DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
B•••• M••••••• • C••••••
Legal name B•••• M••••••• • C••••••• L••
Latest filing Mar 26, 2026
First filing on the tape Mar 30, 2012 · 14 filings
SEC status approved since Apr 12, 2021
RAUM
$145M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
99%
$143M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$72.4M
derived; firm RAUM over IAPD count
Employees
2
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$145M as of Mar 26, 2026
Mar 30, 2012$50.2M then
HNW client RAUM$112M as of Mar 26, 2026
Apr 2, 2021$73.8M then
State-registered IARs (5.B.3)2 as of Mar 26, 2026
Mar 30, 20120 then
Employees (5.A)2 as of Mar 26, 2026
Apr 2, 20212 then
Private funds: no history
RAUM +8.7% over the last fiscal year+8.1% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Mar 26, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $72.4MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 58derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.5MderivedHNW RAUM over HNW clients
- Average account
- $453,968derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 1.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +8.7%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +1.8%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$112M78%
- Individuals$30.3M21%
- Pension and profit-sharing plans$2.1M1.4%
- Individual clients
- 70reported
- HNW clients
- 45reported
- Pension plan clients
- 3reported
- Charitable clients
- 0reported
- Accounts
- 319reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J••• M•••••• M••••••• | Foxboro, Ma | Sep 26, 2007 | 39 y | 1 |
| F•••• S••••••• B•••• | Foxboro, Ma | Nov 14, 2007 | 49 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- J••• M•••••• M••••••• from A•••••• I•••••••••Sep 26, 2007 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••• F••••• S••••••• · Managing Membercontrolsince 08/2007 · owns 50% to 75%
- M•••••••• J•••• M•••••• · Managing Member; Chief Compliance Officercontrolsince 08/2007 · owns 50% to 75%
Related persons
Schedule D 7.A
- B•••• M••••••• • C••••••insuranceyRAUM $145M
Advisers that list B•••• M••••••• • C•••••• as a related person
- 145184 y
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Foxboro, Ma · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 322 to 319Mar 27, 2025 to Mar 26, 2026
- HNW clients · 47 to 45Mar 27, 2025 to Mar 26, 2026
- Individual clients · 66 to 70Mar 27, 2025 to Mar 26, 2026
- Pension plan clients · 4 to 3Mar 27, 2025 to Mar 26, 2026
- Discretionary RAUM · $124M to $143MMar 27, 2025 to Mar 26, 2026
- HNW RAUM · $92.0M to $112MMar 27, 2025 to Mar 26, 2026
- Individual RAUM · $32.1M to $30.3MMar 27, 2025 to Mar 26, 2026
- Non-discretionary RAUM · $9.2M to $2.1MMar 27, 2025 to Mar 26, 2026
- Pension RAUM · $9.2M to $2.1MMar 27, 2025 to Mar 26, 2026
- RAUM · $133M to $145MMar 27, 2025 to Mar 26, 2026
- Accounts · 318 to 322Mar 27, 2024 to Mar 27, 2025
- HNW clients · 41 to 47Mar 27, 2024 to Mar 27, 2025
- Individual clients · 73 to 66Mar 27, 2024 to Mar 27, 2025
- Pension plan clients · 6 to 4Mar 27, 2024 to Mar 27, 2025
- Financial planning clients · 0 to 0Mar 27, 2024 to Mar 27, 2025
- Discretionary RAUM · $120M to $124MMar 27, 2024 to Mar 27, 2025
- HNW RAUM · $80.0M to $92.0MMar 27, 2024 to Mar 27, 2025
- Individual RAUM · $40.1M to $32.1MMar 27, 2024 to Mar 27, 2025
- Non-discretionary RAUM · $11.7M to $9.2MMar 27, 2024 to Mar 27, 2025
- Pension RAUM · $11.7M to $9.2MMar 27, 2024 to Mar 27, 2025
- RAUM · $132M to $133MMar 27, 2024 to Mar 27, 2025
- Accounts · 315 to 318Mar 29, 2023 to Mar 27, 2024
- HNW clients · 51 to 41Mar 29, 2023 to Mar 27, 2024
- Individual clients · 69 to 73Mar 29, 2023 to Mar 27, 2024
- Pension plan clients · 5 to 6Mar 29, 2023 to Mar 27, 2024
- Discretionary RAUM · $105M to $120MMar 29, 2023 to Mar 27, 2024
- HNW RAUM · $76.9M to $80.0MMar 29, 2023 to Mar 27, 2024
- Individual RAUM · $28.4M to $40.1MMar 29, 2023 to Mar 27, 2024
- Non-discretionary RAUM · $9.3M to $11.7MMar 29, 2023 to Mar 27, 2024
- Pension RAUM · $9.3M to $11.7MMar 29, 2023 to Mar 27, 2024
- RAUM · $115M to $132MMar 29, 2023 to Mar 27, 2024
- Accounts · 339 to 315Jan 12, 2023 to Mar 29, 2023
- Pension plan clients · 6 to 5Jan 12, 2023 to Mar 29, 2023
- Discretionary RAUM · $124M to $105MJan 12, 2023 to Mar 29, 2023
- HNW RAUM · $97.6M to $76.9MJan 12, 2023 to Mar 29, 2023
- Individual RAUM · $36.4M to $28.4MJan 12, 2023 to Mar 29, 2023
- Non-discretionary RAUM · $10.1M to $9.3MJan 12, 2023 to Mar 29, 2023
- Pension RAUM · unset to 9339738.0Jan 12, 2023 to Mar 29, 2023
- RAUM · $134M to $115MJan 12, 2023 to Mar 29, 2023
- Accounts · 327 to 339Apr 2, 2021 to Mar 31, 2022
Signals
1 dated events
- B•••• M••••••• • C•••••• filed its initial SEC registration (Form ADV)Mar 12, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 508-698-4949reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- B••••M•••••••.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 508-698-4949reportedpublic record, Form ADV, Mar 26, 2026
- Team page
- b•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $72.4Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026