DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Curi Capital

Former SEC-registered adviserRaleigh, North CarolinaCRD 281133SEC 801-118864IAPD
Legal name Curi Wealth Management, LLC
Latest filing Dec 1, 2023
First filing on the tape Aug 31, 2015 · 42 filings
RAUM
$1.4B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
50%
$695M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
23
17 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
3
$177M gross assets
History
42 filings and snapshots on the tape
RAUM$1.4B as of Mar 27, 2023
Mar 30, 2016$139M then
HNW client RAUM$600M as of Mar 27, 2023
Mar 5, 2018$14.3M then
State-registered IARs (5.B.3)17 as of Mar 27, 2023
Mar 30, 20162 then
Employees (5.A)23 as of Mar 27, 2023
Mar 30, 20164 then
Private funds3 as of Mar 27, 2023
Mar 30, 20171 then
RAUM +28% over the last fiscal yearIARs 15 to 17
Practice profile
derived from the filing of Dec 1, 2023; every figure names its basis
RAUM per advisor
$82.6MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
28derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$3.2MderivedHNW RAUM over HNW clients
Average account
$804,001derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
29%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.4derivedItem 5.A over advisors
Advisors per office
4.3derived4 offices incl. principal (1.F.5)
RAUM growth, one year
+28%derivedbetween the last two annual amendments
Advisor growth, one year
+13%derivedItem 5.B.3 between annual amendments
Client growth, one year
+87%derived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, pension consulting, selection of other advisersreportedItem 5.G
Custody
$165M, 176 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$600M43%
  • Insurance companies$251M18%
  • Pooled investment vehicles$177M13%
  • Pension and profit-sharing plans$145M10%
  • Corporations and businesses$129M9.2%
  • Individuals$95.0M6.8%
  • Charitable organizations$6.6M0.5%
Individual clients
286reported
HNW clients
187reported
Pension plan clients
24reported
Charitable clients
4reported
Accounts
1,746reported
Financial planning clients
26-50reported
Wrap fee programs
noreported
Custody of client assets
$165M for 176 clientsreported
Compensation
% of AUM, fixedreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
Teams outTeams in
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Powell Beth Dalton · Chief Compliance Officercontrol
    since 01/2022 · owns less than 5%
  • Peter Dimitri Eliopoulos · Ceocontrol
    since 02/2020 · owns 5% to 10%
  • Nicholas Mark Paccione · Chief Operating Officer/Chief Investment Officercontrol
    since 06/2019 · owns less than 5%
Entity owners
  • Curi Capital, LLC · Member
    direct · owns 75% or more
  • Curi Holdings, Inc. · Member
    indirect · owns 75% or more of Mmic Investment Holdings, Inc.
  • Mmic Investment Holdings, Inc. · Member
    indirect · owns 75% or more of Curi Capital, LLC
Related persons
Schedule D 7.A
  • Curi Capital Insurance Solutions, LLC
    real estatey
  • Medical Mutual Of Nc
    real estaten
Offices
Schedule D 1.F, the 25 largest
  • Raleigh, NC4 employees
  • , 1 employees
What changed
consecutive filings, newest first
  • Other offices · 4 to 3
    Aug 16, 2023 to Dec 1, 2023
  • Other offices · 5 to 4
    Apr 26, 2023 to Aug 16, 2023
  • Accounts · 654 to 1,746
    Jan 4, 2023 to Mar 27, 2023
  • Advisory employees · 14 to 17
    Jan 4, 2023 to Mar 27, 2023
  • BD registered reps · 2 to 3
    Jan 4, 2023 to Mar 27, 2023
  • Charity clients · 2 to 4
    Jan 4, 2023 to Mar 27, 2023
  • Corporate clients · 4 to 3
    Jan 4, 2023 to Mar 27, 2023
  • HNW clients · 112 to 187
    Jan 4, 2023 to Mar 27, 2023
  • Individual clients · 141 to 286
    Jan 4, 2023 to Mar 27, 2023
  • Pension plan clients · 22 to 24
    Jan 4, 2023 to Mar 27, 2023
  • Assets in custody · $228M to $165M
    Jan 4, 2023 to Mar 27, 2023
  • Employees · 20 to 23
    Jan 4, 2023 to Mar 27, 2023
  • State-registered IARs · 15 to 17
    Jan 4, 2023 to Mar 27, 2023
  • Discretionary RAUM · $1.1B to $1.4B
    Jan 4, 2023 to Mar 27, 2023
  • HNW RAUM · $347M to $600M
    Jan 4, 2023 to Mar 27, 2023
  • Individual RAUM · $31.1M to $95.0M
    Jan 4, 2023 to Mar 27, 2023
