DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Franklin Street Advisors Inc.
Legal name Franklin Street Advisors, Inc.
Latest filing May 22, 2026
First filing on the tape Mar 27, 2012 · 48 filings
SEC status approved since Aug 15, 1991
RAUM
$4.5B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
81%
$3.7B individuals and HNW
Advisors
16
registered through the firm on IAPD
RAUM per advisor
$283M
derived; firm RAUM over IAPD count
Employees
40
18 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
5
reported on Schedule D
History
48 filings and snapshots on the tape
RAUM$4.5B as of May 22, 2026
Mar 27, 2012$1.6B then
HNW client RAUM$3.6B as of May 22, 2026
Mar 23, 2018$1.3B then
State-registered IARs (5.B.3)15 as of May 22, 2026
Mar 27, 20120 then
Employees (5.A)40 as of May 22, 2026
Mar 26, 201337 then
Private funds5 as of May 22, 2026
Mar 27, 20124 then
RAUM n/a over the last fiscal year+14% a year over three
Practice profile
derived from the filing of May 22, 2026; every figure names its basis
Archetypes, each a printed rule
- RIA with heavy alternatives · a wealth manager whose private fund gross assets are at least 25 percent of RAUM, or five or more private funds
- RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- UHNW private wealth · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, and average HNW client assets at least $10M
- RAUM per advisor
- $283MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 24derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $11.4MderivedHNW RAUM over HNW clients
- Average account
- $2.7MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 3.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.5derivedItem 5.A over advisors
- Advisors per office
- 16.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, otherreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, selection of other advisers, otherreportedItem 5.G
- Custody
- $3.6B, 330 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$3.6B79%
- Corporations and businesses$568M13%
- Pooled investment vehicles$154M3.4%
- Charitable organizations$93.6M2.1%
- State and municipal entities$60.1M1.3%
- Individuals$53.0M1.2%
- Individual clients
- 62reported
- HNW clients
- 317reported
- Pension plan clients
- 0reported
- Charitable clients
- 11reported
- Accounts
- 1,652reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $3.6B for 330 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.81 fund_share=0.03 institutional_share=0.03 related_bd=true related_bank=true bd_reps=0.0derived
Advisors registered through the firm
16 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Richard Peters BlankenshipChartered Financial Analyst | Chapel Hill, Nc | Sep 8, 2004 | 28 y | 0 |
| Roger Carlan Eubanks | Chapel Hill, Nc | Oct 9, 2006 | 31 y | 1 |
| Joseph Bernard FoxCertified Financial Planner, Chartered Financial Analyst | Chapel Hill, Nc | Jul 10, 2007 | 23 y | 0 |
| Milton S BrownCertified Financial Planner | Chapel Hill, Nc | Jun 1, 2009 | 17 y | 0 |
| Charles Olin Mahaffey | Chapel Hill, Nc | Nov 9, 2010 | 17 y | 1 |
| Craig Alan SullivanChartered Financial Analyst | Chapel Hill, Nc | Aug 6, 2012 | 19 y | 1 |
| Christy Lynn Phillips Strigel | Chapel Hill, Nc | Aug 12, 2013 | 28 y | 1 |
| Johns Norwood EllingtonChartered Financial Analyst | Chapel Hill, Nc | Sep 8, 2015 | 25 y | 2 |
| Dennis Cleveland GreenwayChartered Financial Analyst | Chapel Hill, Nc | Sep 18, 2015 | 26 y | 0 |
| Matthew Kent InmanCertified Financial Planner | Chapel Hill, Nc | Jan 1, 2016 | 10 y | 0 |
| Joshua Coy Turner | Chapel Hill, Nc | Jan 27, 2016 | 11 y | 1 |
| Todd David Young | Chapel Hill, Nc | Oct 11, 2017 | 13 y | 1 |
| Colin James Bates | Chapel Hill, Nc | Oct 30, 2018 | 10 y | 0 |
| Andrew Edwin James | Chapel Hill, Nc | Jan 17, 2020 | 24 y | 0 |
