DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
V•••• W••••• P•••••••• L••
Latest filing Mar 17, 2026
First filing on the tape Mar 30, 2012 · 36 filings
SEC status approved since Jun 8, 2007
RAUM
$2.9B
reported, Item 5.F
Discretionary
94%
of RAUM
Private clients
81%
$2.3B individuals and HNW
Advisors
8
registered through the firm on IAPD
RAUM per advisor
$357M
derived; firm RAUM over IAPD count
Employees
31
12 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
1
reported on Schedule D
History
36 filings and snapshots on the tape
RAUM$2.9B as of Mar 17, 2026
Mar 30, 2012$486M then
HNW client RAUM$2.3B as of Mar 17, 2026
Mar 28, 2018$777M then
State-registered IARs (5.B.3)7 as of Mar 17, 2026
Mar 30, 20120 then
Employees (5.A)31 as of Mar 17, 2026
Mar 28, 201315 then
Private funds1 as of Mar 17, 2026
Mar 30, 20121 then
RAUM n/a over the last fiscal year+17% a year over three
Practice profile
derived from the filing of Mar 17, 2026; every figure names its basis
Archetypes, each a printed rule
- RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- RAUM per advisor
- $357MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 40derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $9.5MderivedHNW RAUM over HNW clients
- Average account
- $1.2MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 94%derivedof RAUM
- Institutional
- 19%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 3.9derivedItem 5.A over advisors
- Advisors per office
- 1.6derived5 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, pension consulting, selection of other advisers, otherreportedItem 5.G
- Custody
- $891M, 294 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$2.3B79%
- Charitable organizations$541M19%
- Individuals$49.9M1.7%
- Individual clients
- 77reported
- HNW clients
- 239reported
- Pension plan clients
- 0reported
- Charitable clients
- 30reported
- Accounts
- 2,475reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- $891M for 294 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.81 fund_share=0.0 institutional_share=0.19 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
8 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M•••••• L••• | Oakland, Ca | Jul 31, 2007 | 32 y | 1 |
| L••• M•••• B•••••• | Oakland, Ca | Aug 15, 2008 | 21 y | 2 |
| A••••• L•• P••••Certified Financial Planner | Portsmouth, Nh | May 4, 2010 | 21 y | 0 |
| R•••••• L••••• C••• | New York, Ny | Feb 1, 2021 | 11 y | 0 |
| T•••••• P• K••••••••Certified Financial Planner | New York, Ny | Apr 24, 2021 | 13 y | 1 |
| L••• K•• C•••Chartered Financial Analyst | New York, Ny | Apr 25, 2021 | 11 y | 0 |
| E•••• V••••••••• L•••••••Certified Financial Planner | New York, Ny | Jan 23, 2024 | 20 y | 4 |
| J••• E•••• S•••Chartered Financial Analyst | Oakland, Ca | Dec 10, 2025 | 11 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- E•••• V••••••••• L••••••• from W••••• W••••• M•••••••••Jan 23, 2024 · RIA to RIA
- T•••••• P• K•••••••• from L••Apr 24, 2021 · RIA to RIA
- L••• M•••• B•••••• from A• G• E•••••• • S•••• I•••Aug 15, 2008 · Other
- M•••••• L••• from F•••••••• W••• G••••Jul 31, 2007 · Other
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| V•••• G••••• S••••••••• F•••• L•• | Other Private Fund | $124M | 71 | Mar 30, 2012 |
Owners and control persons
Schedule A and B, latest filing
- C•••• R••••••• L••••• · General Counsel / Chief Compliance Officercontrolsince 07/2020 · owns 5% to 10%
- K••••• S•••••• S•• · Chief Operating Officercontrolsince 09/2022 · owns less than 5%
