DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M••••• H••••• I••••••••• C••••••• L••
Latest filing Mar 25, 2026
First filing on the tape Dec 15, 2011 · 34 filings
SEC status approved since Jan 11, 2006
RAUM
$1.3B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
97%
$1.3B individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$330M
derived; firm RAUM over IAPD count
Employees
10
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
reported on Schedule D
History
34 filings and snapshots on the tape
RAUM$1.3B as of Mar 25, 2026
Mar 29, 2012$349M then
HNW client RAUM$1.3B as of Mar 25, 2026
Mar 29, 2018$587M then
State-registered IARs (5.B.3)4 as of Mar 25, 2026
Mar 29, 20120 then
Employees (5.A)10 as of Mar 25, 2026
Mar 28, 201310 then
Private funds2 as of Mar 25, 2026
Mar 29, 20124 then
RAUM +3.4% over the last fiscal year+9.3% a year over threeIARs 4 to 4
Practice profile
derived from the filing of Mar 25, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- RAUM per advisor
- $330MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 49derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $8.8MderivedHNW RAUM over HNW clients
- Average account
- $2.4MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.9%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.5derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +3.4%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -0.5%derived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $274M, 50 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$1.3B95%
- Individuals$26.1M2.0%
- Corporations and businesses$22.3M1.7%
- Charitable organizations$12.3M0.9%
- Pooled investment vehicles$3.4M0.3%
- Individual clients
- 54reported
- HNW clients
- 143reported
- Pension plan clients
- 0reported
- Charitable clients
- 10reported
- Accounts
- 543reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $274M for 50 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.97 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| P••• R••••• D••••Chartered Financial Analyst, Chartered Investment Counselor | Boston, Ma | Jan 9, 2006 | 20 y | 0 |
| L••••••• J••••• H••••••••• | Boston, Ma | Apr 21, 2006 | 33 y | 0 |
| P•••••• E••• R••• | Boston, Ma | Jan 30, 2008 | 25 y | 0 |
| J••••• D••• F••••• | Boston, Ma | Jan 16, 2026 | 22 y | 1 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- J••••• D••• F••••• from J••••• M••••••••• S•••• L••Jan 16, 2026 · Other
Private funds
5 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| M••• F••• S••••• P•••••••• L•• | Private Equity Fund | $1.9M | 48 | Mar 29, 2012 |
| M••• D••••••• P•••••••• L•• | Private Equity Fund | $1.4M | 48 | Mar 29, 2012 |
| M••• S••••••• P•••••••• L••no longer reported | Private Equity Fund | $75,326 | 45 | Mar 28, 2013 |
| M••• G••••• P•••••••• L••no longer reported | Private Equity Fund | $6,521 | 8 | Mar 29, 2012 |
| M••• V••••••• I• L••no longer reported | Private Equity Fund | $0 | 39 | Mar 29, 2012 |
Owners and control persons
Schedule A and B, latest filing
- D••••• P•••• R••••• · Managing Member And Chief Investment Officercontrolsince 12/2005 · owns 50% to 75%
- C••••••• S••••••• C•••••• · Membersince 01/2007 · owns less than 5%
- D••••••• C••••••••• T•••••• · Membersince 04/2014 · owns 5% to 10%
- R••••••••• D•••••• J••••• · Membersince 01/2007 · owns 10% to 25%
- S•••••••• T•••••• E••••• · Chief Compliance Officersince 07/2023 · owns less than 5%
