DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

L••••••••• W••••• M••••••••• L••

Independent wealth managerMiami, FloridaCRD 146966SEC 801-69869website IAPD

Latest filing Mar 9, 2026

First filing on the tape Dec 15, 2011 · 60 filings

SEC status approved since Jan 29, 2009

RAUM

$301M

reported, Item 5.F

Discretionary

53%

of RAUM

Private clients

100%

$299M individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$37.6M

derived; firm RAUM over IAPD count

Employees

8 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

60 filings and snapshots on the tape

RAUM$301M as of Mar 9, 2026

Mar 8, 2012$250M then

HNW client RAUM$245M as of Mar 9, 2026

Feb 12, 2018$400M then

State-registered IARs (5.B.3)8 as of Mar 9, 2026

Feb 22, 20130 then

Employees (5.A)11 as of Mar 9, 2026

Feb 22, 20134 then

Private funds: no history

RAUM -33% over the last fiscal year-2.5% a year over threeIARs 8 to 8

Practice profile

derived from the filing of Mar 9, 2026; every figure names its basis

Archetypes, each a printed rule

HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control

RAUM per advisor: $37.6MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 33derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $4.6MderivedHNW RAUM over HNW clients
Average account: $876,230derivedRAUM over accounts (5.F.2.f)
Discretionary: 53%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 1.4derivedItem 5.A over advisors
Advisors per office: 8.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year: -33%derivedbetween the last two annual amendments
Advisor growth, one year: +0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year: -29%derived
Compensation: percentage of assets, fixed fees, otherreportedItem 5.E
Advisory activities: portfolio management for individuals, portfolio management for businesses and institutions, otherreportedItem 5.G
Wrap fee program: participatesreportedItem 5.I
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)

Where the RAUM sits

Form ADV Item 5.D, latest filing

High-net-worth individuals$245M82%
Individuals$54.4M18%

Individual clients: 207reported
HNW clients: 53reported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 343reported
Financial planning clients: 0reported
Wrap fee programs: $0 sponsored, $0 managedreported
Custody of client assets: noreported
Compensation: % of AUM, fixedreported
Class basis: private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=2.0derived

Advisors registered through the firm

8 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
C•••••••• R••••••	Miami, Fl	Jun 1, 2018	10 y	0
M••••• F•••••••• G•••••••	Caracas	Sep 27, 2018	12 y	1
J••• C••••• C•••••••	Miami, Fl	Feb 4, 2022	31 y	0
G••••••• D•• C••••• B•••••••• S•••••••••	Miami, Fl	Feb 9, 2022	20 y	0
V••••• M••••• R••••• S•••• R••••	Miami, Fl	Nov 28, 2022	14 y	0
A••••••• J••• R•••• R••••	Miami, Fl	Nov 22, 2024	18 y	0
A•••• D•••• A•••••	Caracas	Apr 15, 2025	20 y	0
J••• R•••••• C•••••••	Caracas	Jul 24, 2025	11 y	0

Advisor movement

0 left, 0 joined in 12 months

net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount3 left over 36 months

Left, latest

S•••• B•••• to B••••• G••••• A•••• M•••••••••
Mar 25, 2025 · RIA to RIA
M••••• P•••• C•••••••• to B••••• G••••• A•••• M•••••••••
Mar 20, 2025 · RIA to RIA
G•••••• I•••••• O••• S•••• to B••••••• G••••• A•••••••
Dec 31, 2023 · Other

Joined, latest

S•••• B•••• from I•• I••••••••• A•••••••• L••
Oct 2, 2018 · Other

Every departure Every arrival

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

C•••••••• J•••• C••••• · President Chief Executive Officer / Chief Operating Officercontrol
since 10/2019 · owns 25% to 50%
O••• Z•••••• G•••••• · Chairman Of The Boardcontrol
since 07/2012 · owns 25% to 50%
R••••• A•••••••• E•••••• · Vice President, Chief Financial Officercontrol
since 10/2019 · owns 25% to 50%
C••••••••• M•••••• P•••• · Secretary
since 10/2019 · owns less than 5%
R••••••• C•••••••• · Chief Compliance Officer
since 05/2018 · owns less than 5%

Related persons

Schedule D 7.A

No related person reported.

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left	Teams out	Forming
Miami, Fl · principal	8	0	0
San Diego, Ca	0	0	0

Offices

Schedule D 1.F, the 25 largest

New York, NY1 employees
San Diego, CA1 employees

ADV anomalies

3 against comparable advisers; where to look, not conclusions

RAUM down advisors stableCombination · filing Mar 9, 2026
RAUM fell 25 percent or more while the advisor count stayed within 5 percent: assets left without people leaving (a large client or institutional mandate, a fee change, or a reporting change). RAUM $447,071,076 to $300,546,854, advisors 8 to 8, private clients 365 to 260, offices 0 to 0 (2025-04-14 to 2026-03-09)
peers: independent wealth managers, $100M to $500M (5,676)
employee count dropChange between filings · filing Mar 9, 2026
employees (Item 5.A) moved from 20.0 to 11.0 (-45.0%) between the annual amendments of 2025-04-14 and 2026-03-09; the peer median change was 0.0% (507 comparable advisers, 3.0th percentile of changes)
peers: independent wealth managers, $100M to $500M (507) · 3.0% percentile
RAUM down 25 %Change between filings · filing Mar 9, 2026
RAUM (Item 5.F) moved from $447,071,076 to $300,546,854 (-33.0%) between the annual amendments of 2025-04-14 and 2026-03-09; the peer median change was +15.0% (4550 comparable advisers, 1.0th percentile of changes)
peers: independent wealth managers, $100M to $500M (4,550) · 1.2% percentile

