DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Evercore Asset Management, LLC

Former SEC-registered adviserNew York, New YorkCRD 139006SEC 801-65664IAPD
Latest filing Dec 17, 2011
First filing on the tape Dec 17, 2011 · 1 filings
RAUM
$482M
reported, Item 5.F
Discretionary
91%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
n/a
n/a advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
1 filings and snapshots on the tape
RAUM: $482M
HNW client RAUM: no history
State-registered IARs (5.B.3): 0
Employees (5.A): no history
Private funds: no history
Practice profile
derived from the filing of Dec 17, 2011; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$15.1MderivedRAUM over accounts (5.F.2.f)
Discretionary
91%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for investment companiesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • compensates persons for client referrals (8.G.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
32reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • Susan Gail Landis · Head Of Sales And Marketingcontrol
        since 10/2005 · owns less than 5%
      • Ronald Andrew Moloff · Chief Investment Officercontrol
        since 10/2005 · owns less than 5%
      • Beth Margot Nones · Chief Operating Officercontrol
        since 10/2005 · owns less than 5%
      • Ritchie Gregory Sawers · Chief Executive Officercontrol
        since 10/2005 · owns less than 5%
      • Ronald Andrew Moloff · Membercontrol
        since 10/2005 · owns 25% to 50% of Slmn Holdings LLC
      • Ritchie Gregory Sawers · Managing Membercontrol
        since 10/2005 · owns 25% to 50% of Slmn Holdings LLC
      Entity owners
      • Evercore Partners Services East LLC · Member
        direct · owns 50% to 75%
      • Slmn Holdings LLC · Managing Member
        direct · owns 25% to 50%
      • Evercore Group Holding LP · Managing Member
        indirect · owns 75% or more of Evercore Partners Services East L.L.C.
      • Evercore Group Holdings, L.L.C. · General Partner
        indirect · owns F of Evercore Group Holdings, L.P.
      • Evercore LP · Managing Member
        indirect · owns 75% or more of Evercore Group Holdings, L.L.C.
      • Evercore Partners, Inc. · General Partner
        indirect · owns F of Evercore LP
      Related persons
      Schedule D 7.A
      Offices
      Schedule D 1.F, the 25 largest
      • Boston, MA
      What changed
      consecutive filings, newest first
      One filing, no change to show.
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026