DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Atalanta Sosnoff Management, LLC
Latest filing Mar 31, 2026
First filing on the tape Mar 8, 2012 · 20 filings
SEC status approved since Nov 28, 1984
RAUM
$3.9B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
7.4%
$289M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$3.9B
derived; firm RAUM over IAPD count
Employees
37
8 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
0
reported on Schedule D
History
20 filings and snapshots on the tape
RAUM$3.9B as of Mar 31, 2026
Mar 8, 2012$4.1B then
HNW client RAUM$253M as of Mar 31, 2026
Mar 14, 2018$254M then
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 13, 20136 then
Employees (5.A)37 as of Mar 31, 2026
Mar 13, 201341 then
Private funds: no history
RAUM +12% over the last fiscal year+17% a year over threeIARs 1 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $3.9BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 165derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.9MderivedHNW RAUM over HNW clients
- Average account
- $6.6MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 3.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 37.0derivedItem 5.A over advisors
- Advisors per office
- 0.3derived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- +12%derivedbetween the last two annual amendments
- Advisor growth, one year
- -100%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +5.1%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, otherreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$253M60%
- Charitable organizations$119M28%
- Individuals$36.0M8.6%
- Corporations and businesses$11.8M2.8%
- Individual clients
- 78reported
- HNW clients
- 87reported
- Pension plan clients
- n/areported
- Charitable clients
- 4reported
- Accounts
- 597reported
- Financial planning clients
- reported
- Wrap fee programs
- $0 sponsored, $3.5B managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.07 fund_share=0.0 institutional_share=0.03 related_bd=true related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Jason Benton Stewart | New York, Ny | Mar 24, 2026 | 24 y | 5 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Donn Michael Goodman to Market Gauge Asset ManagementJan 25, 2022 · Other
- Joseph Victor Sileo to Atalanta Sosnoff Capital, LLCMar 31, 2011 · Other
- Richard Maresca to Atalanta Sosnoff Capital, LLCMar 31, 2011 · Other
Joined, latest
- Jason Benton Stewart from Advisors Asset Management, Inc.Mar 24, 2026 · Other
- Donn Michael Goodman from Atalanta Sosnoff Capital, LLCApr 10, 2008 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Richard Michael Kuchler · Chief Compliance Officer/ Chief Operating Officer/ Chief Financial Officercontrolsince 09/2022 · owns less than 5%
- Fred Robert Ruland · Member, Director Of Research, Portfolio Manager, Co-Cio Of Equitiescontrolsince 05/2010 · owns less than 5%
- B Craig Steinberg · Member, President, Chief Investment Officer, Portfolio Managercontrolsince 05/2010 · owns less than 5%
- Waring Matthew Ward · Portfolio Manager, Co-Cio Of Equitiescontrolsince 01/2021 · owns less than 5%
Entity owners
- Atalanta Sosnoff Capital, LLC · Managing Member, Parentdirect · owns 75% or more
- Evercore Partners Services East, LLC · Memberindirect · owns 25% to 50% of Atalanta Sosnoff Capital, LLC
Related persons
Schedule D 7.A
- Atalanta Sosnoff Capital, LLCinvestment adviserpooled vehicle sponsoryRAUM $5.0B
- Evercore Group L.L.C.broker-dealern
- Evercore Trust Company, N.A.n
- Evercore Wealth Management, LLCinvestment advisernRAUM $16B
Advisers that list Atalanta Sosnoff Management, LLC as a related person
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 592 to 597Mar 26, 2025 to Mar 31, 2026
- Advisory employees · 7 to 8Mar 26, 2025 to Mar 31, 2026
- Corporate clients · 4 to 3Mar 26, 2025 to Mar 31, 2026
- HNW clients · 84 to 87Mar 26, 2025 to Mar 31, 2026