| Cynthia Rose Stroik | Cincinnati, Oh | Jan 10, 2024 | 15 y | 5 |
| Paul T Bode | Chapel Hill, Nc | Feb 25, 2026 | 18 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Stephen Bishop to Northwestern Mutual Investment Services,LLCMar 17, 2023 · Other
- Harrison Holdren Cross to Truist Advisory Services, Inc.Sep 27, 2021 · RIA to affiliated broker-dealer or bank
- Mary Spalding Robbins to Fifth Third Wealth Advisors LLCSep 5, 2017 · Other
- John Currie Wallace to Eton Advisors, LPMar 11, 2016 · Other
- Michael Donovan Jackson to Hambledon, LLCApr 5, 2013 · Other
- Michael Robinson Ragsdale to BalentineMar 16, 2011 · Other
- Matthew Weber Pohlman to Gfo Advisory Services, LLCSep 24, 2010 · Other
- Daniel Allen Summerlin to CaptrustJun 26, 2006 · Other
- George Gregory Smith to Smith Salley Wealth ManagementJan 6, 2004 · Other
Joined, latest
- Cynthia Rose Stroik from Mainstreet AdvisorsJan 10, 2024 · RIA to RIA
- Stephen Bishop from Live Oak Private Wealth, LLCFeb 25, 2021 · RIA to RIA
- Todd David Young from Kdi Capital Partners, LLCOct 11, 2017 · Other
- Joshua Coy Turner from UBS Financial Services Inc.Jan 27, 2016 · Other
- Johns Norwood Ellington from Sterling Capital Management LLCSep 8, 2015 · Other
- Christy Lynn Phillips Strigel from Oak Value Capital Management, IncAug 12, 2013 · Other
- Craig Alan Sullivan from Merrill Lynch, Pierce, Fenner & Smith IncorporatedAug 6, 2012 · Other
- Charles Olin Mahaffey from Oak River Investment AdvisorsNov 9, 2010 · Other
- Roger Carlan Eubanks from UBS Financial Services Inc.Oct 9, 2006 · Other
Private funds
11 reported on Schedule D 7.B.(1)
Owners and control persons
Schedule A and B, latest filing
- T Paul Bode · Managing Director Business Development, Directorcontrolsince 05/2026 · owns less than 5%
- Robert Todd Dornheggen · Directorcontrolsince 11/2021 · owns less than 5%
- Lee Wilson Fite · Directorcontrolsince 05/2021 · owns less than 5%
- Michelle Lori Frischer · Directorcontrolsince 08/2022 · owns less than 5%
- Lin Sarai Green · Directorcontrolsince 05/2026 · owns less than 5%
- Thomas Jason Guthrie · Managing Director Operations, It And Client Servicescontrolsince 06/2025 · owns less than 5%
- Charles Merlin Jr. Kreiser · Managing Director Of Trust Administration, Family Office And Operationscontrolsince 12/2020 · owns less than 5%
- Elizabeth Carol Manzon · Managing Director, Trust And Family Officecontrolsince 11/2018 · owns less than 5%
- Robert William Newell · President, Directorcontrolsince 11/2018 · owns less than 5%
- Ellen Mary Reilly · Directorcontrolsince 11/2021 · owns less than 5%
- William Jonathan Reynolds · Directorcontrolsince 11/2018 · owns less than 5%
- Rose Cynthia Stroik · Chief Compliance Officercontrolsince 11/2021 · owns less than 5%
Entity owners
- Fifth Third Acquisition Holdings, LLC · Shareholderdirect · owns 75% or more
- Fifth Third Acquisition Holdings, LLC (Dba Fifth Third Bank, National Association) · Shareholderdirect · owns 75% or more
- Fifth Third Bancorp · Shareholderindirect · owns 75% or more of Fifth Third Financial Corporation · public reporting company
- Fifth Third Bank, National Association · Shareholderindirect · owns 75% or more of Walnut & Vine Holdings, LLC (Dba Fifth Third Bank, National Association)
- Fifth Third Financial Corporation · Shareholderindirect · owns 75% or more of Fifth Third Bank, National Association
- Walnut & Vine Holdings, LLC (Dba Fifth Third Bank, National Association) · Shareholderindirect · owns 75% or more of Fifth Third Acquisition Holdings, LLC (Dba Fifth Third Bank, National Association)
Related persons
Schedule D 7.A
- Fifth Third Bank, National Associationbankpooled vehicle sponsory
- Fifth Third Insurance Agency, Inc.real estaten
- Fifth Third Securities, Inc.broker-dealerinvestment advisernRAUM $11B
- Fifth Third Wealth Advisors LLCinvestment advisernRAUM $7.8B
