DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

The Mutual Fund Store

Former SEC-registered adviserEast Norriton, PennsylvaniaCRD 140557SEC 801-68440IAPD
Legal name Tmfs-Philadelphia I, LLC
Latest filing Mar 24, 2016
First filing on the tape Jan 3, 2012 · 14 filings
RAUM
$146M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
2 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$146M as of Mar 24, 2016
Mar 21, 2012$130M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 24, 2016
Mar 27, 20130 then
Employees (5.A)4 as of Mar 24, 2016
Mar 27, 20134 then
Private funds: no history
RAUM -0.3% over the last fiscal year+4.2% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 24, 2016; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$114,733derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
-0.3%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individualsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
1,270reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Leonard Matthew Turner · Chief Compliance Officer, Senior Vice President - Investmentscontrol
      since 05/2013 · owns less than 5%
    • Michael Jason Black · Managing Member
      since 04/2006 · owns less than 5%
    • Matthew Stephen Krol · Managing Member
      since 04/2006 · owns less than 5%
    Entity owners
    • Tmfs-Philadelphia LLC · Owner
      direct · owns 75% or more
    Related persons
    Schedule D 7.A
    Advisers that list The Mutual Fund Store as a related person
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Accounts · 1,224 to 1,270
      Nov 11, 2015 to Mar 24, 2016
    • Discretionary RAUM · $146M to $146M
      Nov 11, 2015 to Mar 24, 2016
    • RAUM · $146M to $146M
      Nov 11, 2015 to Mar 24, 2016
    • Accounts · 1,269 to 1,224
      Dec 22, 2014 to Mar 19, 2015
    • Advisory employees · 1 to 2
      Dec 22, 2014 to Mar 19, 2015
    • Advisory activities · 1 to 2
      Dec 22, 2014 to Mar 19, 2015
    • Employees · 3 to 4
      Dec 22, 2014 to Mar 19, 2015
    • Discretionary RAUM · $148M to $146M
      Dec 22, 2014 to Mar 19, 2015
    • RAUM · $148M to $146M
      Dec 22, 2014 to Mar 19, 2015
    • Accounts · 1,262 to 1,269
      May 23, 2013 to Mar 27, 2014
    • Advisory employees · 2 to 1
      May 23, 2013 to Mar 27, 2014
    • Employees · 4 to 3
      May 23, 2013 to Mar 27, 2014
    • Discretionary RAUM · $129M to $148M
      May 23, 2013 to Mar 27, 2014
    • RAUM · $129M to $148M
      May 23, 2013 to Mar 27, 2014
    • Accounts · 596 to 1,262
      Mar 21, 2012 to Mar 27, 2013
    • Advisory employees · unset to 2.0
      Mar 21, 2012 to Mar 27, 2013
    • Employees · unset to 4.0
      Mar 21, 2012 to Mar 27, 2013
    • State-registered IARs · unset to 0.0
      Mar 21, 2012 to Mar 27, 2013
    • Discretionary RAUM · $130M to $129M
      Mar 21, 2012 to Mar 27, 2013
    • RAUM · $130M to $129M
      Mar 21, 2012 to Mar 27, 2013
    • Accounts · 1,385 to 596
      Jan 19, 2012 to Mar 21, 2012
    • Discretionary RAUM · $129M to $130M
      Jan 19, 2012 to Mar 21, 2012
    • RAUM · $129M to $130M
      Jan 19, 2012 to Mar 21, 2012
    Signals
    No event on the tape.
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026