DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
E••• E•• A•••••••• L••
Latest filing Apr 28, 2026
First filing on the tape Mar 29, 2012 · 32 filings
SEC status approved since May 23, 2008
RAUM
$6.1B
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
15%
$913M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
17
9 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
32 filings and snapshots on the tape
RAUM$6.1B as of Apr 28, 2026
Mar 29, 2012$3.8B then
HNW client RAUM$913M as of Apr 28, 2026
Mar 29, 2018$3.5B then
State-registered IARs (5.B.3)0 as of Apr 28, 2026
Mar 29, 20120 then
Employees (5.A)17 as of Apr 28, 2026
Mar 28, 201313 then
Private funds: no history
RAUM +3.5% over the last fiscal year+1.8% a year over threeIARs 0 to 0offices 1 to 0
Practice profile
derived from the filing of Apr 28, 2026; every figure names its basis
Archetypes, each a printed rule
- OCIO / institutional advisory · selection of other advisers (5.G.7) and institutional share at least 50 percent
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $130MderivedHNW RAUM over HNW clients
- Average account
- $356MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 0.0%derivedof RAUM
- Institutional
- 54%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +3.5%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
- Custody
- $543M, 2 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Charitable organizations$3.3B54%
- Corporations and businesses$1.9B31%
- High-net-worth individuals$913M15%
- Individual clients
- n/areported
- HNW clients
- 7reported
- Pension plan clients
- n/areported
- Charitable clients
- 7reported
- Accounts
- 17reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- noreported
- Custody of client assets
- $543M for 2 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.15 fund_share=0.0 institutional_share=0.54 related_bd=true related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••• C••••••••• · Chief Compliance Officer And Chief Financial Officercontrolsince 08/2010 · owns less than 5%
- C••••••• B•••••• B••••• · Board Managercontrolsince 04/2024 · owns less than 5%
- D•••••••• A•••••• B•••• · Board Managercontrolsince 04/2024 · owns less than 5%
- L••••• W••••••• F•••• · Board Managercontrolsince 04/2024 · owns less than 5%
- N•••••• P••••• A••••• · Board Managercontrolsince 04/2024 · owns less than 5%
- S••••••• D••••• R•••••• · President And Board Managercontrolsince 04/2024 · owns less than 5%
Entity owners
- A••• G••••• W••••• M••••••••• H••••••• L•••••• · Memberdirect · owns 75% or more
- A••• G••••• C••••••• L•• · Shareholderindirect · owns 75% or more of A••• G••••• T•••• L••••••
- A••• G••••• H•••••••• L•• · Memberindirect · owns 75% or more of A••• W••••• M••••••••• H•••••••• L••
- A••• G••••• T•••• L•••••• · Memberindirect · owns 75% or more of A••• G••••• H•••••••• L••
- A••• G•••••• I••• · Memberindirect · owns 25% to 50% of A••• G••••• C••••••• L•• · public reporting company
- A••• W••••• M••••••••• H•••••••• L•• · Shareholderindirect · owns 75% or more of A••• G••••• W••••• M••••••••• H••••••• L••••••
Related persons
Schedule D 7.A
- A••• C• A••••••• ••• L••••••investment advisern
- A••• P• ••••••••• L••••••real estaten
- A••• R• L••••••investment adviserpooled vehicle sponsorn
- A••• S•••••••• A••••••• ••• L••••••investment advisern
- A••• S•••••••• A••••••• ••• L••••••broker-dealerinvestment advisern
- A••• S•••••••• A••••••• ••• B•• L••broker-dealern
- A••• W••••• M••••••••• •••• K•••• L••••••investment advisern
- A••• W••••• M••••••••• ••••••••• • E•••••• D• I••••••••• S•••investment advisern
- A••• W••••• M••••••••• ••••••••• P•• L••••••investment advisern
- A••• W••••• M••••••••• ••••••••• S•investment advisern
- A••• W••••• M••••••••• ••• L••••••investment advisern
- A••••••• C• •••• L••pooled vehicle sponsorn
- A••••••• C••• P••••••• L••investment advisern
- A••••••• F••• M••••••• ••• L••••••investment advisern
- A••••••• I••••••••• A••••••• ••••••• S•investment advisern
- A••• Wealth Management (US International), Inc.investment adviserbanknRAUM $691M
- A••••••• I••••••••• M••••••• ••• L••investment adviserpooled vehicle sponsorn
- A••••••• R• •••• L••n
- C•••••• C•••••• L••investment advisern
- C••••• C•••••• A••••••• L••investment advisern
- E••••• P••••••• L••••••broker-dealerinvestment advisern
