DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Alpha Investment Consulting Group, LLC
Latest filing Mar 25, 2026
First filing on the tape Mar 22, 2012 · 20 filings
SEC status approved since Jun 9, 2006
RAUM
$714M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
1.7%
$12.2M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$238M
derived; firm RAUM over IAPD count
Employees
8
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
20 filings and snapshots on the tape
RAUM$714M as of Mar 25, 2026
Feb 6, 2014$4.9M then
HNW client RAUM$12.2M as of Mar 25, 2026
Mar 30, 2020$7.6M then
State-registered IARs (5.B.3)3 as of Mar 25, 2026
Mar 22, 20120 then
Employees (5.A)8 as of Mar 25, 2026
Mar 25, 20139 then
Private funds: no history
RAUM +12% over the last fiscal year+15% a year over threeIARs 4 to 3
Practice profile
derived from the filing of Mar 25, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RAUM per advisor
- $238MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $873,395derivedHNW RAUM over HNW clients
- Average account
- $64.9MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 98%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.7derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +12%derivedbetween the last two annual amendments
- Advisor growth, one year
- -25%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- pension consulting, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pension and profit-sharing plans$559M78%
- Charitable organizations$142M20%
- High-net-worth individuals$12.2M1.7%
- Individual clients
- n/areported
- HNW clients
- 14reported
- Pension plan clients
- 27reported
- Charitable clients
- 19reported
- Accounts
- 11reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.02 fund_share=0.0 institutional_share=0.98 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Julia C Ramer | Milwaukee, Wi | Jan 26, 2024 | 11 y | 0 |
| Robert John Bukowski | Milwaukee, Wi | Jan 3, 2025 | 45 y | 0 |
| Anthony Joseph JonesChartered Financial Analyst | Milwaukee, Wi | Oct 20, 2025 | 20 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Michael James Driscoll to Principal Securities, Inc.Mar 3, 2008 · Other
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- John Robert Bukowski · Senior Consultant, Chief Compliance Officer And Sole Membercontrolsince 05/2013 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Milwaukee, Wi · principal | 3 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 4 to 3Oct 13, 2025 to Mar 25, 2026
- Charity clients · 20 to 19Oct 13, 2025 to Mar 25, 2026
- HNW clients · 15 to 14Oct 13, 2025 to Mar 25, 2026
- Pension plan clients · 32 to 27Oct 13, 2025 to Mar 25, 2026
- State-registered IARs · 4 to 3Oct 13, 2025 to Mar 25, 2026
- Discretionary RAUM · $636M to $714MOct 13, 2025 to Mar 25, 2026
- HNW RAUM · $11.2M to $12.2MOct 13, 2025 to Mar 25, 2026
- Pension RAUM · $499M to $559MOct 13, 2025 to Mar 25, 2026
- RAUM · $636M to $714MOct 13, 2025 to Mar 25, 2026
- Charity clients · 21 to 20Mar 21, 2024 to Mar 17, 2025
- Pension plan clients · 33 to 32Mar 21, 2024 to Mar 17, 2025
- Financial planning clients · unset to Mar 21, 2024 to Mar 17, 2025
- Discretionary RAUM · $560M to $636MMar 21, 2024 to Mar 17, 2025
- HNW RAUM · $10.6M to $11.2MMar 21, 2024 to Mar 17, 2025
- Pension RAUM · $439M to $499MMar 21, 2024 to Mar 17, 2025
- RAUM · $560M to $636MMar 21, 2024 to Mar 17, 2025
- Accounts · 9 to 11Mar 24, 2023 to Mar 21, 2024
- Charity clients · unset to 21.0Mar 24, 2023 to Mar 21, 2024
- HNW clients · unset to 15.0Mar 24, 2023 to Mar 21, 2024
- Pension plan clients · unset to 33.0Mar 24, 2023 to Mar 21, 2024
- State-registered IARs · 3 to 4Mar 24, 2023 to Mar 21, 2024
- Discretionary RAUM · $465M to $560MMar 24, 2023 to Mar 21, 2024
- HNW RAUM · $9.8M to $10.6MMar 24, 2023 to Mar 21, 2024
- Pension RAUM · $380M to $439MMar 24, 2023 to Mar 21, 2024
- RAUM · $465M to $560MMar 24, 2023 to Mar 21, 2024
- Accounts · 5 to 9Mar 22, 2022 to Mar 24, 2023
- Discretionary RAUM · $459M to $465MMar 22, 2022 to Mar 24, 2023
- HNW RAUM · $11.2M to $9.8MMar 22, 2022 to Mar 24, 2023
- Pension RAUM · $447M to $380MMar 22, 2022 to Mar 24, 2023
- RAUM · $459M to $465MMar 22, 2022 to Mar 24, 2023
- HNW clients · 2.0 to unsetMar 25, 2021 to Mar 22, 2022
- Pension plan clients · 3.0 to unsetMar 25, 2021 to Mar 22, 2022
- Discretionary RAUM · $394M to $459MMar 25, 2021 to Mar 22, 2022
- HNW RAUM · $8.6M to $11.2MMar 25, 2021 to Mar 22, 2022
- Pension RAUM · $386M to $447MMar 25, 2021 to Mar 22, 2022
- RAUM · $394M to $459MMar 25, 2021 to Mar 22, 2022
- Discretionary RAUM · $355M to $394MNov 4, 2020 to Mar 25, 2021
- HNW RAUM · $7.6M to $8.6MNov 4, 2020 to Mar 25, 2021
- Pension RAUM · $348M to $386MNov 4, 2020 to Mar 25, 2021
- RAUM · $355M to $394MNov 4, 2020 to Mar 25, 2021
Signals
1 dated events
- Alpha Investment Consulting Group, Llc reported RAUM $296.0M, up 278% from $78.3M (2017-03-28 to 2018-03-28)Mar 28, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/ALPHA-INVESTMENT-CONSULTING-GROUPreportedpublic record, Form ADV, Sep 17, 2026
- Website
- ALPHA-INVESTMENT.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 414-319-4100reportedpublic record, Form ADV, Mar 25, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Institutional managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $238Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026