DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Bullseye Investment Management, LLC
Latest filing Mar 30, 2026
First filing on the tape Apr 7, 2021 · 27 filings
SEC status approved since May 7, 2021
RAUM
$226M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
97%
$219M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$56.5M
derived; firm RAUM over IAPD count
Employees
6
4 advisory (5.B.1)
Offices
7
beyond the principal office
Private funds
0
reported on Schedule D
History
27 filings and snapshots on the tape
RAUM$226M as of Mar 30, 2026
Feb 28, 2022$152M then
HNW client RAUM$84.1M as of Mar 30, 2026
Feb 28, 2022$73.3M then
State-registered IARs (5.B.3)4 as of Mar 30, 2026
Feb 28, 20225 then
Employees (5.A)6 as of Mar 30, 2026
Feb 28, 20225 then
Private funds: no history
RAUM +18% over the last fiscal year+11% a year over threeIARs 4 to 4
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
Archetypes, each a printed rule
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- RAUM per advisor
- $56.5MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 280derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.5MderivedHNW RAUM over HNW clients
- Average account
- $131,611derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 2.9%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 0.5derived8 offices incl. principal (1.F.5)
- RAUM growth, one year
- +18%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -14%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$135M60%
- High-net-worth individuals$84.1M37%
- Pension and profit-sharing plans$6.5M2.9%
- Charitable organizations$190,1150.1%
- Individual clients
- 1,065reported
- HNW clients
- 55reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 1,717reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.97 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Timothy Ray GuthrieCertified Financial Planner | Cincinnciati, Oh | Nov 1, 2007 | 36 y | 1 |
| Robert Wilford Stone | Hurricane, Wv | Aug 21, 2019 | 27 y | 0 |
| Kevin Scott Mullendore | Cincinnciati, Oh | Oct 22, 2021 | 14 y | 0 |
| Cameron Michael Parker | Cincinnciati, Oh | Oct 5, 2022 | 24 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount2 left over 36 months
Left, latest
- Gregory M Spickard to Pinnacle AdvisorsAug 27, 2024 · RIA to RIA
- Jessica A Tucker to Innerworks Wealth ManagementDec 18, 2023 · RIA to a state-registered adviser
- Richard Willson Ranck to Valor Consulting & DistributionMay 23, 2023 · Other
Joined, latest
- Richard Willson Ranck from Valor Consulting & Distribution, LLCDec 8, 2022 · Other
- Timothy Ray Guthrie from Bolton Global Asset ManagementNov 1, 2007 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Ray Timothy Guthrie · President/Chief Compliance Officercontrolsince 09/2007 · owns 75% or more
- Wilford Robert Stone · Shareholder/Investment Adviser Representativesince 08/2021 · owns 5% to 10%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Cincinnciati, Oh · principal | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Bardstown, KY1 employees
- Canton, OH1 employees
- Centerville, OH1 employees
- Columbus, OH1 employees
- Florence, KY1 employees
- Huntington, WV1 employees
- Hurricane, WV1 employees
- Louisville, KY1 employees
- Paducah, KY1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- unusually high clients per advisorStatic outlier · filing Mar 30, 2026private clients per advisor of 280.0 against a peer median of 57.3 (3075 comparable advisers, 99.0th percentile, 6.3 robust deviations)peers: independent wealth managers, $100M to $500M (3,075) · 99% percentile