- L•••• M•••••• · Chief Financial Officer & Co-Chief Investment Officercontrolsince 07/2007 · owns 10% to 25%
- P••••••••• R•••• · Co-Chief Investment Officercontrolsince 01/2024 · owns less than 5%
- P••••• A•••••• L•• · Chief Client Services Officercontrolsince 08/2020 · owns 10% to 25%
- R•••• S••••••••• C••• · Chief Executive Officercontrolsince 01/2021 · owns 10% to 25%
- C•••• L•••• K•• · Senior Wealth Managersince 01/2018 · owns 5% to 10%
- D••••• N•••••• M••••• · Senior Wealth Managersince 01/2018 · owns 10% to 25%
Entity owners
- M••••• C••••••••• · Sole Shareholderindirect · owns 75% or more of M••••• V••••••• I••• · public reporting company
- M••••• V••••••• I••• · Memberindirect · owns 75% or more of R••••••• I••••••••• G••••• L••
- R••••••• I••••••••• G••••• L•• · Memberdirect · owns 10% to 25%
Related persons
Schedule D 7.A
- R•••••• L• C•••n
- V•••• G••••• S••••••••• M••••••••• L••pooled vehicle sponsory
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| New York, Ny | 4 | 0 | 0 | 1 | |
| Oakland, Ca · principal | 3 | 1 | 0 | ||
| Portsmouth, Nh | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- New York, NY4 employees
- Portsmouth, NH2 employees
- , 1 employees
- Philadelphia, PA
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- high employee count relative to advisorsStatic outlier · filing Mar 17, 2026employees per registered advisor of 3.9 against a peer median of 1.5 (1101 comparable advisers, 98.0th percentile, 4.9 robust deviations)peers: independent wealth managers, $1B to $5B (1,101) · 98% percentile
What changed
consecutive filings, newest first
- Accounts · 2,654 to 2,475May 30, 2025 to Mar 17, 2026
- Advisory employees · 14 to 12May 30, 2025 to Mar 17, 2026
- Charity clients · 34 to 30May 30, 2025 to Mar 17, 2026
- HNW clients · 233 to 239May 30, 2025 to Mar 17, 2026
- Individual clients · 75 to 77May 30, 2025 to Mar 17, 2026
- Assets in custody · $666M to $891MMay 30, 2025 to Mar 17, 2026
- State-registered IARs · 9 to 7May 30, 2025 to Mar 17, 2026
- Discretionary RAUM · $2.1B to $2.7BMay 30, 2025 to Mar 17, 2026
- HNW RAUM · $1.9B to $2.3BMay 30, 2025 to Mar 17, 2026
- Individual RAUM · $18.7M to $49.9MMay 30, 2025 to Mar 17, 2026
- Non-discretionary RAUM · $174M to $162MMay 30, 2025 to Mar 17, 2026
- RAUM · $2.3B to $2.9BMay 30, 2025 to Mar 17, 2026
- Financial planning clients · 251-500 to 251-500May 1, 2025 to May 30, 2025
- HQ city · SAN FRANCISCO to OAKLANDMay 1, 2025 to May 30, 2025
- Accounts · 2,249 to 2,654Jul 9, 2024 to May 1, 2025
- Charity clients · 33 to 34Jul 9, 2024 to May 1, 2025
- HNW clients · 235 to 233Jul 9, 2024 to May 1, 2025
- Individual clients · 95 to 75Jul 9, 2024 to May 1, 2025
- Assets in custody · $652M to $666MJul 9, 2024 to May 1, 2025
- Employees · 29 to 31Jul 9, 2024 to May 1, 2025
- Discretionary RAUM · $1.9B to $2.1BJul 9, 2024 to May 1, 2025
- HNW RAUM · $1.7B to $1.9BJul 9, 2024 to May 1, 2025
- Individual RAUM · $22.6M to $18.7MJul 9, 2024 to May 1, 2025
- Non-discretionary RAUM · $163M to $174MJul 9, 2024 to May 1, 2025
- RAUM · $2.0B to $2.3BJul 9, 2024 to May 1, 2025
- Other offices · 3 to 4Mar 29, 2024 to Jun 7, 2024
- Accounts · 2,212 to 2,249Mar 31, 2023 to Mar 29, 2024
- Advisory employees · 10 to 14Mar 31, 2023 to Mar 29, 2024
- HNW clients · 250 to 235Mar 31, 2023 to Mar 29, 2024
- Individual clients · 72 to 95Mar 31, 2023 to Mar 29, 2024
- Assets in custody · $566M to $652MMar 31, 2023 to Mar 29, 2024
- Employees · 25 to 29Mar 31, 2023 to Mar 29, 2024
- State-registered IARs · 7 to 9Mar 31, 2023 to Mar 29, 2024
