DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
T•• I••••••• M••••••• C•••••• L••
Latest filing Sep 1, 2026
First filing on the tape Mar 27, 2012 · 21 filings
SEC status approved since Jul 17, 2009
RAUM
$1.5B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$498M
derived; firm RAUM over IAPD count
Employees
22
13 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
21 filings and snapshots on the tape
RAUM$1.5B as of Mar 27, 2026
Mar 27, 2012$322M then
HNW client RAUM$0 as of Mar 27, 2026
Mar 29, 2018$0 then
State-registered IARs (5.B.3)3 as of Mar 27, 2026
Mar 27, 20134 then
Employees (5.A)22 as of Mar 27, 2026
Mar 27, 201312 then
Private funds: no history
RAUM +36% over the last fiscal year+20% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Sep 1, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- OCIO / institutional advisory · selection of other advisers (5.G.7) and institutional share at least 50 percent
- RAUM per advisor
- $498MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $115MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 72%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 7.3derivedItem 5.A over advisors
- Advisors per office
- 1.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +36%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companies, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- State and municipal entities$1.0B68%
- Pooled investment vehicles$291M19%
- Investment companies$132M8.8%
- Pension and profit-sharing plans$53.1M3.6%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- n/areported
- Charitable clients
- 0reported
- Accounts
- 13reported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=0.28 institutional_share=0.72 related_bd=true related_bank=true bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J••••• M•••••• M••• | Solana Beach, Ca | Jan 1, 2026 | 25 y | 1 |
| D•••• J••• G••••••• | Solana Beach, Ca | Jan 1, 2026 | 19 y | 0 |
| T••••• T•••• P••••••• | Solana Beach, Ca | Jan 1, 2026 | 28 y | 1 |
Advisor movement
0 left, 2 joined in 12 months
net +2 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- J••••• M•••••• M••• from N••••••••• C•••••• M••••••••• L••Jan 1, 2026 · Other
- T••••• T•••• P••••••• from N••••••••• C•••••• M••••••••• L••Jan 1, 2026 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- G•••••••• D••••• J••• · Chief Operating Officer, Chief Compliance Officer, Membercontrolsince 10/2007 · owns less than 5%
- H••••• F••••• P••• · President, Managing Membercontrolsince 06/2011 · owns 10% to 25%
- M•••• J•••••• M•••••• · Vice President, Membercontrolsince 07/2007 · owns 5% to 10%
- P•••••••• T•••••• T•••• · Ceo, Chief Investment Officer, Managing Membercontrolsince 07/2007 · owns 10% to 25%
- W••••••••• M•••••• L•• · Senior Vice President, Managing Membercontrolsince 07/2007 · owns 10% to 25%
- R•••• B••••• C••••••• · Shareholdercontrolsince 01/2000 · owns 75% or more of C• F•••••••• H•••••••• I•••
Entity owners
- W••• L••••••• L•• · Memberdirect · owns 25% to 50%
- C• F•••••••• H•••••••• I••• · Memberindirect · owns 75% or more of W••• L••••••• L••
Related persons
Schedule D 7.A
- Global Imc LLCinvestment adviseryRAUM $790M
- R••• C•••••• P•••••••• L••broker-dealerinvestment advisern
Advisers that list T•• I••••••• M••••••• C•••••• L•• as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Solana Beach, Ca · principal | 3 | 3 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Spokane, WA1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- institutional asset share shiftChange between filings · filing Mar 27, 2026institutional share of RAUM moved from 56.0% to 72.0% between the annual amendments of 2025-03-28 and 2026-03-27peers: institutional managers, $1B to $5B (121)
