DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

K••••• G••••

Independent wealth managerCRD 330356SEC 801-129927websiteIAPD
Legal name K••••• G•••• L••
Latest filing Jun 23, 2026
First filing on the tape Mar 18, 2024 · 14 filings
SEC status approved since Apr 18, 2024
RAUM
$277M
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
100%
$277M individuals and HNW
Advisors
7
registered through the firm on IAPD
RAUM per advisor
$39.6M
derived; firm RAUM over IAPD count
Employees
13
7 advisory (5.B.1)
Offices
6
beyond the principal office
Private funds
0
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$277M as of Jun 23, 2026
Mar 18, 2025$202M then
HNW client RAUM$180M as of Jun 23, 2026
Mar 18, 2025$126M then
State-registered IARs (5.B.3)7 as of Jun 23, 2026
Mar 18, 20254 then
Employees (5.A)13 as of Jun 23, 2026
Mar 18, 202510 then
Private funds: no history
RAUM +37% over the last fiscal yearIARs 4 to 7offices 5 to 6
Practice profile
derived from the filing of Jun 23, 2026; every figure names its basis
Archetypes, each a printed rule
  • HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
RAUM per advisor
$39.6MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
59derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$1.5MderivedHNW RAUM over HNW clients
Average account
$255,687derivedRAUM over accounts (5.F.2.f)
Discretionary
98%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.9derivedItem 5.A over advisors
Advisors per office
1.0derived7 offices incl. principal (1.F.5)
RAUM growth, one year
+37%derivedbetween the last two annual amendments
Advisor growth, one year
+75%derivedItem 5.B.3 between annual amendments
Client growth, one year
+9.5%derived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, pension consulting, selection of other advisers, otherreportedItem 5.G
Custody
$163,475, 14 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$180M65%
  • Individuals$97.7M35%
  • Charitable organizations$68,9080.0%
Individual clients
294reported
HNW clients
119reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
1,085reported
Financial planning clients
251-500reported
Wrap fee programs
noreported
Custody of client assets
$163,475 for 14 clientsreported
Compensation
% of AUM, fixedreported
Class basis
private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
7 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
D••• B• M•••••Certified Financial Planner, Chartered Financial ConsultantRhinebeck, NyApr 23, 202422 y2
J••••••• E•••• Z••••Rhinebeck, Ny May 2, 202421 y1
L•• C•••••Rhinebeck, Ny Jul 25, 202410 y2
J•••••• R• M•••••Peoria, Az Oct 22, 202412 y0
C•••••••• L••• W••••Certified Financial PlannerColumbia, Md Jul 30, 202517 y3
S•••••••• J• H••••••Witchita, Ks Feb 17, 202615 y0
P•••• A••••• E••••Certified Financial PlannerRhinebeck, Ny May 29, 202610 y1
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • F••••••••• A•••••• V••••••••• · Chief Compliance Officercontrol
    since 02/2024 · owns less than 5%
  • M•••••• D•••• B• · Managing Membercontrol
    since 05/2019 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Rhinebeck, Ny720
Offices
Schedule D 1.F, the 25 largest
  • , 1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
  • RAUM up 25 %Change between filings · filing Mar 4, 2026
