DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Artifex Financial Group, LLC
Latest filing Mar 31, 2026
First filing on the tape Nov 14, 2011 · 29 filings
SEC status approved since Apr 2, 2018
RAUM
$329M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
95%
$312M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$82.2M
derived; firm RAUM over IAPD count
Employees
5
5 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
29 filings and snapshots on the tape
RAUM$329M as of Mar 31, 2026
Mar 28, 2012$60.0M then
HNW client RAUM$249M as of Mar 31, 2026
Mar 28, 2019$28.8M then
State-registered IARs (5.B.3)5 as of Mar 31, 2026
Mar 28, 20120 then
Employees (5.A)5 as of Mar 31, 2026
Mar 28, 20195 then
Private funds: no history
RAUM +17% over the last fiscal year+18% a year over threeIARs 7 to 5
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $82.2MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 78derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.2MderivedHNW RAUM over HNW clients
- Average account
- $339,921derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 4.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 1.3derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +17%derivedbetween the last two annual amendments
- Advisor growth, one year
- -29%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +6.1%derived
- Compensation
- percentage of assets, hourly, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$249M76%
- Individuals$63.4M19%
- Pension and profit-sharing plans$14.5M4.4%
- Corporations and businesses$2.3M0.7%
- Individual clients
- 197reported
- HNW clients
- 114reported
- Pension plan clients
- 7reported
- Charitable clients
- n/areported
- Accounts
- 967reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourly, performancereported
- Class basis
- private_client_share=0.95 fund_share=0.0 institutional_share=0.04 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Douglas Paul KinseyCertified Financial Planner | Dayton, Oh | Apr 27, 2011 | 27 y | 3 |
| Darren Matthew Harp | Oakwood, Oh | Apr 27, 2011 | 27 y | 3 |
| Alexander Oresman Browning | Dayton, Oh | Aug 15, 2022 | 11 y | 0 |
| Elizabeth Kaylen Bibeau Salinas | St. George, Ut | Aug 21, 2024 | 12 y | 0 |
Advisor movement
1 left, 0 joined in 12 months
net -1 in 12 months1 left in 90 days0 joined in 90 daysdeparture rate 25% of current headcount2 left over 36 months
Left, latest
- Jansen Kelly Davidson to Soltis Investment Advisors, LLCAug 12, 2026 · RIA to RIA
- Kevin Patrick Oconnor to Ram And Oak Investment Partners, LLCJun 24, 2025 · RIA to a state-registered adviser
- Randolph Erik Gantt to Fiduciary Wealth Group, LLCJan 25, 2019 · RIA to RIA
- John Charles Girvin to Fiduciary Wealth Group, LLCJan 24, 2019 · RIA to RIA
Joined, latest
- Randolph Erik Gantt from Wealth Dimensions Group, Ltd.Dec 5, 2012 · Other
- John Charles Girvin from Girvin Financial Education ServicesApr 20, 2011 · Other
- Douglas Paul Kinsey from Fifth Third Securities, Inc.Mar 27, 2007 · Other
- Darren Matthew Harp from Fifth Third Securities, Inc.Mar 27, 2007 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for Fiduciary Wealth Group, LLCJan 24, 2019 · Oakwood, Oh
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Matthew Darren Harp · Member/Chief Compliance Officercontrolsince 02/2007 · owns 50% to 75%
- Paul Douglas Kinsey · Membercontrolsince 02/2007 · owns 50% to 75%
- Oresman Alexander Browning · Investment Adviser Representative/Membersince 04/2023 · owns 5% to 10%
- Patrick Kevin Oconnor · Investment Adviser Representative/Membersince 04/2023 · owns 5% to 10%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Dayton, Oh | 2 | 0 | 1 | ||
