DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Robinswood Financial
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kelsey Ann Curtis | Osaic Wealth, Inc. BD affiliated | Robinswood Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 27, 2026 | Jan 22, 2026 |
| Colleen M Bracy | Edward Jones national BD | Robinswood Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | May 10, 2024 | May 3, 2024 |
| Christopher Edward Simon-Wallace | Charles Schwab & Co., Inc. national BD | Robinswood Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 7, 2023 | Nov 28, 2023 |
| Brian Douglas Gawthrop | Five Cedars Financial, LLC unclassified | Robinswood Financial other | Other | May 7, 2015 | Jul 20, 2016 (440 d) |
| Janet Harris Weisman | Harvest Capital Advisors Inc. other | Robinswood Financial other | Other | Oct 5, 2010 | Oct 12, 2010 |
| Edward Lee Ward | Merriman, LLC other | Robinswood Financial other | Other | Dec 18, 2006 | Mar 14, 2007 (86 d) |
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6 moves match.