- Discretionary RAUM · $1.6B to $1.9BMar 31, 2023 to Mar 29, 2024
- HNW RAUM · $1.5B to $1.7BMar 31, 2023 to Mar 29, 2024
- Individual RAUM · $24.4M to $22.6MMar 31, 2023 to Mar 29, 2024
- Non-discretionary RAUM · $149M to $163MMar 31, 2023 to Mar 29, 2024
- RAUM · $1.8B to $2.0BMar 31, 2023 to Mar 29, 2024
- Accounts · 2,097 to 2,212Dec 5, 2022 to Mar 31, 2023
- Charity clients · 37 to 33Dec 5, 2022 to Mar 31, 2023
Signals
14 dated events
- V•••• W••••• P•••••••• L•• reported RAUM $2.9B, up 26% from $2.3B (2025-05-30 to 2026-03-17)Mar 17, 2026 · RAUM change · derived
- R•••• P••••••••• (Co-Chief Investment Officer) appeared on Schedule A of V•••• W••••• P•••••••• L••Jul 9, 2024 · Control person joined · fact
- S••••• K•••• (Chief Operating Officer) appeared on Schedule A of V•••• W••••• P•••••••• L••Sep 16, 2022 · Control person joined · fact
- V•••• W••••• P•••••••• L•• reported RAUM $2.1B, up 26% from $1.7B (2021-04-10 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- Patricia Farrar Rivas (Senior Wealth Manager) no longer on Schedule A of V•••• W••••• P•••••••• L•• (listed 2021-04-10, absent 2022-03-31)Mar 31, 2022 · Control person left · inference
- Anders Faijersson-Ferguson (Director Of Development) no longer on Schedule A of V•••• W••••• P•••••••• L•• (listed 2020-06-22, absent 2020-09-04)Sep 4, 2020 · Control person left · inference
- Harvey Steve Fahrer (Chief Compliance Officer) no longer on Schedule A of V•••• W••••• P•••••••• L•• (listed 2020-06-22, absent 2020-09-04)Sep 4, 2020 · Control person left · inference
- L••••• R•••••• C••• (General Counsel / Chief Compliance Officer) appeared on Schedule A of V•••• W••••• P•••••••• L••Sep 4, 2020 · Control person joined · fact
- Lyn Alison Pyott (Chief Client Services Officer) appeared on Schedule A of V•••• W••••• P•••••••• L••Sep 4, 2020 · Control person joined · fact
- V•••• W••••• P•••••••• L•• reported RAUM $1.5B, up 33% from $1.1B (2019-09-16 to 2020-03-27)Mar 27, 2020 · RAUM change · derived
- Lyn Alison Pyott (Chief Operations Officer) no longer on Schedule A of V•••• W••••• P•••••••• L•• (listed 2019-07-15, absent 2019-09-16)Sep 16, 2019 · Control person left · inference
- Cohn Stephanie Rupp (Chief Operations Officer) appeared on Schedule A of V•••• W••••• P•••••••• L••Sep 16, 2019 · Control person joined · fact
- Armando Luis Rivas (Chief Operations Officer/Chief Compliance Officer) no longer on Schedule A of V•••• W••••• P•••••••• L•• (listed 2018-06-28, absent 2019-03-27)Mar 27, 2019 · Control person left · inference
- Lyn Alison Pyott (Chief Operations Officer) appeared on Schedule A of V•••• W••••• P•••••••• L••Mar 27, 2019 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
- V•••• W••••• P•••••••• L•• · Independent Sponsorsshared crd · capital_provider
How to reach
public business contact points only, each with its source
- Business email
- info@veriswp.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 212-349-4172reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 415-814-0580reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 415-814-0581reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/V••••-WEALTH-PARTNERSreportedpublic record, Form ADV, Sep 18, 2026
- Website
- V••••WP.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (415) 814-0580reportedpublic record, Form ADV, Mar 17, 2026
- Contact form
- veriswp.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- veriswp.com/partnersreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $357Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026