- Franklin Street Trust Companyn
Advisers that list Franklin Street Advisors Inc. as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Chapel Hill, Nc · principal | 16 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
5 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing May 22, 2026GUTHRIE, JASON, THOMAS (MANAGING DIRECTOR OPERATIONS, IT AND CLIENT SERVICES) appeared on Schedule A between the filings of 2022-10-03 and 2026-05-22peers: independent wealth managers, $1B to $5B (1,360)
- control person changedChange between filings · filing May 22, 2026BODE, PAUL, T (MANAGING DIRECTOR BUSINESS DEVELOPMENT, DIRECTOR) appeared on Schedule A between the filings of 2022-10-03 and 2026-05-22peers: independent wealth managers, $1B to $5B (1,360)
- control person changedChange between filings · filing May 22, 2026Green, Sarai, Lin (DIRECTOR) appeared on Schedule A between the filings of 2022-10-03 and 2026-05-22peers: independent wealth managers, $1B to $5B (1,360)
- control person changedChange between filings · filing May 22, 2026REILLY, MARY, ELLEN (DIRECTOR) left Schedule A between the filings of 2022-10-03 and 2026-05-22peers: independent wealth managers, $1B to $5B (1,360)
- control person changedChange between filings · filing May 22, 2026Kreiser, Jr., Merlin, Charles (MANAGING DIRECTOR OF TRUST ADMINISTRATION, FAMILY OFFICE AND OPERATIONS) left Schedule A between the filings of 2022-10-03 and 2026-05-22peers: independent wealth managers, $1B to $5B (1,360)
What changed
consecutive filings, newest first
- Accounts · 1,613 to 1,652Aug 12, 2025 to Mar 30, 2026
- Corporate clients · 18 to 16Aug 12, 2025 to Mar 30, 2026
- HNW clients · 313 to 317Aug 12, 2025 to Mar 30, 2026
- Individual clients · 65 to 62Aug 12, 2025 to Mar 30, 2026
- Assets in custody · $3.0B to $3.6BAug 12, 2025 to Mar 30, 2026
- Employees · 39 to 40Aug 12, 2025 to Mar 30, 2026
- Insurance-licensed employees · 0 to 1Aug 12, 2025 to Mar 30, 2026
- State-registered IARs · 14 to 15Aug 12, 2025 to Mar 30, 2026
- Discretionary RAUM · $3.9B to $4.5BAug 12, 2025 to Mar 30, 2026
- HNW RAUM · $3.1B to $3.6BAug 12, 2025 to Mar 30, 2026
- Individual RAUM · $34.6M to $53.0MAug 12, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $156M to $154MAug 12, 2025 to Mar 30, 2026
- RAUM · $3.9B to $4.5BAug 12, 2025 to Mar 30, 2026
- Accounts · 1,563 to 1,613Apr 29, 2024 to May 1, 2025
- Advisory employees · 20 to 18Apr 29, 2024 to May 1, 2025
- Charity clients · 9 to 11Apr 29, 2024 to May 1, 2025
- Corporate clients · 16 to 18Apr 29, 2024 to May 1, 2025
- HNW clients · 307 to 313Apr 29, 2024 to May 1, 2025
- Individual clients · 67 to 65Apr 29, 2024 to May 1, 2025
- Assets in custody · $3.0B to $3.0BApr 29, 2024 to May 1, 2025
- Financial planning clients · unset to Apr 29, 2024 to May 1, 2025
- Discretionary RAUM · $3.5B to $3.9BApr 29, 2024 to May 1, 2025
- HNW RAUM · $2.6B to $3.1BApr 29, 2024 to May 1, 2025
- Individual RAUM · $32.6M to $34.6MApr 29, 2024 to May 1, 2025
- Pooled vehicle RAUM · $151M to $156MApr 29, 2024 to May 1, 2025
- RAUM · $3.5B to $3.9BApr 29, 2024 to May 1, 2025
- Accounts · 1,572 to 1,563Oct 6, 2023 to Mar 28, 2024
- Advisory employees · 19 to 20Oct 6, 2023 to Mar 28, 2024
- Charity clients · 23 to 9Oct 6, 2023 to Mar 28, 2024
- Corporate clients · 22 to 16Oct 6, 2023 to Mar 28, 2024
- HNW clients · 316 to 307Oct 6, 2023 to Mar 28, 2024
- Individual clients · 77 to 67Oct 6, 2023 to Mar 28, 2024
- Pension plan clients · 2 to 0Oct 6, 2023 to Mar 28, 2024
- Assets in custody · $2.3B to $3.0BOct 6, 2023 to Mar 28, 2024
- Employees · 37 to 39Oct 6, 2023 to Mar 28, 2024
- Discretionary RAUM · $3.0B to $3.5BOct 6, 2023 to Mar 28, 2024
- HNW RAUM · $2.2B to $2.6BOct 6, 2023 to Mar 28, 2024
- Individual RAUM · $33.4M to $32.6MOct 6, 2023 to Mar 28, 2024
