DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Nixon Capital LLC
Latest filing Aug 13, 2026
First filing on the tape Jun 24, 2021 · 16 filings
SEC status approved since Jul 23, 2021
RAUM
$390M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
94%
$365M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$195M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$390M as of Aug 13, 2026
Mar 22, 2022$237M then
HNW client RAUM$365M as of Aug 13, 2026
Mar 22, 2022$212M then
State-registered IARs (5.B.3)2 as of Aug 13, 2026
Mar 22, 20222 then
Employees (5.A)2 as of Aug 13, 2026
Mar 22, 20224 then
Private funds1 as of Aug 13, 2026
Mar 22, 20221 then
RAUM +16% over the last fiscal year+25% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Aug 13, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $195MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 100derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.8MderivedHNW RAUM over HNW clients
- Average account
- $1.7MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +16%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +4.2%derived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$365M94%
- Pooled investment vehicles$19.0M4.9%
- Corporations and businesses$5.9M1.5%
- Individual clients
- 0reported
- HNW clients
- 199reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 236reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.94 fund_share=0.05 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Ryan Matthew Nixon | Austin, Tx | Dec 12, 2008 | 22 y | 1 |
| Alexander Gouws | Austin, Tx | Jul 24, 2024 | 12 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Thomas Jack Bonnington to Regal Investment Advisors LLCApr 28, 2023 · RIA to affiliated broker-dealer or bank
Joined, latest
- Thomas Jack Bonnington from Kestra Advisory Services, LLCAug 2, 2021 · Affiliated broker-dealer or bank to independent RIA
- Ryan Matthew Nixon from Hester Capital Management, L.L.C.Dec 12, 2008 · Other
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Goshawk Global Fund LP | Hedge Fund | $16.3M | 1 | Jun 24, 2021 |
Owners and control persons
Schedule A and B, latest filing
- Ray Joseph Nixon · Chairmancontrolsince 09/2019 · owns less than 5%
- Matthew Ryan Nixon · Managing Member, Portfolio Managercontrolsince 05/2008 · owns 50% to 75%
- Leigh Mercer Proctor · Chief Compliance Officer, Chief Operations Officercontrolsince 10/2023 · owns less than 5%
Related persons
Schedule D 7.A
- Goshawk Global Gp LPpooled vehicle sponsory
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Austin, Tx · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 221 to 236Jul 24, 2025 to Mar 5, 2026
- Corporate clients · 4 to 3Jul 24, 2025 to Mar 5, 2026
- HNW clients · 189 to 199Jul 24, 2025 to Mar 5, 2026
- Individual clients · 2 to 0Jul 24, 2025 to Mar 5, 2026
- Discretionary RAUM · $335M to $386MJul 24, 2025 to Mar 5, 2026
- HNW RAUM · $314M to $365MJul 24, 2025 to Mar 5, 2026
- Individual RAUM · 18898.0 to unsetJul 24, 2025 to Mar 5, 2026
- Non-discretionary RAUM · $2.8M to $3.7MJul 24, 2025 to Mar 5, 2026
- Pooled vehicle RAUM · $18.5M to $19.0MJul 24, 2025 to Mar 5, 2026
- RAUM · $338M to $390MJul 24, 2025 to Mar 5, 2026
- Advisory employees · 4 to 2Mar 31, 2025 to Jul 24, 2025
- Employees · 4 to 2Mar 31, 2025 to Jul 24, 2025
- Financial planning clients · unset to Mar 31, 2025 to Jul 24, 2025
- Accounts · 190 to 221Jul 10, 2024 to Mar 31, 2025
- Advisory activities · 3 to 2Jul 10, 2024 to Mar 31, 2025
- Corporate clients · unset to 4.0Jul 10, 2024 to Mar 31, 2025
- HNW clients · 101 to 189Jul 10, 2024 to Mar 31, 2025
- Individual clients · 14 to 2Jul 10, 2024 to Mar 31, 2025
- Discretionary RAUM · $256M to $335MJul 10, 2024 to Mar 31, 2025
- HNW RAUM · $202M to $314MJul 10, 2024 to Mar 31, 2025
- Individual RAUM · $4.8M to $18,898Jul 10, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $0 to $2.8MJul 10, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $16.3M to $18.5MJul 10, 2024 to Mar 31, 2025
- RAUM · $256M to $338MJul 10, 2024 to Mar 31, 2025
- Accounts · 184 to 190Oct 18, 2023 to Mar 4, 2024
- HNW clients · 97 to 101Oct 18, 2023 to Mar 4, 2024
- Individual clients · 18 to 14Oct 18, 2023 to Mar 4, 2024
- Discretionary RAUM · $199M to $256MOct 18, 2023 to Mar 4, 2024
- HNW RAUM · $156M to $202MOct 18, 2023 to Mar 4, 2024
- Individual RAUM · $6.4M to $4.8MOct 18, 2023 to Mar 4, 2024
- Pooled vehicle RAUM · $14.1M to $16.3MOct 18, 2023 to Mar 4, 2024
- RAUM · $199M to $256MOct 18, 2023 to Mar 4, 2024
- Employees · 5 to 4May 30, 2023 to Oct 18, 2023
- Advisory employees · 5 to 4May 30, 2023 to Oct 18, 2023
- Accounts · 139 to 184Mar 22, 2022 to Mar 30, 2023
- Advisory employees · 4 to 5Mar 22, 2022 to Mar 30, 2023
- Advisory activities · 2 to 3Mar 22, 2022 to Mar 30, 2023
- HNW clients · 117 to 97Mar 22, 2022 to Mar 30, 2023
- Individual clients · 17 to 18Mar 22, 2022 to Mar 30, 2023
- Pooled vehicle clients · 2 to 1Mar 22, 2022 to Mar 30, 2023
Signals
6 dated events
- Leigh Mercer Proctor (Chief Compliance Officer, Chief Operations Officer) appeared on Schedule A of Nixon Capital LlcOct 18, 2023 · Control person joined · fact
- Thomas Jack Bonnington left Nixon Capital Llc for Regal Investment Advisors Llc (registered 2023-04-28)Apr 28, 2023 · Advisor changed firm · fact
- Jack Thomas Bonnington (Cco/Coo) no longer on Schedule A of Nixon Capital Llc (listed 2022-03-22, absent 2023-03-30)Mar 30, 2023 · Control person left · inference
- Paul Yann Vessely (Cco/Cfo) no longer on Schedule A of Nixon Capital Llc (listed 2021-09-24, absent 2021-12-09)Dec 9, 2021 · Control person left · inference
- Jack Thomas Bonnington (Cco/Coo) appeared on Schedule A of Nixon Capital LlcDec 9, 2021 · Control person joined · fact
- Nixon Capital Llc filed its initial SEC registration (Form ADV)Jun 24, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/nixoncapitalllc/aboutreportedpublic record, Form ADV, Sep 18, 2026
- Website
- nixoncapital.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 512.354.2491reportedpublic record, Form ADV, Aug 13, 2026
- Contact form
- nixoncapital.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- nixoncapital.com/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $195Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026