DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Portfolio Wealth Advisors
Legal name Portfolio, LLC
Latest filing Jan 7, 2026
First filing on the tape Apr 2, 2012 · 27 filings
SEC status approved since Jan 2, 2008
RAUM
$395M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
99%
$393M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$395M
derived; firm RAUM over IAPD count
Employees
3
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
27 filings and snapshots on the tape
RAUM$395M as of Jan 7, 2026
Apr 2, 2012$177M then
HNW client RAUM$317M as of Jan 7, 2026
Jan 25, 2018$123M then
State-registered IARs (5.B.3)1 as of Jan 7, 2026
Apr 2, 20120 then
Employees (5.A)3 as of Jan 7, 2026
Mar 26, 20136 then
Private funds: no history
RAUM +6.0% over the last fiscal year+15% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Jan 7, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $395MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 283derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.4MderivedHNW RAUM over HNW clients
- Average account
- $519,654derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 3.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +6.0%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +0.4%derived
- Compensation
- percentage of assets, hourlyreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, otherreportedItem 5.G
- Wrap fee program
- $395MreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$317M80%
- Individuals$76.6M19%
- Other investment advisers$2.1M0.5%
- Individual clients
- 189reported
- HNW clients
- 94reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 761reported
- Financial planning clients
- 0reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- private_client_share=0.99 fund_share=0.01 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Lee Eugene MunsonCertified Financial Planner, Chartered Financial Analyst | Albuquerque, Nm | Jan 2, 2008 | 28 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Maria Katharine Stalter to Better Money DecisionsSep 16, 2014 · Other
- Jared Michael Hopkins to Advice And Planning ServicesJul 14, 2014 · Other
- Bryan Robert Giron to Better Money DecisionsAug 19, 2013 · Other
- Nancy A Hetrick to Ria AdvisorsOct 1, 2012 · Other
Joined, latest
- Jared Michael Hopkins from Charles Schwab & Co., Inc.Sep 26, 2011 · Other
- Nancy A Hetrick from Charles Schwab & Co., Inc.May 5, 2011 · Other
- Lee Eugene Munson from Charles Schwab & Co., Inc.Jan 2, 2008 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Eugene Lee Munson · Managing Member & Chief Compliance Officercontrolsince 01/2008 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 750 to 761Jan 10, 2025 to Jan 7, 2026
- HNW clients · 112 to 94Jan 10, 2025 to Jan 7, 2026
- Individual clients · 170 to 189Jan 10, 2025 to Jan 7, 2026
- Discretionary RAUM · $373M to $395MJan 10, 2025 to Jan 7, 2026
- HNW RAUM · $256M to $317MJan 10, 2025 to Jan 7, 2026
- Individual RAUM · $118M to $76.6MJan 10, 2025 to Jan 7, 2026
- RAUM · $373M to $395MJan 10, 2025 to Jan 7, 2026
- Accounts · 718 to 750Feb 14, 2024 to Jan 10, 2025
- HNW clients · 86 to 112Feb 14, 2024 to Jan 10, 2025
- Individual clients · 180 to 170Feb 14, 2024 to Jan 10, 2025
- Financial planning clients · 0 to 0Feb 14, 2024 to Jan 10, 2025
- Discretionary RAUM · $304M to $373MFeb 14, 2024 to Jan 10, 2025
- HNW RAUM · $216M to $256MFeb 14, 2024 to Jan 10, 2025
- Individual RAUM · $87.9M to $118MFeb 14, 2024 to Jan 10, 2025
- RAUM · $304M to $373MFeb 14, 2024 to Jan 10, 2025
- Accounts · 685 to 718Sep 22, 2023 to Jan 4, 2024
- HNW clients · 80 to 86Sep 22, 2023 to Jan 4, 2024
- Individual clients · 171 to 180Sep 22, 2023 to Jan 4, 2024
- Discretionary RAUM · $258M to $304MSep 22, 2023 to Jan 4, 2024
- HNW RAUM · $179M to $216MSep 22, 2023 to Jan 4, 2024
- Individual RAUM · $79.4M to $87.9MSep 22, 2023 to Jan 4, 2024
- RAUM · $258M to $304MSep 22, 2023 to Jan 4, 2024
- Accounts · 621 to 685Nov 30, 2022 to Jan 4, 2023
- Charity clients · unset to 0.0Nov 30, 2022 to Jan 4, 2023
- HNW clients · 72 to 80Nov 30, 2022 to Jan 4, 2023
- Individual clients · 168 to 171Nov 30, 2022 to Jan 4, 2023
- Discretionary RAUM · $285M to $258MNov 30, 2022 to Jan 4, 2023
- HNW RAUM · $192M to $179MNov 30, 2022 to Jan 4, 2023
- Individual RAUM · $92.8M to $79.4MNov 30, 2022 to Jan 4, 2023
- RAUM · $285M to $258MNov 30, 2022 to Jan 4, 2023
- Accounts · 588 to 621Oct 9, 2021 to Jan 14, 2022
- Advisory employees · 2 to 1Oct 9, 2021 to Jan 14, 2022
- Corporate clients · unset to 0.0Oct 9, 2021 to Jan 14, 2022
- HNW clients · 68 to 72Oct 9, 2021 to Jan 14, 2022
- Individual clients · 147 to 168Oct 9, 2021 to Jan 14, 2022
- Pension plan clients · unset to 0.0Oct 9, 2021 to Jan 14, 2022
- Pooled vehicle clients · unset to 0.0Oct 9, 2021 to Jan 14, 2022
- Employees · 4 to 3Oct 9, 2021 to Jan 14, 2022
- Discretionary RAUM · $216M to $285MOct 9, 2021 to Jan 14, 2022
- HNW RAUM · $148M to $192MOct 9, 2021 to Jan 14, 2022
Signals
1 dated events
- Portfolio Wealth Advisors reported RAUM $158.7M, down 40% from $264.3M (2018-01-25 to 2019-03-06)Mar 6, 2019 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 505-884-3445reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/495155reportedpublic record, Form ADV, Sep 17, 2026
- Website
- PORTFOLIOLLC.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 505-884-3445reportedpublic record, Form ADV, Jan 7, 2026
- Contact form
- portfoliollc.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- portfoliollc.com/leadership-mainreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $395Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026