How anomalies are measured

What changed

consecutive filings, newest first

Accounts · 474 to 343
Nov 14, 2025 to Mar 9, 2026
Advisory employees · 15 to 8
Nov 14, 2025 to Mar 9, 2026
HNW clients · 91 to 53
Nov 14, 2025 to Mar 9, 2026
Individual clients · 274 to 207
Nov 14, 2025 to Mar 9, 2026
Employees · 21 to 11
Nov 14, 2025 to Mar 9, 2026
Discretionary RAUM · $257M to $160M
Nov 14, 2025 to Mar 9, 2026
HNW RAUM · $364M to $245M
Nov 14, 2025 to Mar 9, 2026
Individual RAUM · $82.2M to $54.4M
Nov 14, 2025 to Mar 9, 2026
Non-discretionary RAUM · $190M to $140M
Nov 14, 2025 to Mar 9, 2026
RAUM · $447M to $301M
Nov 14, 2025 to Mar 9, 2026
Employees · 20 to 21
Apr 14, 2025 to Nov 14, 2025
Financial planning clients · 0 to 0
Apr 14, 2025 to Nov 14, 2025
Advisory employees · 17 to 15
Feb 26, 2025 to Apr 14, 2025
BD registered reps · 3 to 2
Feb 26, 2025 to Apr 14, 2025
Employees · 23 to 20
Feb 26, 2025 to Apr 14, 2025
Insurance-licensed employees · 2 to 1
Feb 26, 2025 to Apr 14, 2025
State-registered IARs · 9 to 8
Feb 26, 2025 to Apr 14, 2025
Other offices · 2 to 0
Feb 26, 2025 to Apr 14, 2025
Wrap assets (manager) · unset to 0.0
Feb 26, 2025 to Apr 14, 2025
Wrap assets (sponsor) · unset to 0.0
Feb 26, 2025 to Apr 14, 2025
Accounts · 439 to 474
Oct 14, 2024 to Feb 26, 2025
HNW clients · 72 to 91
Oct 14, 2024 to Feb 26, 2025
Individual clients · 299 to 274
Oct 14, 2024 to Feb 26, 2025
State-registered IARs · 8 to 9
Oct 14, 2024 to Feb 26, 2025
Discretionary RAUM · $252M to $257M
Oct 14, 2024 to Feb 26, 2025
HNW RAUM · $299M to $364M
Oct 14, 2024 to Feb 26, 2025
Individual RAUM · $93.0M to $82.2M
Oct 14, 2024 to Feb 26, 2025
Non-discretionary RAUM · $150M to $190M
Oct 14, 2024 to Feb 26, 2025
RAUM · $402M to $447M
Oct 14, 2024 to Feb 26, 2025
Advisory activities · 2 to 3
Mar 27, 2024 to May 29, 2024
Accounts · 445 to 439
Oct 16, 2023 to Mar 7, 2024
Advisory employees · 21 to 17
Oct 16, 2023 to Mar 7, 2024
BD registered reps · 2 to 3
Oct 16, 2023 to Mar 7, 2024
HNW clients · 74 to 72
Oct 16, 2023 to Mar 7, 2024
Individual clients · 290 to 299
Oct 16, 2023 to Mar 7, 2024
Employees · 29 to 23
Oct 16, 2023 to Mar 7, 2024
State-registered IARs · 9 to 8
Oct 16, 2023 to Mar 7, 2024
Discretionary RAUM · $236M to $252M
Oct 16, 2023 to Mar 7, 2024
HNW RAUM · $232M to $299M
Oct 16, 2023 to Mar 7, 2024
Individual RAUM · $77.0M to $93.0M
Oct 16, 2023 to Mar 7, 2024

Signals

4 dated events

L••••••••• W••••• M••••••••• L•• reported RAUM $300.5M, down 33% from $447.1M (2025-11-14 to 2026-03-09)
Mar 9, 2026 · RAUM change · derived
S•••• B•••• left L••••••••• W••••• M••••••••• L•• for B••••• G••••• A•••• M••••••••• (registered 2025-03-24)
Mar 25, 2025 · Advisor changed firm · fact
M••••• P•••• C•••••••• left L••••••••• W••••• M••••••••• L•• for B••••• G••••• A•••• M••••••••• (registered 2025-03-28)
Mar 20, 2025 · Advisor changed firm · fact
G•••••• I•••••• O••• S•••• left L••••••••• W••••• M••••••••• L•• for B••••••• G••••• A••••••• (registered 2024-05-28)
Dec 31, 2023 · Advisor changed firm · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Business phone: 786-523-0500reportedpublished by the firm, firm site, Sep 15, 2026
Firm profile: linkedin.com/company/lifeinvest-wealth-managementreportedpublic record, Form ADV, Sep 18, 2026
Website: lifeinvestwealth.comreportedpublic record, Form ADV, Sep 18, 2026
Principal office phone: 786-523-0500reportedpublic record, Form ADV, Mar 9, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $37.6Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026