- Individual clients · 73 to 78Mar 26, 2025 to Mar 31, 2026
- State-registered IARs · 1 to 0Mar 26, 2025 to Mar 31, 2026
- Discretionary RAUM · $3.5B to $3.9BMar 26, 2025 to Mar 31, 2026
- HNW RAUM · $229M to $253MMar 26, 2025 to Mar 31, 2026
- Individual RAUM · $34.9M to $36.0MMar 26, 2025 to Mar 31, 2026
- RAUM · $3.5B to $3.9BMar 26, 2025 to Mar 31, 2026
- Wrap assets (manager) · $3.1B to $3.5BMar 26, 2025 to Mar 31, 2026
- Accounts · 482 to 592Mar 29, 2024 to Mar 26, 2025
- HNW clients · 71 to 84Mar 29, 2024 to Mar 26, 2025
- Individual clients · 85 to 73Mar 29, 2024 to Mar 26, 2025
- Employees · 39 to 37Mar 29, 2024 to Mar 26, 2025
- Financial planning clients · unset to Mar 29, 2024 to Mar 26, 2025
- Other offices · 4 to 3Mar 29, 2024 to Mar 26, 2025
- Discretionary RAUM · $2.9B to $3.5BMar 29, 2024 to Mar 26, 2025
- HNW RAUM · $197M to $229MMar 29, 2024 to Mar 26, 2025
- Individual RAUM · $38.8M to $34.9MMar 29, 2024 to Mar 26, 2025
- RAUM · $2.9B to $3.5BMar 29, 2024 to Mar 26, 2025
- Wrap assets (manager) · $2.5B to $3.1BMar 29, 2024 to Mar 26, 2025
- Accounts · 479 to 482Mar 31, 2023 to Mar 29, 2024
- Advisory employees · 8 to 7Mar 31, 2023 to Mar 29, 2024
- Charity clients · 3 to 4Mar 31, 2023 to Mar 29, 2024
- HNW clients · 61 to 71Mar 31, 2023 to Mar 29, 2024
- Insurance-licensed employees · 4 to 5Mar 31, 2023 to Mar 29, 2024
- Discretionary RAUM · $2.5B to $2.9BMar 31, 2023 to Mar 29, 2024
- HNW RAUM · $162M to $197MMar 31, 2023 to Mar 29, 2024
- Individual RAUM · $33.9M to $38.8MMar 31, 2023 to Mar 29, 2024
- RAUM · $2.5B to $2.9BMar 31, 2023 to Mar 29, 2024
- Wrap assets (manager) · $2.2B to $2.5BMar 31, 2023 to Mar 29, 2024
- Insurance-licensed employees · 0 to 4Sep 15, 2022 to Mar 31, 2023
- Other offices · 3 to 4Sep 15, 2022 to Mar 31, 2023
- Discretionary RAUM · $3.4B to $2.5BSep 15, 2022 to Mar 31, 2023
- HNW RAUM · $239M to $162MSep 15, 2022 to Mar 31, 2023
- Individual RAUM · $31.8M to $33.9MSep 15, 2022 to Mar 31, 2023
- RAUM · $3.4B to $2.5BSep 15, 2022 to Mar 31, 2023
- Wrap assets (manager) · $3.0B to $2.2BSep 15, 2022 to Mar 31, 2023
- Accounts · 546 to 479Sep 15, 2022 to Mar 31, 2023
Signals
8 dated events
- Atalanta Sosnoff Management, Llc reported RAUM $2.5B, down 28% from $3.4B (2022-09-15 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- Ercole William Dipietro (Chief Compliance Officer, Sr Vp - Director Of Client Services) no longer on Schedule A of Atalanta Sosnoff Management, Llc (listed 2022-03-31, absent 2022-09-14)Sep 14, 2022 · Control person left · inference
- Richard Michael Kuchler (Chief Compliance Officer) appeared on Schedule A of Atalanta Sosnoff Management, LlcSep 14, 2022 · Control person joined · fact
- Sean Kevin Kelly (Member, Chief Operating Officer, Chief Financial Officer, Chief Compliance Officer) no longer on Schedule A of Atalanta Sosnoff Management, Llc (listed 2021-03-23, absent 2022-03-01)Mar 1, 2022 · Control person left · inference
- Ercole William Dipietro (Chief Compliance Officer, Sr Vp - Director Of Client Services) appeared on Schedule A of Atalanta Sosnoff Management, LlcMar 1, 2022 · Control person joined · fact
- Donn Michael Goodman left Atalanta Sosnoff Management, Llc for Market Gauge Asset Management (registered 2022-06-27)Jan 25, 2022 · Advisor changed firm · fact
- Patrick John Mcmullan (Member, Portfolio Manager) no longer on Schedule A of Atalanta Sosnoff Management, Llc (listed 2020-06-18, absent 2021-03-23)Mar 23, 2021 · Control person left · inference
- Waring Matthew Ward (Portfolio Manager) appeared on Schedule A of Atalanta Sosnoff Management, LlcMar 23, 2021 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/ATALANTASOSNOFF-CAPITAL-LLCreportedpublic record, Form ADV, Sep 18, 2026
- Website
- ATALANTASOSNOFF.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (212) 867-5000reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $3.9Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026