DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
E••••••• A•••• M••••••••• L••
Latest filing Mar 27, 2026
First filing on the tape Mar 30, 2012 · 33 filings
SEC status approved since May 21, 2008
RAUM
$7.4B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$7.4B
derived; firm RAUM over IAPD count
Employees
69
20 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
reported on Schedule D
History
33 filings and snapshots on the tape
RAUM$7.4B as of Mar 27, 2026
Mar 30, 2012$28.4M then
HNW client RAUM: no history
State-registered IARs (5.B.3)2 as of Mar 27, 2026
Mar 30, 20120 then
Employees (5.A)69 as of Mar 27, 2026
Mar 28, 20135 then
Private funds2 as of Mar 27, 2026
Mar 31, 20221 then
RAUM +15% over the last fiscal year+6.7% a year over threeIARs 3 to 2
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $7.4BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $194MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 2.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 69.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +15%derivedbetween the last two annual amendments
- Advisor growth, one year
- -33%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companies, selection of other advisers, educational seminars, otherreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$7.1B96%
- Charitable organizations$164M2.2%
- Pooled investment vehicles$98.8M1.3%
- Other investment advisers$23.1M0.3%
- Corporations and businesses$2.6M0.0%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- 11reported
- Accounts
- 38reported
- Financial planning clients
- reported
- Wrap fee programs
- $0 sponsored, $23.1M managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.98 institutional_share=0.02 related_bd=false related_bank=false bd_reps=13.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| S••••• L• S•••• | Matthews, Nc | Jan 4, 2018 | 28 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- R•••••• W•••••• R•••• to F•••• T•••• D••••• I•••••••Dec 31, 2019 · Other
Joined, latest
- R•••••• W•••••• R•••• from I•••••• A•••••••• I•••Sep 8, 2017 · Other
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| E••••••• H••••••••• I••••••••• F••• I• L• ••••• E••••••• H••••••••• V• F••• I• L•• | Venture Capital Fund | $66.4M | 58 | Mar 31, 2022 |
Owners and control persons
Schedule A and B, latest filing
- J•••• R••••• C••••••••• · Chief Executive Officer And Founding Membercontrolsince 12/2012 · owns 25% to 50%
- K••••••••• F••••• G••••• · Co-Chief Investment Officer And Founding Membercontrolsince 04/2008 · owns 50% to 75%
- L••••• P••••• J••••• · General Counselcontrolsince 07/2023 · owns less than 5%
- M•••••• S••• · Chief Financial Officercontrolsince 10/2020 · owns less than 5%
- M••••• J••••• L•••• · Founding Membercontrolsince 01/2011 · owns 10% to 25%
- R•••••• J•••••••• M••••••• · Chief Compliance Officercontrolsince 05/2022 · owns less than 5%
Related persons
Schedule D 7.A
- E••••••• H••••••••• I••••••••• F••• I• G• L••• F•••• E••••••• H••••••••• V• F••• I• G• L••pooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- business activity changedChange between filings · filing Mar 27, 2026selection of other advisers (Item 5.G.7): no on the filing of 2025-10-31, yes on the filing of 2026-03-27peers: asset managers, $5B to $20B (684)
What changed
consecutive filings, newest first
- Accounts · 26 to 38Oct 31, 2025 to Mar 27, 2026
- Advisory employees · 21 to 20Oct 31, 2025 to Mar 27, 2026
- Advisory activities · 5 to 6Oct 31, 2025 to Mar 27, 2026
- BD registered reps · 15 to 13Oct 31, 2025 to Mar 27, 2026
- Charity clients · 9 to 11Oct 31, 2025 to Mar 27, 2026
- Corporate clients · 6 to 10Oct 31, 2025 to Mar 27, 2026
- Pooled vehicle clients · 1 to 2Oct 31, 2025 to Mar 27, 2026
- Employees · 68 to 69Oct 31, 2025 to Mar 27, 2026