What changed
consecutive filings, newest first
- Accounts · 1,561 to 1,717Apr 30, 2025 to Mar 30, 2026
- HNW clients · 81 to 55Apr 30, 2025 to Mar 30, 2026
- Individual clients · 1,221 to 1,065Apr 30, 2025 to Mar 30, 2026
- Discretionary RAUM · $189M to $223MApr 30, 2025 to Mar 30, 2026
- HNW RAUM · $73.1M to $84.1MApr 30, 2025 to Mar 30, 2026
- Individual RAUM · $119M to $135MApr 30, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $2.5M to $2.8MApr 30, 2025 to Mar 30, 2026
- Pension RAUM · $0 to $6.5MApr 30, 2025 to Mar 30, 2026
- RAUM · $192M to $226MApr 30, 2025 to Mar 30, 2026
- RAUM · $182M to $192MMar 20, 2024 to Apr 30, 2025
- Accounts · 2,212 to 1,561Mar 20, 2024 to Apr 30, 2025
- Advisory employees · 6 to 4Mar 20, 2024 to Apr 30, 2025
- HNW clients · 77 to 81Mar 20, 2024 to Apr 30, 2025
- Individual clients · 1,248 to 1,221Mar 20, 2024 to Apr 30, 2025
- Pension plan clients · 3 to 0Mar 20, 2024 to Apr 30, 2025
- Employees · 8 to 6Mar 20, 2024 to Apr 30, 2025
- Financial planning clients · unset to Mar 20, 2024 to Apr 30, 2025
- State-registered IARs · 6 to 4Mar 20, 2024 to Apr 30, 2025
- Other offices · 9 to 7Mar 20, 2024 to Apr 30, 2025
- Discretionary RAUM · $182M to $189MMar 20, 2024 to Apr 30, 2025
- HNW RAUM · $63.6M to $73.1MMar 20, 2024 to Apr 30, 2025
- Individual RAUM · $115M to $119MMar 20, 2024 to Apr 30, 2025
- Non-discretionary RAUM · $0 to $2.5MMar 20, 2024 to Apr 30, 2025
- Pension RAUM · $3.7M to $0Mar 20, 2024 to Apr 30, 2025
- Accounts · 2,152 to 2,212Aug 31, 2023 to Mar 19, 2024
- Advisory employees · 7 to 6Aug 31, 2023 to Mar 19, 2024
- Charity clients · unset to 0.0Aug 31, 2023 to Mar 19, 2024
- HNW clients · 39 to 77Aug 31, 2023 to Mar 19, 2024
- Individual clients · 1,275 to 1,248Aug 31, 2023 to Mar 19, 2024
- Pension plan clients · 0 to 3Aug 31, 2023 to Mar 19, 2024
- Employees · 10 to 8Aug 31, 2023 to Mar 19, 2024
- State-registered IARs · 8 to 6Aug 31, 2023 to Mar 19, 2024
- Discretionary RAUM · $164M to $182MAug 31, 2023 to Mar 19, 2024
- HNW RAUM · $57.3M to $63.6MAug 31, 2023 to Mar 19, 2024
- Individual RAUM · $109M to $115MAug 31, 2023 to Mar 19, 2024
- Non-discretionary RAUM · $2.5M to $0Aug 31, 2023 to Mar 19, 2024
- Pension RAUM · $0 to $3.7MAug 31, 2023 to Mar 19, 2024
- RAUM · $166M to $182MAug 31, 2023 to Mar 19, 2024
- Advisory employees · 8 to 7Apr 25, 2023 to Aug 31, 2023
- Assets in custody · 0.0 to unsetApr 25, 2023 to Aug 31, 2023
Signals
4 dated events
- Gregory M Spickard left Bullseye Investment Management, Llc for Pinnacle Advisors (registered 2024-08-23)Aug 27, 2024 · Advisor changed firm · fact
- Jessica A Tucker left Bullseye Investment Management, Llc for Innerworks Wealth Management (registered 2026-03-02)Dec 18, 2023 · Advisor changed firm · fact
- Richard Willson Ranck left Bullseye Investment Management, Llc for Valor Consulting & Distribution (registered 2025-04-09)May 23, 2023 · Advisor changed firm · fact
- Bullseye Investment Management, Llc filed its initial SEC registration (Form ADV)Apr 7, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@bullseyeinv.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 513-774-3325reportedpublished by the firm, firm site, Sep 17, 2026
- Website
- BULLSEYEINV.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 513-774-3325reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $56.5Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026