DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Certium Asset Management LLC

Former SEC-registered adviserAtlanta, GeorgiaCRD 146028SEC 801-68742IAPD
Latest filing Jul 16, 2015
First filing on the tape Mar 29, 2012 · 10 filings
RAUM
$155M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$155M as of Mar 27, 2015
Mar 29, 2012$1.1B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 27, 2015
Mar 26, 20130 then
Employees (5.A)3 as of Mar 27, 2015
Mar 26, 20134 then
Private funds: no history
RAUM -82% over the last fiscal year-48% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jul 16, 2015; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$22.2MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year
-82%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
7reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Joined, latest
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Chadwick John Deakins · Chief Investment Officercontrol
    since 01/2008 · owns less than 5%
  • Sarvabhaum Ashi Parikh · Chief Executive Officercontrol
    since 01/2008 · owns less than 5%
  • Clemons Josie Rosson · Chief Compliance Officercontrol
    since 12/2010 · owns less than 5%
  • Howard John Stebbins · Chief Financial Officercontrol
    since 01/2008 · owns less than 5%
  • Michael George Way · Chief Operating Officercontrol
    since 05/2014 · owns less than 5%
Entity owners
  • Ridgeworth Capital Management LLC · Managing Member
    direct · owns 75% or more
  • Lightyear Fund III Aiv-2, L.P. · Member; Majority Interest Holder Of Class A-1 Units
    indirect · owns 50% to 75% of Ridgeworth Holdings LLC
  • Ridgeworth Holdings LLC · Member
    indirect · owns 75% or more of Space Intermediate LLC
  • Space Acquisition Co. LLC · Member
    indirect · owns 75% or more of Ridgeworth Capital Management LLC
  • Space Intermediate LLC · Member
    indirect · owns 75% or more of Space Acquisition Co. LLC
Related persons
Schedule D 7.A
Advisers that list Certium Asset Management LLC as a related person
Offices
Schedule D 1.F, the 25 largest
  • Orlando, FL
What changed
consecutive filings, newest first
  • Accounts · 14 to 7
    Oct 28, 2014 to Mar 27, 2015
  • Discretionary RAUM · $853M to $155M
    Oct 28, 2014 to Mar 27, 2015
  • RAUM · $853M to $155M
    Oct 28, 2014 to Mar 27, 2015
  • Related bank · true to false
    Mar 10, 2014 to Jun 26, 2014
  • Related broker-dealer · true to false
    Mar 10, 2014 to Jun 26, 2014
  • Advisory employees · 4 to 3
    Dec 18, 2013 to Mar 10, 2014
  • Employees · 4 to 3
    Dec 18, 2013 to Mar 10, 2014
  • Discretionary RAUM · $1.2B to $853M
    Dec 18, 2013 to Mar 10, 2014
  • RAUM · $1.2B to $853M
    Dec 18, 2013 to Mar 10, 2014
  • Accounts · 13 to 14
    Mar 29, 2012 to Mar 26, 2013
  • Advisory employees · unset to 4.0
    Mar 29, 2012 to Mar 26, 2013
  • Advisory activities · 3 to 4
    Mar 29, 2012 to Mar 26, 2013
  • Employees · unset to 4.0
    Mar 29, 2012 to Mar 26, 2013
  • State-registered IARs · unset to 0.0
    Mar 29, 2012 to Mar 26, 2013
  • Discretionary RAUM · $1.1B to $1.2B
    Mar 29, 2012 to Mar 26, 2013
  • RAUM · $1.1B to $1.2B
    Mar 29, 2012 to Mar 26, 2013
  • Related bank · false to true
    Mar 29, 2012 to Mar 26, 2013
  • Related broker-dealer · false to true
    Mar 29, 2012 to Mar 26, 2013
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026