DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C••• L••
Wealth manager with institutional or fund businessLongboat Key, FloridaCRD 144946SEC 801-110097websiteIAPD
Legal name C•••••••• A•••• I••••••••• M••••••••• L••
Latest filing Apr 24, 2026
First filing on the tape Feb 28, 2017 · 25 filings
SEC status approved since Mar 6, 2017
RAUM
$318M
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
27%
$86.9M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$318M
derived; firm RAUM over IAPD count
Employees
4
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
25 filings and snapshots on the tape
RAUM$318M as of Apr 24, 2026
Mar 21, 2018$133M then
HNW client RAUM$86.9M as of Apr 24, 2026
Mar 21, 2018$28.7M then
State-registered IARs (5.B.3)1 as of Apr 24, 2026
Mar 21, 20181 then
Employees (5.A)4 as of Apr 24, 2026
Mar 21, 20181 then
Private funds: no history
RAUM +78% over the last fiscal year+42% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Apr 24, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $318MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.2MderivedHNW RAUM over HNW clients
- Average account
- $421,711derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 98%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 4.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +78%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$86.9M100%
- Individual clients
- n/areported
- HNW clients
- 73reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 754reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.27 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=1.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| C•••••••• A••••• M••••••••• A•••• | Longboat Key, Fl | Jan 3, 2020 | 40 y | 4 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- C•••••••• A••••• M••••••••• A•••• to H•••••••• A•••••••• L••Dec 31, 2019 · Other
Joined, latest
- C•••••••• A••••• M••••••••• A•••• from H•••••••• A•••••••• L••Jan 3, 2020 · Affiliated broker-dealer or bank to independent RIA
- C•••••••• A••••• M••••••••• A•••• from F••••••••• S••••• D•• S••••• F•••••••• • A•••••••••Sep 27, 2007 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- M••••••••• A••••• C••••••••• A••••• · Managing Member/Chief Compliance Officercontrolsince 08/2007 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- RAUM up 50 %Change between filings · filing Apr 24, 2026RAUM (Item 5.F) moved from $178,880,000 to $317,970,000 (+78.0%) between the annual amendments of 2025-03-27 and 2026-04-24; the peer median change was +15.0% (4550 comparable advisers, 98.0th percentile of changes)peers: independent wealth managers, $100M to $500M (4,550) · 98% percentile
- account count surgeChange between filings · filing Apr 24, 2026accounts (Item 5.F.2.f) moved from 202.0 to 754.0 (+273.0%) between the annual amendments of 2025-03-27 and 2026-04-24; the peer median change was +5.0% (3687 comparable advisers, 100.0th percentile of changes)peers: independent wealth managers, $100M to $500M (3,687) · 100% percentile
What changed
consecutive filings, newest first
- Accounts · 202 to 754Aug 18, 2025 to Mar 18, 2026
- HNW clients · 48 to 73Aug 18, 2025 to Mar 18, 2026
- Financial planning clients · 1-10 to 0Aug 18, 2025 to Mar 18, 2026
- Discretionary RAUM · $172M to $311MAug 18, 2025 to Mar 18, 2026
- HNW RAUM · $68.6M to $86.9MAug 18, 2025 to Mar 18, 2026
- Non-discretionary RAUM · $6.7M to $7.4MAug 18, 2025 to Mar 18, 2026
- RAUM · $179M to $318MAug 18, 2025 to Mar 18, 2026
- Accounts · 321 to 202Jul 24, 2024 to Mar 27, 2025
- Advisory activities · 2 to 3Jul 24, 2024 to Mar 27, 2025
- HNW clients · 42 to 48Jul 24, 2024 to Mar 27, 2025
- Financial planning clients · 0 to 1-10Jul 24, 2024 to Mar 27, 2025
- Discretionary RAUM · $105M to $172MJul 24, 2024 to Mar 27, 2025
- HNW RAUM · $56.0M to $68.6MJul 24, 2024 to Mar 27, 2025
- Non-discretionary RAUM · $6.2M to $6.7MJul 24, 2024 to Mar 27, 2025
- RAUM · $112M to $179MJul 24, 2024 to Mar 27, 2025
- Accounts · 315 to 321Mar 30, 2023 to Mar 25, 2024
- HNW clients · 38 to 42Mar 30, 2023 to Mar 25, 2024
- Discretionary RAUM · $105M to $105MMar 30, 2023 to Mar 25, 2024
- HNW RAUM · $53.7M to $56.0MMar 30, 2023 to Mar 25, 2024
- Non-discretionary RAUM · $5.5M to $6.2MMar 30, 2023 to Mar 25, 2024
- RAUM · $111M to $112MMar 30, 2023 to Mar 25, 2024
- Accounts · 249 to 315Mar 31, 2022 to Mar 30, 2023
- Advisory activities · 3 to 2Mar 31, 2022 to Mar 30, 2023
- Discretionary RAUM · $98.7M to $105MMar 31, 2022 to Mar 30, 2023
- HNW RAUM · $52.4M to $53.7MMar 31, 2022 to Mar 30, 2023
- Non-discretionary RAUM · $6.8M to $5.5MMar 31, 2022 to Mar 30, 2023
- RAUM · $105M to $111MMar 31, 2022 to Mar 30, 2023
- Accounts · 226 to 249Sep 2, 2021 to Mar 31, 2022
- HNW clients · 37 to 38Sep 2, 2021 to Mar 31, 2022
- Employees · 3 to 4Sep 2, 2021 to Mar 31, 2022
- Discretionary RAUM · $84.7M to $98.7MSep 2, 2021 to Mar 31, 2022
- HNW RAUM · $46.4M to $52.4MSep 2, 2021 to Mar 31, 2022
- Non-discretionary RAUM · $5.8M to $6.8MSep 2, 2021 to Mar 31, 2022
- RAUM · $90.6M to $105MSep 2, 2021 to Mar 31, 2022
- HQ city · GREENWICH to LONGBOAT KEYMar 26, 2021 to Sep 2, 2021
- HQ state · CT to FLMar 26, 2021 to Sep 2, 2021
- Accounts · 290 to 226Dec 14, 2020 to Mar 26, 2021
- HQ city · GREENWHICH to GREENWICHDec 14, 2020 to Mar 26, 2021
- Discretionary RAUM · $123M to $84.7MDec 14, 2020 to Mar 26, 2021
- HNW RAUM · $35.4M to $46.4MDec 14, 2020 to Mar 26, 2021
Signals
2 dated events
- C••• L•• reported RAUM $318.0M, up 78% from $178.9M (2025-08-18 to 2026-03-18)Mar 18, 2026 · RAUM change · derived
- C••• L•• filed its initial SEC registration (Form ADV)Feb 28, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@caimllc.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 941-388-7249reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- C•••LLC.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 941-388-7249reportedpublic record, Form ADV, Apr 24, 2026
- Contact form
- caimllc.com/contact-usreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- caimllc.com/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $318Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026