DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Perspective Wealth Partners, LLC

Independent wealth managerBoise, IdahoCRD 140330SEC 801-79178websiteIAPD
Latest filing Feb 20, 2026
First filing on the tape Feb 28, 2012 · 29 filings
SEC status approved since Feb 12, 2014
RAUM
$844M
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
99%
$839M individuals and HNW
Advisors
8
registered through the firm on IAPD
RAUM per advisor
$105M
derived; firm RAUM over IAPD count
Employees
12
8 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
29 filings and snapshots on the tape
RAUM$844M as of Feb 20, 2026
Feb 28, 2012$60.5M then
HNW client RAUM$802M as of Feb 20, 2026
Feb 23, 2018$164M then
State-registered IARs (5.B.3)9 as of Feb 20, 2026
Feb 28, 20120 then
Employees (5.A)12 as of Feb 20, 2026
Mar 9, 20151 then
Private funds: no history
RAUM +19% over the last fiscal year+19% a year over threeIARs 7 to 9
Practice profile
derived from the filing of Feb 20, 2026; every figure names its basis
RAUM per advisor
$105MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
34derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$4.4MderivedHNW RAUM over HNW clients
Average account
$3.2MderivedRAUM over accounts (5.F.2.f)
Discretionary
0.0%derivedof RAUM
Institutional
0.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.5derivedItem 5.A over advisors
Advisors per office
8.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+19%derivedbetween the last two annual amendments
Advisor growth, one year
+29%derivedItem 5.B.3 between annual amendments
Client growth, one year
+7.9%derived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
financial planning, portfolio management for individualsreportedItem 5.G
Custody
$143M, 228 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$802M95%
  • Individuals$37.5M4.4%
  • Charitable organizations$4.6M0.5%
Individual clients
90reported
HNW clients
183reported
Pension plan clients
n/areported
Charitable clients
18reported
Accounts
265reported
Financial planning clients
101-250reported
Wrap fee programs
noreported
Custody of client assets
$143M for 228 clientsreported
Compensation
% of AUMreported
Class basis
private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
8 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
James Mccormick BaileyBoise, IdMay 4, 200620 y0
Travis Virgil SchaatBoise, IdJul 31, 201810 y0
Tara Blood NewtonBoise, IdApr 14, 202215 y0
Rebekah AdamsBoise, IdJul 28, 202210 y1
Hannah Clare WeaverCertified Financial PlannerBoise, IdFeb 8, 202310 y1
Skyler Manabu EubankBoise, IdAug 8, 202410 y2
Andrew John WaymireBoise, IdAug 17, 202511 y0
Paige Susanne MoonBoise, IdSep 12, 202511 y0
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
Joined, latest
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Mccormick James Bailey · Managing Member/Chief Compliance Officercontrol
    since 03/2006 · owns 75% or more
  • Virgil Travis Schaat · Member
    since 01/2021 · owns 25% to 50%
Related persons
Schedule D 7.A
  • Perspective Tax Services Pllc
    insurancen
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Boise, Id · principal800
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
  • low discretionary shareStatic outlier · filing Feb 20, 2026
    discretionary share of RAUM of 0% against a peer median of 99% (1483 comparable advisers, 0.0th percentile, 33.5 robust deviations)
    peers: independent wealth managers, $500M to $1B (1,483) · 0.0% percentile
What changed
consecutive filings, newest first
  • Accounts · 264 to 265
    Nov 5, 2025 to Feb 20, 2026
  • Advisory employees · 6 to 8
    Nov 5, 2025 to Feb 20, 2026
  • Charity clients · 11 to 18
    Nov 5, 2025 to Feb 20, 2026
  • HNW clients · 164 to 183
    Nov 5, 2025 to Feb 20, 2026
  • Individual clients · 89 to 90