| Oakwood, Oh · principal | 2 | 0 | 0 | ||
| Columbus, Oh | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Mason, OH2 employees
- Columbus, OH1 employees
What changed
consecutive filings, newest first
- Employees · 7 to 5Mar 19, 2025 to Mar 31, 2026
- Accounts · 917 to 967Mar 19, 2025 to Mar 31, 2026
- Advisory employees · 7 to 5Mar 19, 2025 to Mar 31, 2026
- Individual clients · 179 to 197Mar 19, 2025 to Mar 31, 2026
- Pension plan clients · 6 to 7Mar 19, 2025 to Mar 31, 2026
- Financial planning clients · 101-250 to 251-500Mar 19, 2025 to Mar 31, 2026
- State-registered IARs · 7 to 5Mar 19, 2025 to Mar 31, 2026
- Discretionary RAUM · $282M to $329MMar 19, 2025 to Mar 31, 2026
- HNW RAUM · $218M to $249MMar 19, 2025 to Mar 31, 2026
- Individual RAUM · $51.5M to $63.4MMar 19, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $0 to $121,272Mar 19, 2025 to Mar 31, 2026
- Pension RAUM · $10.2M to $14.5MMar 19, 2025 to Mar 31, 2026
- RAUM · $282M to $329MMar 19, 2025 to Mar 31, 2026
- Accounts · 1,004 to 917Aug 2, 2024 to Mar 19, 2025
- Advisory employees · 6 to 7Aug 2, 2024 to Mar 19, 2025
- HNW clients · 67 to 114Aug 2, 2024 to Mar 19, 2025
- Individual clients · 157 to 179Aug 2, 2024 to Mar 19, 2025
- Financial planning clients · 101-250 to 101-250Aug 2, 2024 to Mar 19, 2025
- State-registered IARs · 6 to 7Aug 2, 2024 to Mar 19, 2025
- Discretionary RAUM · $233M to $282MAug 2, 2024 to Mar 19, 2025
- HNW RAUM · $165M to $218MAug 2, 2024 to Mar 19, 2025
- Individual RAUM · $59.5M to $51.5MAug 2, 2024 to Mar 19, 2025
- Pension RAUM · $8.8M to $10.2MAug 2, 2024 to Mar 19, 2025
- RAUM · $233M to $282MAug 2, 2024 to Mar 19, 2025
- Accounts · 1,177 to 1,004Sep 5, 2023 to Mar 19, 2024
- HNW clients · 71 to 67Sep 5, 2023 to Mar 19, 2024
- Discretionary RAUM · $203M to $233MSep 5, 2023 to Mar 19, 2024
- HNW RAUM · $137M to $165MSep 5, 2023 to Mar 19, 2024
- Individual RAUM · $58.9M to $59.5MSep 5, 2023 to Mar 19, 2024
- Pension RAUM · $7.0M to $8.8MSep 5, 2023 to Mar 19, 2024
- RAUM · $203M to $233MSep 5, 2023 to Mar 19, 2024
- Accounts · 931 to 1,177Mar 15, 2022 to Mar 24, 2023
- Advisory employees · 5 to 6Mar 15, 2022 to Mar 24, 2023
- HNW clients · 62 to 71Mar 15, 2022 to Mar 24, 2023
- Individual clients · 174 to 157Mar 15, 2022 to Mar 24, 2023
- Pension plan clients · 7 to 6Mar 15, 2022 to Mar 24, 2023
- Employees · 8 to 7Mar 15, 2022 to Mar 24, 2023
- State-registered IARs · 5 to 6Mar 15, 2022 to Mar 24, 2023
- Discretionary RAUM · $217M to $203MMar 15, 2022 to Mar 24, 2023
- HNW RAUM · $147M to $137MMar 15, 2022 to Mar 24, 2023
Signals
3 dated events
- Jansen Kelly Davidson left Artifex Financial Group, Llc for Soltis Investment Advisors, Llc (registered 2026-06-11)Aug 12, 2026 · Advisor changed firm · fact
- Kevin Patrick Oconnor left Artifex Financial Group, Llc for Ram And Oak Investment Partners, Llc (registered 2026-03-05)Jun 24, 2025 · Advisor changed firm · fact
- Artifex Financial Group, Llc filed its initial SEC registration (Form ADV)Mar 3, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- admin@artifexfinancial.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 855-752-6644reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/ARTIFEX-FINANCIAL-GROUPreportedpublic record, Form ADV, Sep 17, 2026
- Website
- ARTIFEXFINANCIAL.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 855-752-6644reportedpublic record, Form ADV, Mar 31, 2026
- Contact form
- artifexfinancial.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- artifexfinancial.com/meet-the-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $82.2Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026