DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M•••••• G••••• I•••••••••
Legal name M•••••• G••••• I••••••••• L••
Latest filing Mar 29, 2026
First filing on the tape Dec 13, 2016 · 17 filings
SEC status approved since Jan 3, 2017
RAUM
$895M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
60%
$537M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$179M
derived; firm RAUM over IAPD count
Employees
12
4 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
1
reported on Schedule D
History
17 filings and snapshots on the tape
RAUM$895M as of Mar 29, 2026
Mar 29, 2018$182M then
HNW client RAUM$530M as of Mar 29, 2026
Mar 29, 2018$128M then
State-registered IARs (5.B.3)5 as of Mar 29, 2026
Mar 29, 20180 then
Employees (5.A)12 as of Mar 29, 2026
Mar 29, 20183 then
Private funds1 as of Mar 29, 2026
Mar 29, 20181 then
RAUM +5.5% over the last fiscal year+35% a year over threeIARs 2 to 5
Practice profile
derived from the filing of Mar 29, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- RAUM per advisor
- $179MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 22derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $5.6MderivedHNW RAUM over HNW clients
- Average account
- $4.6MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 22%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.4derivedItem 5.A over advisors
- Advisors per office
- 2.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +5.5%derivedbetween the last two annual amendments
- Advisor growth, one year
- +150%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +4.7%derived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $83.6M, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$530M59%
- State and municipal entities$154M17%
- Pooled investment vehicles$83.6M9.3%
- Banks and thrifts$74.5M8.3%
- Pension and profit-sharing plans$27.8M3.1%
- Charitable organizations$18.2M2.0%
- Individuals$6.6M0.7%
- Individual clients
- 16reported
- HNW clients
- 95reported
- Pension plan clients
- 6reported
- Charitable clients
- 4reported
- Accounts
- 196reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $83.6M for 1 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.6 fund_share=0.09 institutional_share=0.22 related_bd=false related_bank=true bd_reps=0.0 bank_owner=falsederived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| N••• G••••• W••••••••• | New York, Ny | Sep 4, 2021 | 28 y | 1 |
| Y• Y•• | New York, Ny | Sep 8, 2021 | 16 y | 0 |
| J••• F• G•••• | New York, Ny | Oct 23, 2024 | 14 y | 0 |
| W••••• T•••••• K••••• | New York, Ny | Jul 17, 2025 | 10 y | 1 |
| E••• R••••• A••••••• | Boca Raton, Fl | Sep 15, 2025 | 17 y | 0 |
Advisor movement
1 left, 1 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 20% of current headcount1 left over 36 months
Left, latest
- H•••• J••••• W••••••• P••••••• to H••••••• F••••Jan 5, 2026 · Other
Joined, latest
- H•••• J••••• W••••••• P••••••• from P•••• C•••••• M••••••••• L••Dec 17, 2025 · Other
- W••••• T•••••• K••••• from B•••••••• C•••••• M•••••••••Jul 17, 2025 · RIA to RIA
- N••• G••••• W••••••••• from N•••••••• B••••• B• L••Sep 4, 2021 · Other
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| M•••••• G••••• I••••••••• P••••••• L• | Hedge Fund | $48.0M | 12 | Dec 13, 2016 |
Owners and control persons
Schedule A and B, latest filing
- N••••• T•••• · Chief Compliance Officercontrolsince 04/2017 · owns less than 5%
- W••••••••• N•••• G••••• · Chief Executive Officercontrolsince 11/2016 · owns 25% to 50%
- Y••• Y• · President & Chief Investment Officercontrolsince 11/2016 · owns 50% to 75%
Related persons
Schedule D 7.A
- M•••••• C•••••• M••••••••• L••investment advisern
- M•••••• P••••••• L••pooled vehicle sponsorn
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| New York, Ny · principal | 4 | 0 | 0 | ||