  • Non-discretionary RAUM · $0 to $297,446
    Jan 4, 2023 to Mar 27, 2023
  • Pension RAUM · $100M to $145M
    Jan 4, 2023 to Mar 27, 2023
  • Pooled vehicle RAUM · $215M to $177M
    Jan 4, 2023 to Mar 27, 2023
  • RAUM · $1.1B to $1.4B
    Jan 4, 2023 to Mar 27, 2023
  • Other offices · 4 to 5
    Sep 19, 2022 to Jan 4, 2023
  • Other offices · 3 to 4
    Sep 1, 2022 to Sep 19, 2022
  • Accounts · 310 to 654
    Jan 28, 2022 to Mar 24, 2022
  • Advisory employees · 7 to 14
    Jan 28, 2022 to Mar 24, 2022
  • BD registered reps · 1 to 2
    Jan 28, 2022 to Mar 24, 2022
  • Charity clients · unset to 2.0
    Jan 28, 2022 to Mar 24, 2022
  • Corporate clients · 1 to 4
    Jan 28, 2022 to Mar 24, 2022
  • HNW clients · 90 to 112
    Jan 28, 2022 to Mar 24, 2022
  • Individual clients · 30 to 141
    Jan 28, 2022 to Mar 24, 2022
  • Pension plan clients · 20 to 22
    Jan 28, 2022 to Mar 24, 2022
  • Pooled vehicle clients · unset to 3.0
    Jan 28, 2022 to Mar 24, 2022
  • Assets in custody · $14.0M to $228M
    Jan 28, 2022 to Mar 24, 2022
  • Employees · 9 to 20
    Jan 28, 2022 to Mar 24, 2022
  • State-registered IARs · 8 to 15
    Jan 28, 2022 to Mar 24, 2022
  • Private funds · 1 to 3
    Jan 28, 2022 to Mar 24, 2022
  • Discretionary RAUM · $299M to $1.1B
    Jan 28, 2022 to Mar 24, 2022
  • HNW RAUM · $156M to $347M
    Jan 28, 2022 to Mar 24, 2022
  • Individual RAUM · $3.8M to $31.1M
    Jan 28, 2022 to Mar 24, 2022
  • Pension RAUM · $127M to $100M
    Jan 28, 2022 to Mar 24, 2022
  • Pooled vehicle RAUM · unset to 214736220.0
    Jan 28, 2022 to Mar 24, 2022
Signals
17 dated events
  • Curi Capital's advisors moved to Curi Capital, LLC (Raleigh, NC): 12 of 13 registered, within 11 days
    Jan 26, 2024 · Firm absorbed (people side) · derived
  • Erin Tobin Rogers left Curi Capital for Northrock Partners, Llc (registered 2023-08-04)
    Aug 4, 2023 · Advisor changed firm · fact
  • Cameron John Rosenow left Curi Capital for Northrock Partners, Llc (registered 2023-08-04)
    Aug 4, 2023 · Advisor changed firm · fact
  • Curi Capital reported RAUM $1.4B, up 28% from $1.1B (2023-01-04 to 2023-03-27)
    Mar 27, 2023 · RAUM change · derived
  • Joseph Allen Dillon left Curi Capital for Creative Planning (registered 2023-03-13)
    Mar 8, 2023 · Advisor changed firm · fact
  • 2 advisors left Park Ridge Asset Management (Raleigh, NC) for Curi Capital on the same day
    Sep 7, 2022 · Team lift-out · derived
  • Curi Capital reported RAUM $1.1B, up 267% from $299.0M (2022-01-28 to 2022-03-24)
    Mar 24, 2022 · RAUM change · derived
  • Powell Beth Dalton (Chief Compliance Officer) appeared on Schedule A of Curi Capital
    Jan 28, 2022 · Control person joined · fact
  • Stuart Eric Schwartz (Member) no longer on Schedule A of Curi Capital (listed 2022-01-13, absent 2022-01-28)
    Jan 28, 2022 · Control person left · inference
  • 2 advisors left Kdi Capital Partners, LLC (Raleigh, NC) for Curi Capital on the same day
    Jan 19, 2022 · Team lift-out · derived
  • Curi Capital reported RAUM $299.0M, up 146% from $121.5M (2020-12-07 to 2021-03-15)
    Mar 15, 2021 · RAUM change · derived
  • Peter Dimitri Eliopoulos (Ceo) appeared on Schedule A of Curi Capital
    May 7, 2020 · Control person joined · fact
  • Stuart Eric Schwartz (Member) appeared on Schedule A of Curi Capital
    Jul 2, 2019 · Control person joined · fact
  • Curi Capital reported RAUM $54.7M, down 66% from $160.6M (2019-03-28 to 2019-06-13)
    Jun 13, 2019 · RAUM change · derived
  • Harriss Lee Roberts (Managing Director/Chief Compliance Officer) no longer on Schedule A of Curi Capital (listed 2019-03-28, absent 2019-06-13)
    Jun 13, 2019 · Control person left · inference
  • Curi Capital reported RAUM $109.0M, down 48% from $211.2M (2017-07-28 to 2018-03-05)
    Mar 5, 2018 · RAUM change · derived
  • Sharpvue Capital filed its initial SEC registration (Form ADV)
    Aug 31, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026
Across the graphs

Curi Capital is the same institution as 1 record in Real Estate Funds.

Real Estate Funds1

Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

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