    Nov 5, 2025 to Feb 20, 2026
  • Assets in custody · $120M to $143M
    Nov 5, 2025 to Feb 20, 2026
  • Employees · 9 to 12
    Nov 5, 2025 to Feb 20, 2026
  • State-registered IARs · 7 to 9
    Nov 5, 2025 to Feb 20, 2026
  • HNW RAUM · $664M to $802M
    Nov 5, 2025 to Feb 20, 2026
  • Individual RAUM · $41.3M to $37.5M
    Nov 5, 2025 to Feb 20, 2026
  • Non-discretionary RAUM · $707M to $844M
    Nov 5, 2025 to Feb 20, 2026
  • RAUM · $707M to $844M
    Nov 5, 2025 to Feb 20, 2026
  • Financial planning clients · 101-250 to 101-250
    Apr 30, 2025 to May 12, 2025
  • Advisory employees · 5 to 6
    Mar 7, 2024 to Feb 26, 2025
  • Accounts · 249 to 264
    Mar 7, 2024 to Feb 26, 2025
  • Charity clients · 9 to 11
    Mar 7, 2024 to Feb 26, 2025
  • HNW clients · 142 to 164
    Mar 7, 2024 to Feb 26, 2025
  • Individual clients · 98 to 89
    Mar 7, 2024 to Feb 26, 2025
  • Assets in custody · $97.5M to $120M
    Mar 7, 2024 to Feb 26, 2025
  • Employees · 8 to 9
    Mar 7, 2024 to Feb 26, 2025
  • State-registered IARs · 5 to 7
    Mar 7, 2024 to Feb 26, 2025
  • HNW RAUM · $533M to $664M
    Mar 7, 2024 to Feb 26, 2025
  • Individual RAUM · $42.3M to $41.3M
    Mar 7, 2024 to Feb 26, 2025
  • Non-discretionary RAUM · $577M to $707M
    Mar 7, 2024 to Feb 26, 2025
  • RAUM · $577M to $707M
    Mar 7, 2024 to Feb 26, 2025
  • Accounts · 256 to 249
    Jul 13, 2023 to Mar 5, 2024
  • Charity clients · 10 to 9
    Jul 13, 2023 to Mar 5, 2024
  • HNW clients · 121 to 142
    Jul 13, 2023 to Mar 5, 2024
  • Individual clients · 125 to 98
    Jul 13, 2023 to Mar 5, 2024
  • Assets in custody · $85.4M to $97.5M
    Jul 13, 2023 to Mar 5, 2024
  • Employees · 7 to 8
    Jul 13, 2023 to Mar 5, 2024
  • Other offices · 1 to 0
    Jul 13, 2023 to Mar 5, 2024
  • HNW RAUM · $451M to $533M
    Jul 13, 2023 to Mar 5, 2024
  • Individual RAUM · $48.6M to $42.3M
    Jul 13, 2023 to Mar 5, 2024
  • Non-discretionary RAUM · $501M to $577M
    Jul 13, 2023 to Mar 5, 2024
  • RAUM · $501M to $577M
    Jul 13, 2023 to Mar 5, 2024
  • Accounts · 212 to 256
    Apr 12, 2022 to Mar 16, 2023
  • Advisory employees · 4 to 5
    Apr 12, 2022 to Mar 16, 2023
  • HNW clients · 117 to 121
    Apr 12, 2022 to Mar 16, 2023
  • Individual clients · 85 to 125
    Apr 12, 2022 to Mar 16, 2023
Signals
6 dated events
  • Jessica Jo Smith left Perspective Wealth Partners, Llc for Vitality Wealth (registered 2025-06-11)
    Aug 26, 2025 · Advisor changed firm · fact
  • Jesse Rubin Miller (Chief Investment Officer) no longer on Schedule A of Perspective Wealth Partners, Llc (listed 2023-03-16, absent 2023-04-04)
    Apr 4, 2023 · Control person left · inference
  • Rubin Jesse Miller left Perspective Wealth Partners, Llc for Peltoma Capital Partners (registered 2023-03-17)
    Apr 3, 2023 · Advisor changed firm · fact
  • Perspective Wealth Partners, Llc reported RAUM $476.4M, up 30% from $367.4M (2021-09-03 to 2022-03-25)
    Mar 25, 2022 · RAUM change · derived
  • Rubin Miller (Chief Investment Officer) appeared on Schedule A of Perspective Wealth Partners, Llc
    Mar 25, 2022 · Control person joined · fact
  • Perspective Wealth Partners, Llc filed its initial SEC registration (Form ADV)
    Jan 31, 2014 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Business phone
208-429-0960reportedpublished by the firm, firm site, Sep 17, 2026
Firm profile
linkedin.com/company/perspective-wealth-partners-llcreportedpublic record, Form ADV, Sep 17, 2026
Website
PERSPECTIVEWEALTH.COMreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone
208-429-0960reportedpublic record, Form ADV, Feb 20, 2026
Contact form
perspectivewealth.com/home/contact-usreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor
$105Mderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026