| Boca Raton, Fl | 1 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 202 to 196Oct 15, 2025 to Mar 29, 2026
- Charity clients · 3 to 4Oct 15, 2025 to Mar 29, 2026
- HNW clients · 85 to 95Oct 15, 2025 to Mar 29, 2026
- Individual clients · 21 to 16Oct 15, 2025 to Mar 29, 2026
- Pension plan clients · 5 to 6Oct 15, 2025 to Mar 29, 2026
- Assets in custody · $73.5M to $83.6MOct 15, 2025 to Mar 29, 2026
- Employees · 9 to 12Oct 15, 2025 to Mar 29, 2026
- State-registered IARs · 2 to 5Oct 15, 2025 to Mar 29, 2026
- Discretionary RAUM · $843M to $891MOct 15, 2025 to Mar 29, 2026
- HNW RAUM · $492M to $530MOct 15, 2025 to Mar 29, 2026
- Individual RAUM · $7.1M to $6.6MOct 15, 2025 to Mar 29, 2026
- Non-discretionary RAUM · $5.7M to $4.1MOct 15, 2025 to Mar 29, 2026
- Pension RAUM · $24.4M to $27.8MOct 15, 2025 to Mar 29, 2026
- Pooled vehicle RAUM · $73.5M to $83.6MOct 15, 2025 to Mar 29, 2026
- RAUM · $848M to $895MOct 15, 2025 to Mar 29, 2026
- Accounts · 190 to 202Mar 14, 2024 to Apr 9, 2025
- Advisory employees · 2 to 4Mar 14, 2024 to Apr 9, 2025
- Charity clients · unset to 3.0Mar 14, 2024 to Apr 9, 2025
- HNW clients · 70 to 85Mar 14, 2024 to Apr 9, 2025
- Individual clients · 16 to 21Mar 14, 2024 to Apr 9, 2025
- Pension plan clients · unset to 5.0Mar 14, 2024 to Apr 9, 2025
- Assets in custody · $48.0M to $73.5MMar 14, 2024 to Apr 9, 2025
- Employees · 5 to 9Mar 14, 2024 to Apr 9, 2025
- Financial planning clients · unset to Mar 14, 2024 to Apr 9, 2025
- State-registered IARs · 0 to 2Mar 14, 2024 to Apr 9, 2025
- Other offices · 0 to 1Mar 14, 2024 to Apr 9, 2025
- Discretionary RAUM · $524M to $843MMar 14, 2024 to Apr 9, 2025
- HNW RAUM · $343M to $492MMar 14, 2024 to Apr 9, 2025
- Individual RAUM · $3.2M to $7.1MMar 14, 2024 to Apr 9, 2025
- Non-discretionary RAUM · $103M to $5.7MMar 14, 2024 to Apr 9, 2025
- Pension RAUM · $4.3M to $24.4MMar 14, 2024 to Apr 9, 2025
- Pooled vehicle RAUM · $48.0M to $73.5MMar 14, 2024 to Apr 9, 2025
- RAUM · $627M to $848MMar 14, 2024 to Apr 9, 2025
- Accounts · 184 to 190Mar 21, 2023 to Mar 14, 2024
- Advisory employees · 3 to 2Mar 21, 2023 to Mar 14, 2024
- HNW clients · 72 to 70Mar 21, 2023 to Mar 14, 2024
- Individual clients · 20 to 16Mar 21, 2023 to Mar 14, 2024
- Assets in custody · $30.0M to $48.0MMar 21, 2023 to Mar 14, 2024
- Employees · 6 to 5Mar 21, 2023 to Mar 14, 2024
- Discretionary RAUM · $311M to $524MMar 21, 2023 to Mar 14, 2024
Signals
6 dated events
- H•••• J••••• W••••••• P••••••• left M•••••• G••••• I••••••••• for H••••••• F•••• (registered 2026-01-21)Jan 5, 2026 · Advisor changed firm · fact
- M•••••• G••••• I••••••••• reported RAUM $848.5M, up 35% from $627.2M (2024-03-14 to 2025-04-09)Apr 9, 2025 · RAUM change · derived
- M•••••• G••••• I••••••••• reported RAUM $627.2M, up 71% from $366.2M (2023-03-21 to 2024-03-14)Mar 14, 2024 · RAUM change · derived
- M•••••• G••••• I••••••••• reported RAUM $366.2M, down 29% from $519.4M (2022-03-24 to 2023-03-20)Mar 20, 2023 · RAUM change · derived
- M•••••• G••••• I••••••••• reported RAUM $471.1M, up 87% from $252.4M (2020-06-11 to 2021-03-05)Mar 5, 2021 · RAUM change · derived
- M•••••• G••••• I••••••••• filed its initial SEC registration (Form ADV)Dec 13, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@maytechglobal.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 212-899-2730reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 212-899-2731reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/maytech-global-investmentsreportedpublic record, Form ADV, Sep 18, 2026
- Website
- M••••••GLOBAL.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-899-2730reportedpublic record, Form ADV, Mar 29, 2026
- Contact form
- maytechglobal.com/contact-usreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- maytechglobal.com/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $179Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026