DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
T•• B••••• • C••••••
Legal name T•• B••••• • C••••••• L••
Latest filing Mar 12, 2026
First filing on the tape Feb 21, 2012 · 18 filings
SEC status approved since May 21, 2018
RAUM
$413M
reported, Item 5.F
Discretionary
91%
of RAUM
Private clients
100%
$413M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$207M
derived; firm RAUM over IAPD count
Employees
7
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
18 filings and snapshots on the tape
RAUM$413M as of Mar 12, 2026
Feb 21, 2012$50.4M then
HNW client RAUM$357M as of Mar 12, 2026
Mar 19, 2019$112M then
State-registered IARs (5.B.3)2 as of Mar 12, 2026
Feb 21, 20120 then
Employees (5.A)7 as of Mar 12, 2026
Mar 19, 20195 then
Private funds: no history
RAUM +19% over the last fiscal year+18% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Mar 12, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $207MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 192derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.3MderivedHNW RAUM over HNW clients
- Average account
- $334,597derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 91%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 3.5derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +19%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +3.8%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Custody
- $2.5M, 10 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$357M86%
- Individuals$55.9M14%
- Individual clients
- 276reported
- HNW clients
- 107reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1,235reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $2.5M for 10 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| E••••• J••• B•••••Certified Financial Planner | San Diego, Ca | Sep 21, 2006 | 32 y | 3 |
| E••• V•••••• S•••••Certified Financial Planner | San Diego, Ca | Feb 23, 2017 | 9 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- P•••••• L•• B••• to S•• I••••••••• I•••May 17, 2016 · Other
Joined, latest
- E••••• J••• B••••• from S•••••••• F••••••••• I•••Sep 21, 2006 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B•••••• E•••••• J••• · Presidentcontrolsince 05/2006 · owns 75% or more
- M•••••• K••••••••• A•• · Director Of Operationscontrolsince 09/2006 · owns less than 5%
- S•••••• E•••• V•••••• · Chief Compliance Officercontrolsince 10/2017 · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| San Diego, Ca · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 1,155 to 1,235Jul 2, 2025 to Mar 12, 2026
- HNW clients · 95 to 107Jul 2, 2025 to Mar 12, 2026
- Individual clients · 274 to 276Jul 2, 2025 to Mar 12, 2026
- Assets in custody · $2.3M to $2.5MJul 2, 2025 to Mar 12, 2026
- Employees · 5 to 7Jul 2, 2025 to Mar 12, 2026
- Discretionary RAUM · $310M to $374MJul 2, 2025 to Mar 12, 2026
- HNW RAUM · $292M to $357MJul 2, 2025 to Mar 12, 2026
- Individual RAUM · $55.0M to $55.9MJul 2, 2025 to Mar 12, 2026
- Non-discretionary RAUM · $37.4M to $38.9MJul 2, 2025 to Mar 12, 2026
- RAUM · $347M to $413MJul 2, 2025 to Mar 12, 2026
- Assets in custody · unset to 2265500.0Mar 18, 2025 to Jul 2, 2025
- Custody of client assets · false to trueMar 18, 2025 to Jul 2, 2025
- Financial planning clients · 101-250 to 101-250Mar 18, 2025 to Jul 2, 2025
- Accounts · 1,131 to 1,155May 3, 2024 to Mar 18, 2025
- HNW clients · 81 to 95May 3, 2024 to Mar 18, 2025
- Individual clients · 266 to 274May 3, 2024 to Mar 18, 2025
- Discretionary RAUM · $253M to $310MMay 3, 2024 to Mar 18, 2025
- HNW RAUM · $221M to $292MMay 3, 2024 to Mar 18, 2025
- Individual RAUM · $64.1M to $55.0MMay 3, 2024 to Mar 18, 2025
- Non-discretionary RAUM · $32.9M to $37.4MMay 3, 2024 to Mar 18, 2025
- RAUM · $285M to $347MMay 3, 2024 to Mar 18, 2025
- Non-discretionary RAUM · $28.0M to $32.9MMar 29, 2023 to Mar 20, 2024
- RAUM · $251M to $285MMar 29, 2023 to Mar 20, 2024
- Accounts · 1,123 to 1,131Mar 29, 2023 to Mar 20, 2024
- Advisory activities · 3 to 2Mar 29, 2023 to Mar 20, 2024
- HNW clients · 84 to 81Mar 29, 2023 to Mar 20, 2024
- Individual clients · 270 to 266Mar 29, 2023 to Mar 20, 2024
- Discretionary RAUM · $223M to $253MMar 29, 2023 to Mar 20, 2024
- HNW RAUM · $194M to $221MMar 29, 2023 to Mar 20, 2024
- Individual RAUM · $57.3M to $64.1MMar 29, 2023 to Mar 20, 2024
- Accounts · 1,006 to 1,123Feb 23, 2023 to Mar 29, 2023
- Discretionary RAUM · $241M to $223MFeb 23, 2023 to Mar 29, 2023
- HNW RAUM · $231M to $194MFeb 23, 2023 to Mar 29, 2023
- Individual RAUM · $40.9M to $57.3MFeb 23, 2023 to Mar 29, 2023
- Non-discretionary RAUM · $30.7M to $28.0MFeb 23, 2023 to Mar 29, 2023
- RAUM · $272M to $251MFeb 23, 2023 to Mar 29, 2023
- Accounts · 931 to 1,006Mar 18, 2021 to Mar 15, 2022
- HNW clients · 70 to 84Mar 18, 2021 to Mar 15, 2022
- Individual clients · 251 to 270Mar 18, 2021 to Mar 15, 2022
- Discretionary RAUM · $198M to $241MMar 18, 2021 to Mar 15, 2022
Signals
2 dated events
- T•• B••••• • C•••••• reported RAUM $150.7M, up 199% from $50.4M (2012-06-14 to 2018-04-23)Apr 23, 2018 · RAUM change · derived
- T•• B••••• • C•••••• filed its initial SEC registration (Form ADV)Apr 23, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@tedbuchan.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 858-605-0686reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 866-533-9011reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 858-762-4082reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 858-605-0686reportedpublic record, Form ADV, Mar 12, 2026
- Contact form
- tedbuchan.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $207Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026