Related persons
Schedule D 7.A
- M••• V•••••• M••••••• L••investment adviserpooled vehicle sponsory
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Boston, Ma · principal | 4 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 540 to 543Mar 27, 2025 to Mar 25, 2026
- Corporate clients · 5 to 4Mar 27, 2025 to Mar 25, 2026
- HNW clients · 139 to 143Mar 27, 2025 to Mar 25, 2026
- Individual clients · 59 to 54Mar 27, 2025 to Mar 25, 2026
- Pooled vehicle clients · 3 to 2Mar 27, 2025 to Mar 25, 2026
- Assets in custody · $214M to $274MMar 27, 2025 to Mar 25, 2026
- Private funds · 3 to 2Mar 27, 2025 to Mar 25, 2026
- Discretionary RAUM · $1.3B to $1.3BMar 27, 2025 to Mar 25, 2026
- HNW RAUM · $1.2B to $1.3BMar 27, 2025 to Mar 25, 2026
- Individual RAUM · $27.7M to $26.1MMar 27, 2025 to Mar 25, 2026
- Pooled vehicle RAUM · $3.3M to $3.4MMar 27, 2025 to Mar 25, 2026
- RAUM · $1.3B to $1.3BMar 27, 2025 to Mar 25, 2026
- Charity clients · 11 to 10Mar 28, 2024 to Mar 27, 2025
- Accounts · 536 to 540Mar 28, 2024 to Mar 27, 2025
- Corporate clients · unset to 5.0Mar 28, 2024 to Mar 27, 2025
- HNW clients · 144 to 139Mar 28, 2024 to Mar 27, 2025
- Individual clients · 66 to 59Mar 28, 2024 to Mar 27, 2025
- Assets in custody · $190M to $214MMar 28, 2024 to Mar 27, 2025
- Financial planning clients · unset to Mar 28, 2024 to Mar 27, 2025
- Discretionary RAUM · $1.1B to $1.3BMar 28, 2024 to Mar 27, 2025
- HNW RAUM · $1.1B to $1.2BMar 28, 2024 to Mar 27, 2025
- Individual RAUM · $34.4M to $27.7MMar 28, 2024 to Mar 27, 2025
- Pooled vehicle RAUM · $3.3M to $3.3MMar 28, 2024 to Mar 27, 2025
- RAUM · $1.1B to $1.3BMar 28, 2024 to Mar 27, 2025
- Accounts · 506 to 536Jul 31, 2023 to Mar 28, 2024
- Charity clients · unset to 11.0Jul 31, 2023 to Mar 28, 2024
- HNW clients · 151 to 144Jul 31, 2023 to Mar 28, 2024
- Individual clients · 65 to 66Jul 31, 2023 to Mar 28, 2024
- Assets in custody · $143M to $190MJul 31, 2023 to Mar 28, 2024
- Discretionary RAUM · $1.0B to $1.1BJul 31, 2023 to Mar 28, 2024
- HNW RAUM · $957M to $1.1BJul 31, 2023 to Mar 28, 2024
- Individual RAUM · $34.8M to $34.4MJul 31, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $3.6M to $3.3MJul 31, 2023 to Mar 28, 2024
- RAUM · $1.0B to $1.1BJul 31, 2023 to Mar 28, 2024
- Accounts · 482 to 506May 4, 2022 to Mar 30, 2023
- HNW clients · 149 to 151May 4, 2022 to Mar 30, 2023
- Individual clients · 58 to 65May 4, 2022 to Mar 30, 2023
- Pooled vehicle clients · 4 to 3May 4, 2022 to Mar 30, 2023
- Assets in custody · $195M to $143MMay 4, 2022 to Mar 30, 2023
- Employees · 11 to 10May 4, 2022 to Mar 30, 2023
Signals
1 dated events
- M••••• H••••• I••••••••• C••••••• L•• reported RAUM $704.9M, up 25% from $561.7M (2017-03-30 to 2018-03-29)Mar 29, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- M••••• H••••• I••••••••• C••••••• L•• · Independent Sponsorsshared crd · capital_provider
- M••••• H••••• I••••••••• C••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Business email
- contact@marbleharboric.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 617-956-6711reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 617-956-6710reportedpublished by the firm, firm site, Sep 17, 2026
- Website
- M•••••H•••••IC.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 617-956-6710reportedpublic record, Form ADV, Mar 25, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $330Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026