DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
G••••• V•••• I••••••••• C•••••••••
Latest filing Jul 23, 2026
First filing on the tape Mar 1, 2012 · 36 filings
SEC status approved since Apr 30, 2021
RAUM
$226M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
86%
$193M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$56.4M
derived; firm RAUM over IAPD count
Employees
11
7 advisory (5.B.1)
Offices
5
beyond the principal office
Private funds
1
reported on Schedule D
History
36 filings and snapshots on the tape
RAUM$226M as of Jul 23, 2026
Mar 1, 2012$90.7M then
HNW client RAUM$158M as of Jul 23, 2026
Mar 31, 2022$69.6M then
State-registered IARs (5.B.3)4 as of Jul 23, 2026
Mar 1, 20120 then
Employees (5.A)11 as of Jul 23, 2026
Mar 25, 20135 then
Private funds1 as of Jul 23, 2026
Mar 31, 20221 then
RAUM +16% over the last fiscal year+18% a year over threeIARs 4 to 4
Practice profile
derived from the filing of Jul 23, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- ria with p•••••• funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $56.4MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 44derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.9MderivedHNW RAUM over HNW clients
- Average account
- $418,604derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 1.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.8derivedItem 5.A over advisors
- Advisors per office
- 0.7derived6 offices incl. principal (1.F.5)
- RAUM growth, one year
- +16%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +44%derived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, otherreportedItem 5.G
- Wrap fee program
- $214MreportedItem 5.I
- Custody
- $16.3M, 2 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$158M70%
- Individuals$35.7M16%
- Other investment advisers$22.9M10%
- Corporations and businesses$6.1M2.7%
- Pension and profit-sharing plans$2.3M1.0%
- Charitable organizations$715,5460.3%
- Pooled investment vehicles$347,7190.2%
- Individual clients
- 120reported
- HNW clients
- 54reported
- Pension plan clients
- 4reported
- Charitable clients
- 3reported
- Accounts
- 539reported
- Financial planning clients
- reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- $16.3M for 2 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.86 fund_share=0.1 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| T••••• M•••••• M•••••• | Waterford, Wi | Apr 18, 2016 | 14 y | 1 |
| J•••••• R•••••• G••••• | Charleston, Sc | May 17, 2016 | 38 y | 2 |
| J•••• P••••• G••••• | Princeton, Nj | May 12, 2017 | 13 y | 2 |
| M•••••• J••• M••••••• | M••••••••, Wi | Jan 1, 2023 | 11 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- C•••••• T•••• to O•••• F•• I•••Mar 6, 2023 · RIA to affiliated broker-dealer or bank
- S••••• J•••• S••••••• to W•••• F•••• A•••••••Feb 6, 2018 · Other
Joined, latest
- C•••••• T•••• from F•• I••••••••• L••May 18, 2022 · Other
- J•••• P••••• G••••• from A•••••••• F•••• M••••••••• L••May 12, 2017 · Other
- J•••••• R•••••• G••••• from U•• F•••••••• S••••••• I•••Aug 13, 2007 · Other
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| G•• 2••••• L• | Hedge Fund | $554,102 | 10 | Aug 26, 2021 |
Owners and control persons
Schedule A and B, latest filing
- G•••••• J••••• P••••• · Chief Executive Officercontrolsince 05/2024 · owns 5% to 10%
- G•••••• J••••••• R•••••• · Chairman Of The Board, Ownercontrolsince 08/2007 · owns 25% to 50%
- G•••••• K••••• M• · Directorcontrolsince 08/2007 · owns 25% to 50%
- W••••• S••••• A•• · Chief Financial Officer And Chief Compliance Officercontrolsince 01/2021 · owns less than 5%
- R•••• S••••• G• · Directorsince 04/2023 · owns less than 5%
