DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
E••• W••••• M••••••••• L••
Latest filing Feb 2, 2026
First filing on the tape Jan 23, 2012 · 33 filings
SEC status approved since Dec 4, 2006
RAUM
$827M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
98%
$807M individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$138M
derived; firm RAUM over IAPD count
Employees
7
5 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
0
reported on Schedule D
History
33 filings and snapshots on the tape
RAUM$827M as of Feb 2, 2026
Jan 23, 2012$549M then
HNW client RAUM$776M as of Feb 2, 2026
Feb 5, 2018$814M then
State-registered IARs (5.B.3)5 as of Feb 2, 2026
Jan 23, 20120 then
Employees (5.A)7 as of Feb 2, 2026
Mar 5, 201310 then
Private funds: no history
RAUM +7.3% over the last fiscal year+5.3% a year over threeIARs 5 to 5
Practice profile
derived from the filing of Feb 2, 2026; every figure names its basis
- RAUM per advisor
- $138MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 42derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $6.0MderivedHNW RAUM over HNW clients
- Average account
- $1.8MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 2.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.2derivedItem 5.A over advisors
- Advisors per office
- 1.5derived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- +7.3%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -3.4%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$776M94%
- Individuals$30.4M3.7%
- Charitable organizations$20.4M2.5%
- Individual clients
- 122reported
- HNW clients
- 130reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 453reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| R••• B•••••Chartered Financial Analyst | Havertown, Pa | Sep 29, 2020 | 19 y | 0 |
| D••••• M•••••• B••• | New York, Ny | May 7, 2021 | 44 y | 0 |
| J••• R••••• M••• | New York, Ny | May 7, 2021 | 17 y | 0 |
| M•••••• A••• W••••••• | New York, Ny | May 7, 2021 | 34 y | 0 |
| B••••••• W••••••• | New York, Ny | Jan 28, 2022 | 11 y | 0 |
| B•••• N••• R•••• | New York, Ny | Apr 16, 2026 | 35 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- A••••• S••••••••• to K•••••••• W••••• A•••••••• L••Apr 25, 2024 · RIA to affiliated broker-dealer or bank
- J••• D•••• P•• to G••••• S•••• E••••• A•••••••• L••Oct 15, 2020 · RIA to RIA
- R•••••• S• S•••••• to T•••••••• C•••••• A•••••••• L••Oct 15, 2019 · RIA to RIA
- M•••••• A• S••••• to M••••• S••••••Sep 12, 2017 · Other
Joined, latest
- R•••••• S• S•••••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Oct 22, 2015 · Other
- J••• D•••• P•• from M••••••••• A•••••••• L••Nov 23, 2009 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- W•••••••• M••••••• A••• · Managing Member / Chief Compliance Officercontrolsince 10/2006 · owns 75% or more
- R••••• B••••• N••• · Membersince 06/2012 · owns 5% to 10%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| New York, Ny · principal | 6 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Manhasset, NY1 employees
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 472 to 453Aug 19, 2025 to Feb 2, 2026
- Individual clients · 131 to 122Aug 19, 2025 to Feb 2, 2026
- Discretionary RAUM · $771M to $827MAug 19, 2025 to Feb 2, 2026
- HNW RAUM · $713M to $776MAug 19, 2025 to Feb 2, 2026
- Individual RAUM · $31.0M to $30.4MAug 19, 2025 to Feb 2, 2026
- RAUM · $771M to $827MAug 19, 2025 to Feb 2, 2026
- Financial planning clients · 0 to 0Feb 25, 2025 to Aug 19, 2025
- Accounts · 460 to 472Feb 19, 2024 to Feb 25, 2025
- Advisory employees · 6 to 5Feb 19, 2024 to Feb 25, 2025
- HNW clients · 152 to 130Feb 19, 2024 to Feb 25, 2025
- Individual clients · 111 to 131Feb 19, 2024 to Feb 25, 2025
- Employees · 8 to 7Feb 19, 2024 to Feb 25, 2025
- Financial planning clients · 1-10 to 0Feb 19, 2024 to Feb 25, 2025
- State-registered IARs · 6 to 5Feb 19, 2024 to Feb 25, 2025
- Discretionary RAUM · $749M to $771MFeb 19, 2024 to Feb 25, 2025
- HNW RAUM · $698M to $713MFeb 19, 2024 to Feb 25, 2025
- Individual RAUM · $22.5M to $31.0MFeb 19, 2024 to Feb 25, 2025
- RAUM · $749M to $771MFeb 19, 2024 to Feb 25, 2025
- Accounts · 503 to 460Feb 7, 2023 to Feb 19, 2024
- HNW clients · 169 to 152Feb 7, 2023 to Feb 19, 2024
- Individual clients · 116 to 111Feb 7, 2023 to Feb 19, 2024
- Employees · 7 to 8Feb 7, 2023 to Feb 19, 2024
- Discretionary RAUM · $708M to $749MFeb 7, 2023 to Feb 19, 2024
- HNW RAUM · $658M to $698MFeb 7, 2023 to Feb 19, 2024
- Individual RAUM · $22.0M to $22.5MFeb 7, 2023 to Feb 19, 2024
- RAUM · $708M to $749MFeb 7, 2023 to Feb 19, 2024
- Accounts · 520 to 503Jul 1, 2022 to Feb 7, 2023
- Advisory employees · 7 to 6Jul 1, 2022 to Feb 7, 2023
- HNW clients · 176 to 169Jul 1, 2022 to Feb 7, 2023
- Individual clients · 102 to 116Jul 1, 2022 to Feb 7, 2023
- Employees · 9 to 7Jul 1, 2022 to Feb 7, 2023
- State-registered IARs · 7 to 6Jul 1, 2022 to Feb 7, 2023
- Discretionary RAUM · $846M to $708MJul 1, 2022 to Feb 7, 2023
- HNW RAUM · $778M to $658MJul 1, 2022 to Feb 7, 2023
- Individual RAUM · $39.9M to $22.0MJul 1, 2022 to Feb 7, 2023
- RAUM · $846M to $708MJul 1, 2022 to Feb 7, 2023
- Other offices · 4 to 3Feb 2, 2022 to Jul 1, 2022
- Accounts · 487 to 520Feb 2, 2021 to Feb 2, 2022
- Advisory employees · 6 to 7Feb 2, 2021 to Feb 2, 2022
- HNW clients · 170 to 176Feb 2, 2021 to Feb 2, 2022
Signals
2 dated events
- A••••• S••••••••• left E••• W••••• M••••••••• L•• for K•••••••• W••••• A•••••••• L•• (registered 2024-04-29)Apr 25, 2024 · Advisor changed firm · fact
- John Douglas Spitz (Managing Member) no longer on Schedule A of E••• W••••• M••••••••• L•• (listed 2022-02-02, absent 2022-07-01)Jul 1, 2022 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@edgewealth.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 212-682-0133reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/edgewealthmanagement/aboutreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-682-0133reportedpublic record, Form ADV, Feb 2, 2026
- Contact form
- edgewealth.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- edgewealth.com/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $138Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026