    RAUM (Item 5.F) moved from $202,080,515 to $277,420,306 (+37.0%) between the annual amendments of 2025-03-18 and 2026-03-04; the peer median change was +15.0% (4550 comparable advisers, 91.0th percentile of changes)
    peers: independent wealth managers, $100M to $500M (4,550) · 91% percentile
What changed
consecutive filings, newest first
  • Accounts · 938 to 1,085
    Feb 6, 2026 to Mar 4, 2026
  • Advisory employees · 4 to 7
    Feb 6, 2026 to Mar 4, 2026
  • HNW clients · 101 to 119
    Feb 6, 2026 to Mar 4, 2026
  • Individual clients · 276 to 294
    Feb 6, 2026 to Mar 4, 2026
  • Assets in custody · unset to 163475.0
    Feb 6, 2026 to Mar 4, 2026
  • Custody of client assets · false to true
    Feb 6, 2026 to Mar 4, 2026
  • Employees · 10 to 13
    Feb 6, 2026 to Mar 4, 2026
  • State-registered IARs · 4 to 7
    Feb 6, 2026 to Mar 4, 2026
  • Discretionary RAUM · $199M to $273M
    Feb 6, 2026 to Mar 4, 2026
  • HNW RAUM · $126M to $180M
    Feb 6, 2026 to Mar 4, 2026
  • Individual RAUM · $75.8M to $97.7M
    Feb 6, 2026 to Mar 4, 2026
  • Non-discretionary RAUM · $2.9M to $4.6M
    Feb 6, 2026 to Mar 4, 2026
  • RAUM · $202M to $277M
    Feb 6, 2026 to Mar 4, 2026
  • Financial planning clients · 251-500 to 251-500
    Mar 18, 2025 to Jul 30, 2025
  • Other offices · 5 to 6
    Mar 18, 2025 to Jul 30, 2025
  • Accounts · 882 to 938
    Aug 1, 2024 to Mar 18, 2025
  • HNW clients · 86 to 101
    Aug 1, 2024 to Mar 18, 2025
  • Individual clients · 289 to 276
    Aug 1, 2024 to Mar 18, 2025
  • Employees · 4 to 10
    Aug 1, 2024 to Mar 18, 2025
  • Financial planning clients · 0 to 251-500
    Aug 1, 2024 to Mar 18, 2025
  • HQ city · unset to
    Aug 1, 2024 to Mar 18, 2025
  • HQ state · unset to
    Aug 1, 2024 to Mar 18, 2025
  • Other offices · 4 to 5
    Aug 1, 2024 to Mar 18, 2025
  • Discretionary RAUM · $178M to $199M
    Aug 1, 2024 to Mar 18, 2025
  • HNW RAUM · $105M to $126M
    Aug 1, 2024 to Mar 18, 2025
  • Individual RAUM · $76.2M to $75.8M
    Aug 1, 2024 to Mar 18, 2025
  • Non-discretionary RAUM · $3.7M to $2.9M
    Aug 1, 2024 to Mar 18, 2025
  • RAUM · $181M to $202M
    Aug 1, 2024 to Mar 18, 2025
  • Accounts · unset to 882.0
    Jun 26, 2024 to Jul 30, 2024
  • Advisory employees · 2 to 4
    Jun 26, 2024 to Jul 30, 2024
  • HNW clients · unset to 86.0
    Jun 26, 2024 to Jul 30, 2024
  • Individual clients · unset to 289.0
    Jun 26, 2024 to Jul 30, 2024
  • Employees · 3 to 4
    Jun 26, 2024 to Jul 30, 2024
  • HQ city · NEW YORK to unset
    Jun 26, 2024 to Jul 30, 2024
  • HQ state · NY to unset
    Jun 26, 2024 to Jul 30, 2024
  • State-registered IARs · 2 to 4
    Jun 26, 2024 to Jul 30, 2024
  • Other offices · 2 to 4
    Jun 26, 2024 to Jul 30, 2024
  • Discretionary RAUM · unset to 177544907.0
    Jun 26, 2024 to Jul 30, 2024
  • HNW RAUM · unset to 105049835.0
    Jun 26, 2024 to Jul 30, 2024
  • Individual RAUM · unset to 76206312.0
    Jun 26, 2024 to Jul 30, 2024
Signals
1 dated events
  • K••••• G•••• filed its initial SEC registration (Form ADV)
    Mar 18, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Firm profile
linkedin.com/company/kilter-groupreportedpublic record, Form ADV, Sep 18, 2026
Website
k•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
Principal office phone
646-438-6557reportedpublic record, Form ADV, Jun 23, 2026
Team page
k•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor
$39.6Mderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026