DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
Y••• L••
Latest filing Aug 25, 2026
First filing on the tape Feb 13, 2012 · 34 filings
SEC status approved since Dec 14, 2007
RAUM
$1.5B
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
54%
$834M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$771M
derived; firm RAUM over IAPD count
Employees
9
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
34 filings and snapshots on the tape
RAUM$1.5B as of Aug 25, 2026
Feb 13, 2012$115M then
HNW client RAUM$827M as of Aug 25, 2026
Feb 2, 2018$334M then
State-registered IARs (5.B.3)2 as of Aug 25, 2026
Feb 13, 20120 then
Employees (5.A)9 as of Aug 25, 2026
Apr 3, 20135 then
Private funds: no history
RAUM +0.8% over the last fiscal year+12% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Aug 25, 2026; every figure names its basis
Archetypes, each a printed rule
- Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $771MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 124derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.0MderivedHNW RAUM over HNW clients
- Average account
- $5.8MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 5.8%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 4.5derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +0.8%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +4.7%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for investment companiesreportedItem 5.G
- Custody
- $280M, 12 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$827M54%
- Investment companies$557M36%
- Charitable organizations$89.7M5.8%
- Corporations and businesses$60.1M3.9%
- Individuals$6.7M0.4%
- Individual clients
- 41reported
- HNW clients
- 206reported
- Pension plan clients
- 0reported
- Charitable clients
- 8reported
- Accounts
- 264reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $280M for 12 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.54 fund_share=0.36 institutional_share=0.06 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| B•••• A••• Y••••••• | Austin, Tx | Dec 14, 2007 | 18 y | 0 |
| W•••••• D•••• K••••• | Austin, Tx | Sep 5, 2008 | 20 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- W•••••• D•••• K••••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Sep 5, 2008 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- K•••••• W••••••• D•••• · Partner & Chief Executive Officercontrolsince 06/2008 · owns 25% to 50%
- L•••• L••••• M•••• · Chief Compliance Officercontrolsince 03/2017 · owns less than 5%
- Y•••••••• B••••• A••• · Partner & Chief Investment Officercontrolsince 06/2008 · owns 25% to 50%
- S•••••• H••••• E•••••• · Partner & Portfolio Managersince 08/2012 · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Austin, Tx · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- BD registered reps · 1 to 0Mar 16, 2026 to Aug 25, 2026
- Accounts · 250 to 264Mar 17, 2025 to Mar 16, 2026
- Charity clients · 4 to 8Mar 17, 2025 to Mar 16, 2026
- Corporate clients · 7 to 6Mar 17, 2025 to Mar 16, 2026
- HNW clients · 184 to 206Mar 17, 2025 to Mar 16, 2026
- Individual clients · 52 to 41Mar 17, 2025 to Mar 16, 2026
- Assets in custody · $260M to $280MMar 17, 2025 to Mar 16, 2026
- Employees · 8 to 9Mar 17, 2025 to Mar 16, 2026
- Discretionary RAUM · $1.5B to $1.5BMar 17, 2025 to Mar 16, 2026
- HNW RAUM · $812M to $827MMar 17, 2025 to Mar 16, 2026
- Individual RAUM · $13.4M to $6.7MMar 17, 2025 to Mar 16, 2026
- Non-discretionary RAUM · $26.5M to $16.1MMar 17, 2025 to Mar 16, 2026
- RAUM · $1.5B to $1.5BMar 17, 2025 to Mar 16, 2026
- Accounts · 243 to 250Mar 26, 2024 to Mar 17, 2025
- Corporate clients · 6 to 7Mar 26, 2024 to Mar 17, 2025
- HNW clients · 178 to 184Mar 26, 2024 to Mar 17, 2025
- Individual clients · 54 to 52Mar 26, 2024 to Mar 17, 2025
- Assets in custody · $234M to $260MMar 26, 2024 to Mar 17, 2025
- Employees · 7 to 8Mar 26, 2024 to Mar 17, 2025
- Financial planning clients · unset to Mar 26, 2024 to Mar 17, 2025
- Discretionary RAUM · $1.4B to $1.5BMar 26, 2024 to Mar 17, 2025
- HNW RAUM · $757M to $812MMar 26, 2024 to Mar 17, 2025
- Individual RAUM · $11.7M to $13.4MMar 26, 2024 to Mar 17, 2025
- Non-discretionary RAUM · $45.4M to $26.5MMar 26, 2024 to Mar 17, 2025
- RAUM · $1.4B to $1.5BMar 26, 2024 to Mar 17, 2025
- Accounts · 233 to 243May 17, 2023 to Mar 26, 2024
- Individual clients · 44 to 54May 17, 2023 to Mar 26, 2024
- Assets in custody · unset to 234366525.0May 17, 2023 to Mar 26, 2024
- Custody of client assets · false to trueMay 17, 2023 to Mar 26, 2024
- Employees · 8 to 7May 17, 2023 to Mar 26, 2024
- Discretionary RAUM · $1.1B to $1.4BMay 17, 2023 to Mar 26, 2024
- HNW RAUM · $581M to $757MMay 17, 2023 to Mar 26, 2024
- Individual RAUM · $7.9M to $11.7MMay 17, 2023 to Mar 26, 2024
- Non-discretionary RAUM · $12.6M to $45.4MMay 17, 2023 to Mar 26, 2024
- RAUM · $1.1B to $1.4BMay 17, 2023 to Mar 26, 2024
- Accounts · 221 to 233Mar 28, 2022 to Mar 30, 2023
- Charity clients · 3 to 4Mar 28, 2022 to Mar 30, 2023
- HNW clients · 168 to 178Mar 28, 2022 to Mar 30, 2023
- Individual clients · 43 to 44Mar 28, 2022 to Mar 30, 2023
- Discretionary RAUM · $1.4B to $1.1BMar 28, 2022 to Mar 30, 2023
Signals
3 dated events
- Ycg, Llc reported RAUM $1.4B, up 28% from $1.1B (2023-05-17 to 2024-03-26)Mar 26, 2024 · RAUM change · derived
- Ycg, Llc reported RAUM $1.4B, up 31% from $1.1B (2021-03-29 to 2022-03-23)Mar 23, 2022 · RAUM change · derived
- Ycg, Llc reported RAUM $921.7M, up 54% from $599.8M (2019-02-28 to 2020-03-31)Mar 31, 2020 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@ycgwealth.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 512-505-2347reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/ycg-wealthreportedpublic record, Form ADV, Sep 18, 2026
- Website
- YCGWEALTH.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 512-505-2347reportedpublic record, Form ADV, Aug 25, 2026
- Contact form
- YCGWEALTH.COM/contactreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $771Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026