.2M to $67.3M
        Sep 4, 2019 to Mar 24, 2020
      • Individual RAUM · $269,000 to $477,000
        Sep 4, 2019 to Mar 24, 2020
      • Non-discretionary RAUM · $2.7M to $0
        Sep 4, 2019 to Mar 24, 2020
      • Pooled vehicle RAUM · $261M to $243M
        Sep 4, 2019 to Mar 24, 2020
      • RAUM · $317M to $315M
        Sep 4, 2019 to Mar 24, 2020
      • Accounts · 34 to 38
        Jun 28, 2018 to Mar 22, 2019
      • Advisory activities · 4 to 5
        Jun 28, 2018 to Mar 22, 2019
      • HNW clients · 26 to 28
        Jun 28, 2018 to Mar 22, 2019
      • Pooled vehicle clients · 4 to 3
        Jun 28, 2018 to Mar 22, 2019
      • Assets in custody · $283M to $261M
        Jun 28, 2018 to Mar 22, 2019
      • State-registered IARs · 0 to 1
        Jun 28, 2018 to Mar 22, 2019
      • Private funds · 4 to 3
        Jun 28, 2018 to Mar 22, 2019
      • Discretionary RAUM · $350M to $315M
        Jun 28, 2018 to Mar 22, 2019
      • HNW RAUM · $64.8M to $49.2M
        Jun 28, 2018 to Mar 22, 2019
      • Individual RAUM · $243,000 to $269,000
        Jun 28, 2018 to Mar 22, 2019
      • Non-discretionary RAUM · $0 to $2.7M
        Jun 28, 2018 to Mar 22, 2019
      • Pooled vehicle RAUM · $283M to $261M
        Jun 28, 2018 to Mar 22, 2019
      • RAUM · $350M to $317M
        Jun 28, 2018 to Mar 22, 2019
      • Accounts · 27 to 34
        Mar 30, 2017 to Mar 28, 2018
      • HNW clients · unset to 26.0
        Mar 30, 2017 to Mar 28, 2018
      • Pooled vehicle clients · unset to 4.0
        Mar 30, 2017 to Mar 28, 2018
      • Assets in custody · $280M to $283M
        Mar 30, 2017 to Mar 28, 2018
      • Other offices · unset to 0.0
        Mar 30, 2017 to Mar 28, 2018
      • Discretionary RAUM · $346M to $350M
        Mar 30, 2017 to Mar 28, 2018
      Signals
      3 dated events
      • Sheldon Michael Fox left Kdi Capital Partners, Llc for Curi Capital (registered 2022-01-10)
        Jan 19, 2022 · Advisor changed firm · fact
      • Colin Michael Kelly left Kdi Capital Partners, Llc for Curi Capital (registered 2022-01-10)
        Jan 19, 2022 · Advisor changed firm · fact
      • 2 advisors left Kdi Capital Partners, LLC (Raleigh, NC) for Curi Capital on the same day
        Jan 19, 2022 · Team lift-out · derived
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026