Related persons
Schedule D 7.A
- G•• 2••••• L•••••pooled vehicle sponsory
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| M••••••••, Wi · principal | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Telangana, India2 employees
- Princeton, NJ1 employees
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 515 to 539Jul 15, 2025 to Mar 20, 2026
- Corporate clients · 2 to 4Jul 15, 2025 to Mar 20, 2026
- HNW clients · 38 to 54Jul 15, 2025 to Mar 20, 2026
- Individual clients · 83 to 120Jul 15, 2025 to Mar 20, 2026
- Pension plan clients · 0 to 4Jul 15, 2025 to Mar 20, 2026
- Assets in custody · $14.9M to $16.3MJul 15, 2025 to Mar 20, 2026
- Employees · 10 to 11Jul 15, 2025 to Mar 20, 2026
- Discretionary RAUM · $194M to $224MJul 15, 2025 to Mar 20, 2026
- HNW RAUM · $130M to $158MJul 15, 2025 to Mar 20, 2026
- Individual RAUM · $25.7M to $35.7MJul 15, 2025 to Mar 20, 2026
- Non-discretionary RAUM · $449,855 to $1.2MJul 15, 2025 to Mar 20, 2026
- Pension RAUM · $0 to $2.3MJul 15, 2025 to Mar 20, 2026
- Pooled vehicle RAUM · $257,969 to $347,719Jul 15, 2025 to Mar 20, 2026
- RAUM · $194M to $226MJul 15, 2025 to Mar 20, 2026
- Financial planning clients · unset to Jun 25, 2025 to Jul 15, 2025
- Accounts · 444 to 515Feb 14, 2025 to Mar 26, 2025
- Advisory employees · 6 to 7Feb 14, 2025 to Mar 26, 2025
- Charity clients · 2 to 3Feb 14, 2025 to Mar 26, 2025
- Corporate clients · 3 to 2Feb 14, 2025 to Mar 26, 2025
- HNW clients · 22 to 38Feb 14, 2025 to Mar 26, 2025
- Individual clients · 92 to 83Feb 14, 2025 to Mar 26, 2025
- Assets in custody · $54.1M to $14.9MFeb 14, 2025 to Mar 26, 2025
- Employees · 8 to 10Feb 14, 2025 to Mar 26, 2025
- Discretionary RAUM · $170M to $194MFeb 14, 2025 to Mar 26, 2025
- HNW RAUM · $91.5M to $130MFeb 14, 2025 to Mar 26, 2025
- Individual RAUM · $46.4M to $25.7MFeb 14, 2025 to Mar 26, 2025
- Non-discretionary RAUM · $769,469 to $449,855Feb 14, 2025 to Mar 26, 2025
- Pooled vehicle RAUM · $554,102 to $257,969Feb 14, 2025 to Mar 26, 2025
- RAUM · $171M to $194MFeb 14, 2025 to Mar 26, 2025
- Wrap assets (manager) · $163M to $0Feb 14, 2025 to Mar 26, 2025
- Wrap assets (sponsor) · $163M to $0Feb 14, 2025 to Mar 26, 2025
- Business name · G••••• V•••• I••••••••• C•••• to G••••• V•••• I••••••••• C•••••••••Mar 15, 2024 to Apr 24, 2024
- Legal name · G••••• V•••• I••••••••• C•••• to G••••• V•••• I••••••••• C•••••••••Mar 15, 2024 to Apr 24, 2024
- Accounts · 385 to 444Nov 3, 2023 to Mar 15, 2024
- Advisory employees · 7 to 6Nov 3, 2023 to Mar 15, 2024
- Advisory activities · 3 to 4Nov 3, 2023 to Mar 15, 2024
- HNW clients · 21 to 22Nov 3, 2023 to Mar 15, 2024
- Individual clients · 90 to 92Nov 3, 2023 to Mar 15, 2024
- Assets in custody · $14.1M to $54.1MNov 3, 2023 to Mar 15, 2024
- Employees · 10 to 8Nov 3, 2023 to Mar 15, 2024
Signals
3 dated events
- M Kathy Geygan (Director) appeared on Schedule A of G••••• V•••• I••••••••• C•••••••••Mar 15, 2024 · Control person joined · fact
- C•••••• T•••• left G••••• V•••• I••••••••• C••••••••• for O•••• F•• I••• (registered 2023-05-23)Mar 6, 2023 · Advisor changed firm · fact
- G••••• V•••• I••••••••• C•••• filed its initial SEC registration (Form ADV)Mar 31, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 262-478-0640reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/global-value-investment-corpreportedpublic record, Form ADV, Sep 18, 2026
- Website
- gvi-corp.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 262-478-0640reportedpublic record, Form ADV, Jul 23, 2026
- Contact form
- gvi-corp.com/contact-usreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $56.4Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026