DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
L••••••• W••••• M••••••••• P•••
Latest filing Mar 31, 2026
First filing on the tape Apr 12, 2018 · 23 filings
SEC status approved since May 15, 2018
RAUM
$217M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$217M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$43.4M
derived; firm RAUM over IAPD count
Employees
5
5 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
23 filings and snapshots on the tape
RAUM$217M as of Mar 31, 2026
Feb 14, 2019$96.5M then
HNW client RAUM$199M as of Mar 31, 2026
Feb 14, 2019$84.7M then
State-registered IARs (5.B.3)5 as of Mar 31, 2026
Feb 14, 20194 then
Employees (5.A)5 as of Mar 31, 2026
Feb 14, 20194 then
Private funds: no history
RAUM +21% over the last fiscal year+9.0% a year over threeIARs 5 to 5offices 1 to 2
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- $43.4MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 24derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.1MderivedHNW RAUM over HNW clients
- Average account
- $774,523derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.7derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +21%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +13%derived
- Compensation
- percentage of assets, hourly, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
- Custody
- $150M, 87 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$199M92%
- Individuals$17.9M8.2%
- Individual clients
- 54reported
- HNW clients
- 65reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 280reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $150M for 87 clientsreported
- Compensation
- % of AUM, fixed, hourly, performancereported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J•••• A••••• P•••• | San Juan, Pr | Nov 15, 2007 | 25 y | 1 |
| J•••• A•••• G••••Chartered Financial Analyst | Rockwall, Tx | Aug 21, 2018 | 19 y | 0 |
| S•••• A•••••••• M•••• | Rockwall, Tx | Dec 11, 2020 | 12 y | 0 |
| S••••• B••• M•••••••• | Rockwall, Tx | Jun 9, 2023 | 12 y | 1 |
| Z•••••• D••••• T•••••Chartered Financial Analyst | Rockwall, Tx | Mar 28, 2024 | 13 y | 3 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- J••••••• E•••• Z•••• to K••••• G••••Mar 28, 2024 · RIA to a newly registered adviser
- S••••• T••••• to C•••• I••••••••• S••••••• C••••Jun 2, 2009 · Other
Joined, latest
- Z•••••• D••••• T••••• from T•• C•••••••• G••••• L••Mar 28, 2024 · RIA to RIA
- S••••• B••• M•••••••• from E••••• J••••Jun 9, 2023 · Affiliated broker-dealer or bank to independent RIA
- S••••• T••••• from M•• I•••••••• S•••••••• L••Mar 30, 2009 · Other
- J•••• A••••• P•••• from L•• F•••••••• L••Nov 15, 2007 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- P••••• J••••• A••••• · President/Ceo/ Chief Compliance Officercontrolsince 11/2007 · owns 75% or more
Related persons
Schedule D 7.A
- L••••••• I•••••••• S•••••••• I•••real estaten
- L••••••• T•• A•••••••• I•••insurancen
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Rockwall, Tx · principal | 5 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- custody status changedChange between filings · filing Mar 31, 2026custody of client assets (Item 9.A): no on the filing of 2025-12-03, yes on the filing of 2026-03-31peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Accounts · 263 to 280Dec 3, 2025 to Mar 31, 2026
- HNW clients · 59 to 65Dec 3, 2025 to Mar 31, 2026
- Individual clients · 46 to 54Dec 3, 2025 to Mar 31, 2026
- Pension plan clients · 1.0 to unsetDec 3, 2025 to Mar 31, 2026
- Assets in custody · unset to 149879323.0Dec 3, 2025 to Mar 31, 2026
- Custody of client assets · false to trueDec 3, 2025 to Mar 31, 2026
- Discretionary RAUM · $179M to $217MDec 3, 2025 to Mar 31, 2026
- HNW RAUM · $159M to $199MDec 3, 2025 to Mar 31, 2026
- Individual RAUM · $20.2M to $17.9MDec 3, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $795,685 to $0Dec 3, 2025 to Mar 31, 2026
- Pension RAUM · 200028.0 to unsetDec 3, 2025 to Mar 31, 2026
- RAUM · $180M to $217MDec 3, 2025 to Mar 31, 2026
- Other offices · 1 to 2Sep 17, 2025 to Dec 3, 2025
- Financial planning clients · 0 to 0Mar 31, 2025 to Sep 17, 2025
- Accounts · 274 to 263Jan 15, 2025 to Mar 31, 2025
- HNW clients · 53 to 59Jan 15, 2025 to Mar 31, 2025
- Individual clients · 60 to 46Jan 15, 2025 to Mar 31, 2025
- Pension plan clients · unset to 1.0Jan 15, 2025 to Mar 31, 2025
- Discretionary RAUM · $184M to $179MJan 15, 2025 to Mar 31, 2025
- HNW RAUM · $161M to $159MJan 15, 2025 to Mar 31, 2025
- Individual RAUM · $23.0M to $20.2MJan 15, 2025 to Mar 31, 2025
- Non-discretionary RAUM · $658,548 to $795,685Jan 15, 2025 to Mar 31, 2025
- Pension RAUM · unset to 200028.0Jan 15, 2025 to Mar 31, 2025
- RAUM · $184M to $180MJan 15, 2025 to Mar 31, 2025
- Other offices · 0 to 1Mar 27, 2024 to Jan 15, 2025
- Accounts · 261 to 274Jan 30, 2024 to Mar 27, 2024
- Advisory employees · 6 to 5Jan 30, 2024 to Mar 27, 2024
- HNW clients · 45 to 53Jan 30, 2024 to Mar 27, 2024
- Individual clients · 49 to 60Jan 30, 2024 to Mar 27, 2024
- Employees · 6 to 5Jan 30, 2024 to Mar 27, 2024
- State-registered IARs · 6 to 5Jan 30, 2024 to Mar 27, 2024
- Discretionary RAUM · $166M to $184MJan 30, 2024 to Mar 27, 2024
- HNW RAUM · $152M to $161MJan 30, 2024 to Mar 27, 2024
- Individual RAUM · $15.0M to $23.0MJan 30, 2024 to Mar 27, 2024
- Non-discretionary RAUM · $1.7M to $658,548Jan 30, 2024 to Mar 27, 2024
- RAUM · $167M to $184MJan 30, 2024 to Mar 27, 2024
- Other offices · 1 to 0Mar 31, 2023 to May 2, 2023
- Accounts · 264 to 261Mar 28, 2022 to Mar 31, 2023
- HNW clients · 43 to 45Mar 28, 2022 to Mar 31, 2023
- Individual clients · 44 to 49Mar 28, 2022 to Mar 31, 2023
Signals
2 dated events
- J••••••• E•••• Z•••• left L••••••• W••••• M••••••••• P••• for K••••• G•••• (registered 2024-05-02)Mar 28, 2024 · Advisor changed firm · fact
- L••••••• W••••• M••••••••• P••• filed its initial SEC registration (Form ADV)Apr 12, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/lifetime-wealth-managementreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 972-771-0650reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $43.4Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026