DFX Intelligence
RIA Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
SEC-registered adviser
Q••••
Legal name Q•••• • C•• L••
Latest filing Mar 13, 2026
First filing on the tape Feb 3, 2012 · 4 filings
SEC status approved since Apr 15, 2025
RAUM
$154M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
83%
$128M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$154M
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$154M as of Mar 13, 2026
Feb 3, 2012$60.0M then
HNW client RAUM$128M as of Mar 13, 2026
Apr 14, 2025$86.9M then
State-registered IARs (5.B.3)0 as of Mar 13, 2026
Feb 3, 20120 then
Employees (5.A)1 as of Mar 13, 2026
Apr 14, 20251 then
Private funds1 as of Mar 13, 2026
Feb 3, 20121 then
RAUM +36% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 13, 2026; every figure names its basis
Archetypes, each a printed rule
- RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $154MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $9.8MderivedHNW RAUM over HNW clients
- Average account
- $11.9MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 11%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +36%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for pooled vehicles, otherreportedItem 5.G
- Custody
- $9.3M, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$128M83%
- Charitable organizations$17.3M11%
- Pooled investment vehicles$9.3M6.1%
- Individual clients
- n/areported
- HNW clients
- 13reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 13reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- noreported
- Custody of client assets
- $9.3M for 1 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.83 fund_share=0.06 institutional_share=0.11 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| M••••••• F•••• L• | Hedge Fund | $50.0M | 11 | Feb 3, 2012 |
Owners and control persons
Schedule A and B, latest filing
- Q••••• M•••••• S•••• V••••• · Chief Compliance Officer And Managing Membercontrolsince 01/2008 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 25 %Change between filings · filing Mar 13, 2026RAUM (Item 5.F) moved from $113,415,159 to $154,181,658 (+36.0%) between the annual amendments of 2025-04-14 and 2026-03-13; the peer median change was +15.0% (4548 comparable advisers, 91.0th percentile of changes)peers: independent wealth managers, $100M to $500M (4,548) · 91% percentile
What changed
consecutive filings, newest first
- Accounts · 1 to 13Apr 14, 2025 to Mar 13, 2026
- Charity clients · 3.0 to unsetApr 14, 2025 to Mar 13, 2026
- HNW clients · 12 to 13Apr 14, 2025 to Mar 13, 2026
- Assets in custody · $8.4M to $9.3MApr 14, 2025 to Mar 13, 2026
- Discretionary RAUM · $113M to $154MApr 14, 2025 to Mar 13, 2026
- HNW RAUM · $86.9M to $128MApr 14, 2025 to Mar 13, 2026
- Pooled vehicle RAUM · $8.4M to $9.3MApr 14, 2025 to Mar 13, 2026
- RAUM · $113M to $154MApr 14, 2025 to Mar 13, 2026
- Accounts · 12 to 1Feb 28, 2012 to Apr 14, 2025
- Advisory employees · unset to 1.0Feb 28, 2012 to Apr 14, 2025
- Advisory activities · 3 to 4Feb 28, 2012 to Apr 14, 2025
- Business name · Q•••• • C•• to Q••••Feb 28, 2012 to Apr 14, 2025
- Charity clients · unset to 3.0Feb 28, 2012 to Apr 14, 2025
- HNW clients · unset to 12.0Feb 28, 2012 to Apr 14, 2025
- Pooled vehicle clients · unset to 1.0Feb 28, 2012 to Apr 14, 2025
- Assets in custody · $60.0M to $8.4MFeb 28, 2012 to Apr 14, 2025
- Employees · unset to 1.0Feb 28, 2012 to Apr 14, 2025
- Financial planning clients · 11-25 to 11-25Feb 28, 2012 to Apr 14, 2025
- Other offices · unset to 0.0Feb 28, 2012 to Apr 14, 2025
- Discretionary RAUM · $60.0M to $113MFeb 28, 2012 to Apr 14, 2025
- HNW RAUM · unset to 86934364.0Feb 28, 2012 to Apr 14, 2025
- Pooled vehicle RAUM · unset to 8370027.0Feb 28, 2012 to Apr 14, 2025
- RAUM · $60.0M to $113MFeb 28, 2012 to Apr 14, 2025
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
- Quish · Independent Sponsorsshared crd · capital_provider
How to reach
public business contact points only, each with its source
- Business email
- h••••@q••••••.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 303-523-6122reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 720-889-9706reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/quishreportedpublic record, Form ADV, Sep 21, 2026
- Website
- Q••••CO.COMreportedpublic record, Form ADV, Sep 21, 2026
- Principal office phone
- 303-523-6122reportedpublic record, Form ADV, Mar 13, 2026
- Contact form
- q••••••.comreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $154Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026