DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
P•••••• F••••• O•••••• L••
Latest filing Apr 10, 2026
First filing on the tape May 1, 2019 · 21 filings
SEC status approved since May 31, 2019
RAUM
$957M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
25%
$241M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$239M
derived; firm RAUM over IAPD count
Employees
5
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
21 filings and snapshots on the tape
RAUM$957M as of Apr 10, 2026
Mar 27, 2020$437M then
HNW client RAUM$218M as of Apr 10, 2026
Mar 27, 2020$63.7M then
State-registered IARs (5.B.3)3 as of Apr 10, 2026
Mar 27, 20203 then
Employees (5.A)5 as of Apr 10, 2026
Mar 27, 20205 then
Private funds: no history
RAUM +21% over the last fiscal year+15% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Apr 10, 2026; every figure names its basis
- RAUM per advisor
- $239MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 25derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.6MderivedHNW RAUM over HNW clients
- Average account
- $3.2MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +21%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -31%derived
- Compensation
- percentage of assets, otherreportedItem 5.E
- Advisory activities
- portfolio management for individuals, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Corporations and businesses$716M75%
- High-net-worth individuals$218M23%
- Individuals$22.7M2.4%
- Individual clients
- 40reported
- HNW clients
- 60reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 297reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.25 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| A••••• N•••• | North Miami Beach, Fl | Jan 9, 2026 | 27 y | 0 |
| R••••• I•••••• P•••••Chartered Financial Analyst | North Miami Beach, Fl | Apr 10, 2026 | 10 y | 0 |
| S••••••• O•••••• M••• | North Miami Beach, Fl | Apr 10, 2026 | 10 y | 0 |
| M••••• E•••••• A•••••••• | North Miami Beach, Fl | Aug 21, 2026 | 12 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- J••••• N•••• to J••• M••••• S••••••••• L••Oct 29, 2020 · Other
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••• R••• · Chief Compliance Officer;Chief Client Servicescontrolsince 01/2019 · owns less than 5%
- G••••• O••• · Managercontrolsince 03/2020 · owns less than 5%
- G••••• D•••• · Managercontrolsince 01/2019 · owns less than 5%
- N••••• A••••• · Manager; Chief Executive Officercontrolsince 06/2005 · owns less than 5%
Entity owners
- P•••••• A••••••••• · Memberdirect · owns 75% or more
- I••••• I••••••••• G•••• L•••••• · Ownerindirect · owns 75% or more of P•••••• I••••••••• L••
- P•••••• I••••••••• L•• · Ownerindirect · owns 75% or more of P•••••• A••••••••• S••••••• L••
Related persons
Schedule D 7.A
- P•••••• A••••••••• S••••••• L••investment adviseryRAUM $104,581
Advisers that list P•••••• F••••• O•••••• L•• as a related person
- 289467 y
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| North Miami Beach, Fl · principal | 4 | 4 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- clients down average size upCombination · filing Apr 10, 2026private clients fell 20 percent or more while RAUM per client rose 30 percent or more: a move up-market or the departure of small accounts. RAUM $791,454,982 to $956,780,912, advisors 3 to 3, private clients 144 to 100, offices 0 to 0 (2025-03-26 to 2026-04-10)peers: independent wealth managers, $500M to $1B (1,482)
- control person changedChange between filings · filing Apr 10, 2026G••••• D•••• (MANAGER) left Schedule A between the filings of 2020-03-27 and 2026-04-10peers: independent wealth managers, $500M to $1B (1,482)
What changed
consecutive filings, newest first
- Accounts · 296 to 297Sep 30, 2025 to Mar 25, 2026
