DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Summit Planning Group LLC

Former SEC-registered adviserGreen Bay, WisconsinCRD 139519SEC 801-72951IAPD
Latest filing Mar 22, 2019
First filing on the tape Dec 6, 2011 · 24 filings
RAUM
$488M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
98%
$478M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
12
7 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
24 filings and snapshots on the tape
RAUM$488M as of Mar 22, 2019
Mar 12, 2013$271M then
HNW client RAUM$273M as of Mar 22, 2019
Mar 7, 2018$295M then
State-registered IARs (5.B.3)7 as of Mar 22, 2019
Mar 12, 20134 then
Employees (5.A)12 as of Mar 22, 2019
Mar 12, 20137 then
Private funds: no history
RAUM -4.9% over the last fiscal year+7.1% a year over threeIARs 7 to 7
Practice profile
derived from the filing of Mar 22, 2019; every figure names its basis
RAUM per advisor
$69.8MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
144derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$1.5MderivedHNW RAUM over HNW clients
Average account
$191,458derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
2.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.7derivedItem 5.A over advisors
Advisors per office
7.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
-4.9%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
+7.1%derived
Compensation
percentage of assets, hourlyreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, otherreportedItem 5.G
Financial planning clients
1,000reportedItem 5.H
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$273M56%
  • Individuals$205M42%
  • Pension and profit-sharing plans$9.1M1.9%
  • Charitable organizations$1.4M0.3%
Individual clients
822reported
HNW clients
188reported
Pension plan clients
22reported
Charitable clients
n/areported
Accounts
2,551reported
Financial planning clients
1,000reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • John David Demeuse · Managing Membercontrol
      since 12/2005 · owns less than 5%
    • Craig Alan Hicks · Managing Membercontrol
      since 12/2005 · owns less than 5%
    • Richard Lawrence Lindsley · Managing Membercontrol
      since 12/2005 · owns 25% to 50%
    • Sylvester Lee Revolinski · Managing Membercontrol
      since 12/2005 · owns 25% to 50%
    • John David Demeuse · Presidentcontrol
      since 03/2005 · owns 75% or more of Value-Added, Inc
    • Craig Alan Hicks · Presidentcontrol
      since 12/2007 · owns 75% or more of Ach Investments, Inc
    • Richard Lawrence Lindsley · Presidentcontrol
      since 05/2001 · owns 75% or more of Lawrence R Lindsley, CFP Inc.
    • Sylvester Lee Revolinski · Presidentcontrol
      since 04/2009 · owns 75% or more of Revolinski Vi, LLC
    • Ann Sharon Noel · Chief Compliance Officer
      since 06/2014 · owns less than 5%
    Entity owners
    • Lawrence R Lindsley, CFP Inc. · Co-Owner
      direct · owns 25% to 50%
    • Revolinski Vi, LLC · Co-Owner
      direct · owns 25% to 50%
    • Value-Added, Inc · Co-Owner
      direct · owns 25% to 50%
    • Ach Investments, Inc · Co-Owner
      direct · owns 25% to 50%
    Related persons
    Schedule D 7.A
    No related person reported.
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Accounts · 2,464 to 2,551
      Nov 21, 2018 to Mar 22, 2019
    • HNW clients · 200 to 188
      Nov 21, 2018 to Mar 22, 2019
    • Individual clients · 743 to 822
      Nov 21, 2018 to Mar 22, 2019
    • Pension plan clients · 23 to 22
      Nov 21, 2018 to Mar 22, 2019
    • Discretionary RAUM · $514M to $488M
      Nov 21, 2018 to Mar 22, 2019
    • HNW RAUM · $295M to $273M
      Nov 21, 2018 to Mar 22, 2019
    • Individual RAUM · $206M to $205M
      Nov 21, 2018 to Mar 22, 2019
    • Pension RAUM · $10.8M to $9.1M
      Nov 21, 2018 to Mar 22, 2019
    • RAUM · $514M to $488M
      Nov 21, 2018 to Mar 22, 2019
    • Accounts · 2,356 to 2,464
      Sep 28, 2017 to Mar 7, 2018
    • HNW clients · unset to 200.0
      Sep 28, 2017 to Mar 7, 2018
    • Individual clients · unset to 743.0
      Sep 28, 2017 to Mar 7, 2018
    • Pension plan clients · unset to 23.0
      Sep 28, 2017 to Mar 7, 2018
    • Employees · 11 to 12
      Sep 28, 2017 to Mar 7, 2018
    • Other offices · unset to 0.0
      Sep 28, 2017 to Mar 7, 2018
    • Discretionary RAUM · $450M to $514M
      Sep 28, 2017 to Mar 7, 2018
    • HNW RAUM · unset to 295394602.0
      Sep 28, 2017 to Mar 7, 2018
    • Individual RAUM · unset to 205935794.0
      Sep 28, 2017 to Mar 7, 2018
    • Pension RAUM · unset to 10774049.0
      Sep 28, 2017 to Mar 7, 2018
    • RAUM · $450M to $514M
      Sep 28, 2017 to Mar 7, 2018
    • Discretionary RAUM · $432M to $450M
      Mar 9, 2017 to Jun 30, 2017
    • RAUM · $432M to $450M
      Mar 9, 2017 to Jun 30, 2017
    • Accounts · 2,299 to 2,356
      Sep 13, 2016 to Mar 9, 2017
    • Discretionary RAUM · $397M to $432M
      Sep 13, 2016 to Mar 9, 2017
    • RAUM · $397M to $432M
      Sep 13, 2016 to Mar 9, 2017
    • Employees · 12 to 11
      Feb 19, 2016 to Sep 13, 2016
    • Accounts · 2,152 to 2,299
      Nov 24, 2015 to Feb 19, 2016
    • Advisory employees · 6 to 7
      Nov 24, 2015 to Feb 19, 2016
    • Employees · 11 to 12
      Nov 24, 2015 to Feb 19, 2016
    • State-registered IARs · 6 to 7
      Nov 24, 2015 to Feb 19, 2016
    • Discretionary RAUM · $413M to $397M
      Nov 24, 2015 to Feb 19, 2016
    • RAUM · $413M to $397M
      Nov 24, 2015 to Feb 19, 2016
    • Accounts · 1,480 to 2,152
      Jul 7, 2014 to Feb 10, 2015
    • Advisory employees · 5 to 6
      Jul 7, 2014 to Feb 10, 2015
    • BD registered reps · 7 to 0
      Jul 7, 2014 to Feb 10, 2015
    • Employees · 9 to 11
      Jul 7, 2014 to Feb 10, 2015
    • Financial planning clients · 251-500 to More than 500
      Jul 7, 2014 to Feb 10, 2015
    • State-registered IARs · 5 to 6
      Jul 7, 2014 to Feb 10, 2015
    • Discretionary RAUM · $345M to $413M
      Jul 7, 2014 to Feb 10, 2015
    • RAUM · $345M to $413M
      Jul 7, 2014 to Feb 10, 2015
    Signals
    No event on the tape.
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026