- H•••••• P••••••• L••investment advisern
- L• M••••••••• •••• L••••••n
- L• M••••••••• ••••••• S•n
- O••••• E••••• P••••••• L••••••investment advisern
- P•••••••• P••••••• L••••••investment advisern
- P•••••• L••••••investment advisern
- S••••• H•••••• I••••• A••••••• L••••••investment advisern
- T•••••••• A•••••••• L••investment adviserpooled vehicle sponsornRAUM $31B
- T•••••••• C••••••••• A•investment advisern
Advisers that list E••• E•• A•••••••• L•• as a related person
- 147189 n
Offices
Schedule D 1.F, the 25 largest
- Palm Beach, FL4 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- low discretionary shareStatic outlier · filing Apr 28, 2026discretionary share of RAUM of 0% against a peer median of 100% (134 comparable advisers, 0.0th percentile, 33.7 robust deviations)peers: other advisers, $5B to $20B (134) · 0.0% percentile
What changed
consecutive filings, newest first
- Assets in custody · $182M to $543MMar 28, 2025 to Mar 30, 2026
- Other offices · 1 to 0Mar 28, 2025 to Mar 30, 2026
- HNW RAUM · $901M to $913MMar 28, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $5.9B to $6.1BMar 28, 2025 to Mar 30, 2026
- RAUM · $5.9B to $6.1BMar 28, 2025 to Mar 30, 2026
- Accounts · 38 to 17Jul 17, 2024 to Mar 28, 2025
- Advisory employees · 7 to 9Jul 17, 2024 to Mar 28, 2025
- Charity clients · 9 to 7Jul 17, 2024 to Mar 28, 2025
- HNW clients · 9 to 7Jul 17, 2024 to Mar 28, 2025
- Assets in custody · unset to 181827359.0Jul 17, 2024 to Mar 28, 2025
- Custody of client assets · false to trueJul 17, 2024 to Mar 28, 2025
- Employees · 16 to 17Jul 17, 2024 to Mar 28, 2025
- Financial planning clients · 1-10 to 11-25Jul 17, 2024 to Mar 28, 2025
- Discretionary RAUM · $1.2B to $0Jul 17, 2024 to Mar 28, 2025
- HNW RAUM · $1.7B to $901MJul 17, 2024 to Mar 28, 2025
- Non-discretionary RAUM · $5.2B to $5.9BJul 17, 2024 to Mar 28, 2025
- RAUM · $6.5B to $5.9BJul 17, 2024 to Mar 28, 2025
- Related adviser · false to trueMar 28, 2024 to Apr 12, 2024
- Related bank · false to trueMar 28, 2024 to Apr 12, 2024
- Related broker-dealer · false to trueMar 28, 2024 to Apr 12, 2024
- Accounts · 36 to 38Jul 18, 2023 to Mar 28, 2024
- Advisory employees · 9 to 7Jul 18, 2023 to Mar 28, 2024
- Employees · 18 to 16Jul 18, 2023 to Mar 28, 2024
- Discretionary RAUM · $1.1B to $1.2BJul 18, 2023 to Mar 28, 2024
- HNW RAUM · $1.7B to $1.7BJul 18, 2023 to Mar 28, 2024
- Non-discretionary RAUM · $4.6B to $5.2BJul 18, 2023 to Mar 28, 2024
- RAUM · $5.7B to $6.5BJul 18, 2023 to Mar 28, 2024
- Other offices · 0 to 1Jan 27, 2023 to Mar 30, 2023
- Discretionary RAUM · $1.2B to $1.1BJan 27, 2023 to Mar 30, 2023
- HNW RAUM · $2.3B to $1.7BJan 27, 2023 to Mar 30, 2023
- Non-discretionary RAUM · $5.7B to $4.6BJan 27, 2023 to Mar 30, 2023
- RAUM · $6.9B to $5.7BJan 27, 2023 to Mar 30, 2023
- Employees · 17 to 18Aug 6, 2021 to Mar 29, 2022
- Discretionary RAUM · $1.1B to $1.2BAug 6, 2021 to Mar 29, 2022
- HNW RAUM · $2.1B to $2.3BAug 6, 2021 to Mar 29, 2022
- Non-discretionary RAUM · $5.2B to $5.7BAug 6, 2021 to Mar 29, 2022
- RAUM · $6.3B to $6.9BAug 6, 2021 to Mar 29, 2022
- Accounts · 32 to 36Jun 29, 2020 to Mar 30, 2021
- Advisory employees · 8 to 9Jun 29, 2020 to Mar 30, 2021
- Charity clients · 7 to 9Jun 29, 2020 to Mar 30, 2021
Signals
5 dated events
- Fogle Whitney Lewis (Board Manager) appeared on Schedule A of E••• E•• A•••••••• L••Apr 12, 2024 · Control person joined · fact
- Bayard Brooke Connell (Board Manager) appeared on Schedule A of E••• E•• A•••••••• L••Apr 12, 2024 · Control person joined · fact
- Behan Andrew Douglass (Board Manager) appeared on Schedule A of E••• E•• A•••••••• L••Apr 12, 2024 · Control person joined · fact
- Edward Richard Salomon (Consultant) no longer on Schedule A of E••• E•• A•••••••• L•• (listed 2024-03-28, absent 2024-04-12)Apr 12, 2024 · Control person left · inference
- Richard Brian Clifford (Partner) no longer on Schedule A of E••• E•• A•••••••• L•• (listed 2024-03-28, absent 2024-04-12)Apr 12, 2024 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/altiglobalreportedpublic record, Form ADV, Sep 18, 2026
- Website
- alti-global.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-218-8137reportedpublic record, Form ADV, Apr 28, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026