What changed
consecutive filings, newest first
- Financial planning clients · to unsetMar 27, 2026 to Sep 1, 2026
- Succession · false to unsetMar 27, 2026 to Sep 1, 2026
- Pension plan clients · 2.0 to unsetMar 28, 2025 to Mar 27, 2026
- Employees · 20 to 22Mar 28, 2025 to Mar 27, 2026
- Discretionary RAUM · $1.1B to $1.5BMar 28, 2025 to Mar 27, 2026
- Pension RAUM · $50.9M to $53.1MMar 28, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $279M to $291MMar 28, 2025 to Mar 27, 2026
- RAUM · $1.1B to $1.5BMar 28, 2025 to Mar 27, 2026
- Accounts · 14 to 13Mar 28, 2024 to Mar 28, 2025
- Business name · E•• I••••••••• L•• to T•• I••••••• M••••••• C•••••• L••Mar 28, 2024 to Mar 28, 2025
- Employees · 22 to 20Mar 28, 2024 to Mar 28, 2025
- Financial planning clients · unset to Mar 28, 2024 to Mar 28, 2025
- State-registered IARs · 5 to 3Mar 28, 2024 to Mar 28, 2025
- Legal name · E•• I••••••••• L•• to T•• I••••••• M••••••• C•••••• L••Mar 28, 2024 to Mar 28, 2025
- Discretionary RAUM · $933M to $1.1BMar 28, 2024 to Mar 28, 2025
- Pension RAUM · $42.2M to $50.9MMar 28, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $163M to $279MMar 28, 2024 to Mar 28, 2025
- RAUM · $933M to $1.1BMar 28, 2024 to Mar 28, 2025
- Related bank · false to trueMar 28, 2024 to Mar 28, 2025
- Accounts · 13 to 14Mar 30, 2023 to Mar 28, 2024
- Advisory employees · 14 to 13Mar 30, 2023 to Mar 28, 2024
- Pension plan clients · unset to 2.0Mar 30, 2023 to Mar 28, 2024
- Pooled vehicle clients · 3 to 4Mar 30, 2023 to Mar 28, 2024
- Employees · 23 to 22Mar 30, 2023 to Mar 28, 2024
- Discretionary RAUM · $870M to $933MMar 30, 2023 to Mar 28, 2024
- Pension RAUM · $39.9M to $42.2MMar 30, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $96.4M to $163MMar 30, 2023 to Mar 28, 2024
- RAUM · $870M to $933MMar 30, 2023 to Mar 28, 2024
- Accounts · 11 to 13Mar 25, 2022 to Mar 30, 2023
- Pooled vehicle clients · 2 to 3Mar 25, 2022 to Mar 30, 2023
- Other offices · 0 to 1Mar 25, 2022 to Mar 30, 2023
- Discretionary RAUM · $1.1B to $870MMar 25, 2022 to Mar 30, 2023
- Pension RAUM · $11.2M to $39.9MMar 25, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $49.3M to $96.4MMar 25, 2022 to Mar 30, 2023
- RAUM · $1.1B to $870MMar 25, 2022 to Mar 30, 2023
- Accounts · 12 to 11Mar 26, 2021 to Mar 25, 2022
- Advisory employees · 12 to 14Mar 26, 2021 to Mar 25, 2022
- Employees · 19 to 23Mar 26, 2021 to Mar 25, 2022
- Discretionary RAUM · $1.1B to $1.1BMar 26, 2021 to Mar 25, 2022
- Pension RAUM · $13.4M to $11.2MMar 26, 2021 to Mar 25, 2022
Signals
3 dated events
- T•• I••••••• M••••••• C•••••• L•• reported RAUM $1.5B, up 36% from $1.1B (2025-03-28 to 2026-03-27)Mar 27, 2026 · RAUM change · derived
- T•• I••••••• M••••••• C•••••• L•• reported RAUM $1.1B, up 35% from $841.0M (2020-08-18 to 2021-03-26)Mar 26, 2021 · RAUM change · derived
- T•• I••••••• M••••••• C•••••• L•• reported RAUM $828.1M, down 34% from $1.3B (2018-03-29 to 2019-03-25)Mar 25, 2019 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/informed-momentum-companyreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 760-479-5080reportedpublic record, Form ADV, Sep 1, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Institutional managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $498Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026