- State-registered IARs · 3 to 2Oct 31, 2025 to Mar 27, 2026
- Private funds · 1 to 2Oct 31, 2025 to Mar 27, 2026
- Discretionary RAUM · $6.4B to $7.4BOct 31, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $91.2M to $98.8MOct 31, 2025 to Mar 27, 2026
- RAUM · $6.4B to $7.4BOct 31, 2025 to Mar 27, 2026
- Wrap assets (manager) · $0 to $23.1MOct 31, 2025 to Mar 27, 2026
- Accounts · 18 to 26Oct 1, 2024 to Mar 28, 2025
- Advisory employees · 20 to 21Oct 1, 2024 to Mar 28, 2025
- BD registered reps · 17 to 15Oct 1, 2024 to Mar 28, 2025
- Charity clients · 4 to 9Oct 1, 2024 to Mar 28, 2025
- Corporate clients · 5 to 6Oct 1, 2024 to Mar 28, 2025
- Employees · 69 to 68Oct 1, 2024 to Mar 28, 2025
- Financial planning clients · unset to Oct 1, 2024 to Mar 28, 2025
- State-registered IARs · 2 to 3Oct 1, 2024 to Mar 28, 2025
- Discretionary RAUM · $7.0B to $6.4BOct 1, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $65.9M to $91.2MOct 1, 2024 to Mar 28, 2025
- RAUM · $7.0B to $6.4BOct 1, 2024 to Mar 28, 2025
- Accounts · 10 to 18Aug 4, 2023 to Mar 28, 2024
- BD registered reps · 19 to 17Aug 4, 2023 to Mar 28, 2024
- Charity clients · unset to 4.0Aug 4, 2023 to Mar 28, 2024
- Corporate clients · unset to 5.0Aug 4, 2023 to Mar 28, 2024
- Employees · 68 to 69Aug 4, 2023 to Mar 28, 2024
- Discretionary RAUM · $6.1B to $7.0BAug 4, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $49.1M to $65.9MAug 4, 2023 to Mar 28, 2024
- RAUM · $6.1B to $7.0BAug 4, 2023 to Mar 28, 2024
- Accounts · 8 to 10Jan 3, 2023 to Mar 30, 2023
- Advisory employees · 25 to 20Jan 3, 2023 to Mar 30, 2023
- Advisory activities · 4 to 5Jan 3, 2023 to Mar 30, 2023
- BD registered reps · 21 to 19Jan 3, 2023 to Mar 30, 2023
- Employees · 72 to 68Jan 3, 2023 to Mar 30, 2023
- Discretionary RAUM · $8.8B to $6.1BJan 3, 2023 to Mar 30, 2023
- Pooled vehicle RAUM · unset to 49072165.0Jan 3, 2023 to Mar 30, 2023
Signals
8 dated events
- Joseph Peter Luiso (General Counsel) appeared on Schedule A of E••••••• A•••• M••••••••• L••Aug 4, 2023 · Control person joined · fact
- E••••••• A•••• M••••••••• L•• reported RAUM $6.1B, down 31% from $8.8B (2023-01-03 to 2023-03-30)Mar 30, 2023 · RAUM change · derived
- H••••••• H•••• N••••• (Chief Operating Officer) no longer on Schedule A of E••••••• A•••• M••••••••• L•• (listed 2022-06-14, absent 2023-01-03)Jan 3, 2023 · Control person left · inference
- Mortimer Jennifer Reiche (Chief Compliance Officer) appeared on Schedule A of E••••••• A•••• M••••••••• L••Jun 14, 2022 · Control person joined · fact
- E••••••• A•••• M••••••••• L•• reported RAUM $7.3B, up 76% from $4.1B (2020-03-27 to 2021-01-29)Jan 29, 2021 · RAUM change · derived
- Andrew David Barksdale (Founding Member) no longer on Schedule A of E••••••• A•••• M••••••••• L•• (listed 2020-03-27, absent 2021-01-29)Jan 29, 2021 · Control person left · inference
- E••••••• A•••• M••••••••• L•• reported RAUM $4.1B, up 28% from $3.2B (2019-06-27 to 2020-03-27)Mar 27, 2020 · RAUM change · derived
- E••••••• A•••• M••••••••• L•• reported RAUM $2.9B, up 34% from $2.1B (2018-03-31 to 2018-12-01)Dec 1, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- E••••••• A•••• M••••••••• L•• · Independent Sponsorsshared crd · capital_provider
- E••••••• A•••• M••••••••• L•• · Private Equityshared crd · organization
- E••••••• A•••• M••••••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/eventideassetmanagementreportedpublic record, Form ADV, Sep 18, 2026
- Firm profile
- linkedin.com/company/eventide-center-for-faith-and-investingreportedpublic record, Form ADV, Sep 18, 2026
- Website
- EventideETFs.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 877-771-3836reportedpublic record, Form ADV, Mar 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $7.4Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026