DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Edge Wealth Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Andrew Schoenfeld | Edge Wealth Management, LLC independent RIA | Kingswood Wealth Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 25, 2024 | Apr 29, 2024 |
| John David Pak | Edge Wealth Management, LLC independent RIA | Golden State Equity Advisors, LLC independent RIA | RIA to RIA | Oct 15, 2020 | Oct 15, 2020 |
| Richard S. Spinner | Edge Wealth Management, LLC independent RIA | Transcend Capital Advisors, LLC independent RIA | RIA to RIA | Oct 15, 2019 | Jul 15, 2020 (274 d) |
| Michael A Silver | Edge Wealth Management, LLC other | Morgan Stanley wirehouse | Other | Sep 12, 2017 | Mar 4, 2019 (538 d) |
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4 moves match.