DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
I••••••••• A•••••••• I••••••••• A•••••••
Legal name C••••••• L••
Latest filing Mar 24, 2026
First filing on the tape Jan 26, 2012 · 53 filings
SEC status approved since May 30, 2008
RAUM
$196M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
76%
$149M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$65.3M
derived; firm RAUM over IAPD count
Employees
17
5 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
1
reported on Schedule D
History
53 filings and snapshots on the tape
RAUM$196M as of Mar 24, 2026
Jun 1, 2012$11.8M then
HNW client RAUM$125M as of Mar 24, 2026
Mar 23, 2018$32.9M then
State-registered IARs (5.B.3)3 as of Mar 24, 2026
Jun 1, 20120 then
Employees (5.A)17 as of Mar 24, 2026
Jul 24, 201330 then
Private funds1 as of Mar 24, 2026
Feb 25, 20221 then
RAUM +16% over the last fiscal year+13% a year over threeIARs 3 to 3offices 1 to 3
Practice profile
derived from the filing of Mar 24, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- RAUM per advisor
- $65.3MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 1,144derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.9MderivedHNW RAUM over HNW clients
- Average account
- $55,090derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 5.7derivedItem 5.A over advisors
- Advisors per office
- 0.8derived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- +16%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +31%derived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- a related person acts as qualified custodian (9.D.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$125M64%
- Pooled investment vehicles$45.7M23%
- Individuals$24.8M13%
- Corporations and businesses$661,5550.3%
- Individual clients
- 3,367reported
- HNW clients
- 65reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 3,555reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.76 fund_share=0.23 institutional_share=0.0 related_bd=true related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| S••••• G•••• | Boston, Ma | Nov 3, 2014 | 13 y | 0 |
| J••• R•••••• D•••••••• | Boston, Ma | Nov 24, 2015 | 16 y | 0 |
| J••••••• M••••• | Boston, Ma | Aug 11, 2020 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- K••••••• R• C••••• to V•• G••••• A••••••• L••May 1, 2015 · Other
- G••• G•••••••• to M•• F•••••••• S•••••••• I•••Mar 5, 2015 · Other
Joined, latest
- K••••••• R• C••••• from T•• F••••••••Oct 8, 2013 · Other
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| I••••••••• A••••••• M••••••••• O•••••• F•••• L• | Hedge Fund | $36.8M | 1 | Feb 25, 2022 |
Owners and control persons
Schedule A and B, latest filing
- G••••• S••••• · Chief Investment Officercontrolsince 05/2013 · owns less than 5%
- S•••• B••••• H••••••••• · Chief Technology Officercontrolsince 09/2008 · owns less than 5%
- I••••• A•••••••• · General Counsel & Chief Compliance Officersince 11/2015 · owns less than 5%
Entity owners
- C•••••••• I••• · Ownerdirect · owns 75% or more
- I••••••••• B•••••• G•••• · Shareholderindirect · owns 75% or more of C•••••••• I••• · public reporting company
Related persons
Schedule D 7.A
- I••••••••• B•••••• L••broker-dealertrust companycustodiann
- I••••••••• V•••••• P••••••• L••investment advisern
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Boston, Ma | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Boston, MA3 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- unusually high clients per advisorStatic outlier · filing Mar 24, 2026private clients per advisor of 1,144.0 against a peer median of 57.3 (3076 comparable advisers, 100.0th percentile, 31.0 robust deviations)peers: independent wealth managers, $100M to $500M (3,076) · 100% percentile
What changed
consecutive filings, newest first
- Other offices · 1 to 3Feb 3, 2026 to Mar 24, 2026
- Accounts · 2,716 to 3,555Nov 4, 2025 to Feb 3, 2026
- Corporate clients · 23 to 34Nov 4, 2025 to Feb 3, 2026
- HNW clients · 54 to 65Nov 4, 2025 to Feb 3, 2026
- Individual clients · 2,560 to 3,367Nov 4, 2025 to Feb 3, 2026
- Discretionary RAUM · $168M to $196MNov 4, 2025 to Feb 3, 2026
- HNW RAUM · $110M to $125MNov 4, 2025 to Feb 3, 2026
- Individual RAUM · $23.5M to $24.8MNov 4, 2025 to Feb 3, 2026
- Pooled vehicle RAUM · $34.8M to $45.7MNov 4, 2025 to Feb 3, 2026
- RAUM · $168M to $196MNov 4, 2025 to Feb 3, 2026
- Financial planning clients · 0 to 0Mar 31, 2025 to Nov 4, 2025
- Accounts · 1,204 to 2,716Feb 23, 2024 to Mar 31, 2025
- Corporate clients · 18 to 23Feb 23, 2024 to Mar 31, 2025
- HNW clients · 43 to 54Feb 23, 2024 to Mar 31, 2025
- Individual clients · 1,069 to 2,560Feb 23, 2024 to Mar 31, 2025
- HQ state · unset to Feb 23, 2024 to Mar 31, 2025
- Discretionary RAUM · $153M to $168MFeb 23, 2024 to Mar 31, 2025
- HNW RAUM · $96.9M to $110MFeb 23, 2024 to Mar 31, 2025
- Individual RAUM · $19.2M to $23.5MFeb 23, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $36.8M to $34.8MFeb 23, 2024 to Mar 31, 2025
- RAUM · $153M to $168MFeb 23, 2024 to Mar 31, 2025
- Accounts · 1,196 to 1,204Mar 17, 2023 to Feb 23, 2024
- Advisory activities · 3 to 2Mar 17, 2023 to Feb 23, 2024
- Corporate clients · 19 to 18Mar 17, 2023 to Feb 23, 2024
- HNW clients · 41 to 43Mar 17, 2023 to Feb 23, 2024
- Individual clients · 1,096 to 1,069Mar 17, 2023 to Feb 23, 2024
- Discretionary RAUM · $135M to $153MMar 17, 2023 to Feb 23, 2024
- HNW RAUM · $81.2M to $96.9MMar 17, 2023 to Feb 23, 2024
- Individual RAUM · $21.6M to $19.2MMar 17, 2023 to Feb 23, 2024
- Pooled vehicle RAUM · $31.2M to $36.8MMar 17, 2023 to Feb 23, 2024
- RAUM · $135M to $153MMar 17, 2023 to Feb 23, 2024
- Related adviser · false to trueMar 17, 2023 to Feb 23, 2024
- Accounts · 1,029 to 1,196Feb 25, 2022 to Mar 17, 2023
- Advisory employees · 6 to 5Feb 25, 2022 to Mar 17, 2023
- Corporate clients · 24 to 19Feb 25, 2022 to Mar 17, 2023
- HNW clients · 132 to 41Feb 25, 2022 to Mar 17, 2023
- Individual clients · 840 to 1,096Feb 25, 2022 to Mar 17, 2023
- Employees · 18 to 17Feb 25, 2022 to Mar 17, 2023
- Discretionary RAUM · $152M to $135MFeb 25, 2022 to Mar 17, 2023
- HNW RAUM · $45.0M to $81.2MFeb 25, 2022 to Mar 17, 2023
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- clientservices@interactiveadvisors.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- managerrelations@interactiveadvisors.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 857-453-4530reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 866-825-3005reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/interactiveadvisorsreportedpublic record, Form ADV, Sep 18, 2026
- Website
- interactiveadvisors.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 44 020 3787 9250reportedpublic record, Form ADV, Mar 24, 2026
- Team page
- interactiveadvisors.com/meet-the-teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $65.3Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026