- Corporate clients · 53 to 70Sep 30, 2025 to Mar 25, 2026
- HNW clients · 66 to 60Sep 30, 2025 to Mar 25, 2026
- Individual clients · 78 to 40Sep 30, 2025 to Mar 25, 2026
- Discretionary RAUM · $791M to $957MSep 30, 2025 to Mar 25, 2026
- HNW RAUM · $168M to $218MSep 30, 2025 to Mar 25, 2026
- Individual RAUM · $26.0M to $22.7MSep 30, 2025 to Mar 25, 2026
- RAUM · $791M to $957MSep 30, 2025 to Mar 25, 2026
- Accounts · 316 to 296Jun 27, 2024 to Mar 26, 2025
- Corporate clients · 47 to 53Jun 27, 2024 to Mar 26, 2025
- HNW clients · 64 to 66Jun 27, 2024 to Mar 26, 2025
- Individual clients · 88 to 78Jun 27, 2024 to Mar 26, 2025
- Financial planning clients · unset to Jun 27, 2024 to Mar 26, 2025
- Discretionary RAUM · $703M to $791MJun 27, 2024 to Mar 26, 2025
- HNW RAUM · $169M to $168MJun 27, 2024 to Mar 26, 2025
- Individual RAUM · $24.9M to $26.0MJun 27, 2024 to Mar 26, 2025
- RAUM · $703M to $791MJun 27, 2024 to Mar 26, 2025
- Accounts · 366 to 316Mar 10, 2023 to Feb 27, 2024
- Advisory employees · 2 to 3Mar 10, 2023 to Feb 27, 2024
- Corporate clients · 58 to 47Mar 10, 2023 to Feb 27, 2024
- HNW clients · 22 to 64Mar 10, 2023 to Feb 27, 2024
- Individual clients · 92 to 88Mar 10, 2023 to Feb 27, 2024
- State-registered IARs · 2 to 3Mar 10, 2023 to Feb 27, 2024
- Discretionary RAUM · $626M to $703MMar 10, 2023 to Feb 27, 2024
- HNW RAUM · $88.7M to $169MMar 10, 2023 to Feb 27, 2024
- Individual RAUM · $35.6M to $24.9MMar 10, 2023 to Feb 27, 2024
- RAUM · $626M to $703MMar 10, 2023 to Feb 27, 2024
- Accounts · 357 to 366Aug 12, 2022 to Mar 10, 2023
- Corporate clients · 43 to 58Aug 12, 2022 to Mar 10, 2023
- HNW clients · 33 to 22Aug 12, 2022 to Mar 10, 2023
- Individual clients · 97 to 92Aug 12, 2022 to Mar 10, 2023
- Employees · 4 to 5Aug 12, 2022 to Mar 10, 2023
- Discretionary RAUM · $664M to $626MAug 12, 2022 to Mar 10, 2023
- HNW RAUM · $86.6M to $88.7MAug 12, 2022 to Mar 10, 2023
- Individual RAUM · $35.5M to $35.6MAug 12, 2022 to Mar 10, 2023
- RAUM · $664M to $626MAug 12, 2022 to Mar 10, 2023
- Accounts · 340 to 357Jun 7, 2021 to Mar 17, 2022
- Corporate clients · 26 to 43Jun 7, 2021 to Mar 17, 2022
- HNW clients · 18 to 33Jun 7, 2021 to Mar 17, 2022
- Individual clients · 86 to 97Jun 7, 2021 to Mar 17, 2022
Signals
4 dated events
- P•••••• F••••• O•••••• L•• reported RAUM $567.0M, up 30% from $437.0M (2020-10-20 to 2020-10-27)Oct 27, 2020 · RAUM change · derived
- D•••• G•••• (Manager) appeared on Schedule A of P•••••• F••••• O•••••• L••Mar 27, 2020 · Control person joined · fact
- O••• G•••• (Manager) appeared on Schedule A of P•••••• F••••• O•••••• L••Mar 27, 2020 · Control person joined · fact
- P•••••• F••••• O•••••• L•• filed its initial SEC registration (Form ADV)May 1, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- P•••••• F••••• O•••••• L•• · Family Officesshared crd · office
How to reach
public business contact points only, each with its source
- Business email
- a•••@p••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- p••@p••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- r••••••@p••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- o••••@p••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- i••••@p••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 954-801-0433reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 305-935-5502reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 772-722-8185reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- p••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 305-935-5502reportedpublic record, Form ADV, Apr 10, 2026
- Contact form
- p••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- p••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $239Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026