- Pension RAUM · $3.4M to $0Oct 6, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $155M to $151MOct 6, 2023 to Mar 28, 2024
Signals
19 dated events
- Francis Michael Kennedy (Director) no longer on Schedule A of Franklin Street Advisors Inc. (listed 2023-08-22, absent 2023-10-05)Oct 5, 2023 · Control person left · inference
- Ellen Mary Reilly (Director) appeared on Schedule A of Franklin Street Advisors Inc.Mar 23, 2023 · Control person joined · fact
- Stephen Bishop left Franklin Street Advisors Inc. for Northwestern Mutual Investment Services,Llc (registered 2026-04-22)Mar 17, 2023 · Advisor changed firm · fact
- Michelle Lori Frischer (Senior Vice President, Director) appeared on Schedule A of Franklin Street Advisors Inc.Oct 3, 2022 · Control person joined · fact
- Ellen Mary Reilly (Senior Vice President, Director) no longer on Schedule A of Franklin Street Advisors Inc. (listed 2022-03-30, absent 2022-10-03)Oct 3, 2022 · Control person left · inference
- Amresh Sahay (Director) no longer on Schedule A of Franklin Street Advisors Inc. (listed 2021-11-02, absent 2022-03-30)Mar 30, 2022 · Control person left · inference
- Ellen Mary Reilly (Senior Vice President, Director) appeared on Schedule A of Franklin Street Advisors Inc.Mar 30, 2022 · Control person joined · fact
- Robert Todd Dornheggen (Vice President And Treasurer, Director) appeared on Schedule A of Franklin Street Advisors Inc.Mar 30, 2022 · Control person joined · fact
- Jean Diane Hulls (Chief Compliance Officer) no longer on Schedule A of Franklin Street Advisors Inc. (listed 2021-11-01, absent 2021-11-02)Nov 2, 2021 · Control person left · inference
- Rose Cynthia Stroik (Chief Compliance Officer) appeared on Schedule A of Franklin Street Advisors Inc.Nov 2, 2021 · Control person joined · fact
- Amresh Sahay (Director) appeared on Schedule A of Franklin Street Advisors Inc.May 14, 2021 · Control person joined · fact
- Lee Wilson Fite (Director) appeared on Schedule A of Franklin Street Advisors Inc.May 14, 2021 · Control person joined · fact
- Brady Gerald Coogan (Director) no longer on Schedule A of Franklin Street Advisors Inc. (listed 2021-03-25, absent 2021-05-14)May 14, 2021 · Control person left · inference
- Benjamin Eric Housman (Director) no longer on Schedule A of Franklin Street Advisors Inc. (listed 2021-03-25, absent 2021-05-14)May 14, 2021 · Control person left · inference
- Reed Kristine Garrett (Director) no longer on Schedule A of Franklin Street Advisors Inc. (listed 2021-03-25, absent 2021-05-14)May 14, 2021 · Control person left · inference
- William Bonner (Jr) Thompson (Managing Director Of Asset Allocation And Investment Strategies) no longer on Schedule A of Franklin Street Advisors Inc. (listed 2020-12-17, absent 2021-03-25)Mar 25, 2021 · Control person left · inference
- Charles Merlin Jr. Kreiser (Managing Director Of Trust Administration, Family Office And Operations) appeared on Schedule A of Franklin Street Advisors Inc.Mar 25, 2021 · Control person joined · fact
- Reed Kristine Garrett (Director) appeared on Schedule A of Franklin Street Advisors Inc.Nov 18, 2019 · Control person joined · fact
- Daryl Brian Lamb (Director) no longer on Schedule A of Franklin Street Advisors Inc. (listed 2019-03-28, absent 2019-11-18)Nov 18, 2019 · Control person left · inference
Across DFX
shared identifiers only, never a name match
- Franklin Street Advisors Inc. · Independent Sponsorsshared crd · capital_provider
How to reach
public business contact points only, each with its source
- Website
- FSPNC.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 919-489-2600reportedpublic record, Form ADV, May 22, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Bank affiliated wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $283Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026