DFX Intelligence

RIA Intelligence

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SEC-registered adviser

L••••••••• W••••• M••••••••• L••

Independent wealth managerJacksonville Beach, FloridaCRD 149019SEC 801-113258website IAPD

Latest filing Jul 17, 2026

First filing on the tape Mar 8, 2012 · 24 filings

SEC status approved since May 21, 2018

RAUM

$122M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

100%

$122M individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$40.8M

derived; firm RAUM over IAPD count

Employees

2 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

24 filings and snapshots on the tape

RAUM$122M as of Jul 17, 2026

Mar 8, 2012$65.0M then

HNW client RAUM$110M as of Jul 17, 2026

Mar 11, 2019$92.5M then

State-registered IARs (5.B.3)3 as of Jul 17, 2026

Mar 8, 20120 then

Employees (5.A)3 as of Jul 17, 2026

Mar 11, 20194 then

Private funds: no history

RAUM -7.4% over the last fiscal year+0.6% a year over threeIARs 3 to 3

Practice profile

derived from the filing of Jul 17, 2026; every figure names its basis

Archetypes, each a printed rule

HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent

RAUM per advisor: $40.8MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 23derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $2.7MderivedHNW RAUM over HNW clients
Average account: $647,759derivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 1.0derivedItem 5.A over advisors
Advisors per office: 0.8derived4 offices incl. principal (1.F.5)
RAUM growth, one year: -7.4%derivedbetween the last two annual amendments
Advisor growth, one year: +0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year: +0.0%derived
Compensation: percentage of assetsreportedItem 5.E
Advisory activities: portfolio management for individualsreportedItem 5.G
Custody: $39.7M, 46 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)

Where the RAUM sits

Form ADV Item 5.D, latest filing

High-net-worth individuals$110M90%
Individuals$12.7M10%

Individual clients: 27reported
HNW clients: 41reported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 189reported
Financial planning clients: 0reported
Wrap fee programs: noreported
Custody of client assets: $39.7M for 46 clientsreported
Compensation: % of AUMreported
Class basis: private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

3 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
B•••••• B•••• R•••••••Chartered Financial Analyst	Jacksonville Beach, Fl	Mar 10, 2009	25 y	2
R•••••• R•••••• Z••••••••	Jacksonville Beach, Fl	Mar 10, 2009	29 y	2
C•••••• R•••• H••	Jacksonville Beach, Fl	Mar 10, 2009	28 y	2

Advisor movement

0 left, 0 joined in 12 months

net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months

Left, latest

B•••• T•••• S•••••••• to P•• A••••••• S•••••••• L••
Aug 9, 2019 · Other

Joined, latest

B•••• T•••• S•••••••• from R•••••• J•••• F•••••••• S••••••• A•••••••• I••
May 20, 2013 · Other
R•••••• R•••••• Z•••••••• from M••••• S•••••• • C•• L••
Mar 10, 2009 · Other
B•••••• B•••• R••••••• from M••••• S•••••• • C•• L••
Mar 10, 2009 · Other
C•••••• R•••• H•• from M••••• S•••••• • C•• L••
Mar 10, 2009 · Other

Every departure Every arrival

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

H••• C••••••• R•••• · Chief Compliance Officer & Managing Membercontrol
since 11/2008 · owns less than 5%
R•••••••• B••••••• B•••• · Managing Membercontrol
since 11/2008 · owns less than 5%
Z••••••••• R••••••• R•••••• · Managing Membercontrol
since 01/2009 · owns less than 5%
R•••••••• B••••••• B•••• · Ownercontrol
since 01/2016 · owns 25% to 50% of L••••••••• C•••••• H•••••••• L••
Z••••••••• R••••••• R•••••• · Ownercontrol
since 01/2016 · owns 25% to 50% of L••••••••• C•••••• H•••••••• L••

Entity owners

L••••••••• C•••••• H•••••••• L•• · Parent Company
direct · owns 75% or more

Related persons

Schedule D 7.A

L••••••••• C••••••• L••
investment companyn
L••••••••• I••••••••• L••
real estaten

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left	Teams out	Forming
Jacksonville Beach, Fl · principal	3	0	0

Offices

Schedule D 1.F, the 25 largest

, 1 employees

What changed

consecutive filings, newest first

Accounts · 166 to 189
Aug 28, 2025 to Mar 20, 2026
Advisory employees · 0 to 2
Aug 28, 2025 to Mar 20, 2026
HNW clients · 36 to 41
Aug 28, 2025 to Mar 20, 2026
Individual clients · 32 to 27
Aug 28, 2025 to Mar 20, 2026
Assets in custody · $26.6M to $39.7M
Aug 28, 2025 to Mar 20, 2026
Discretionary RAUM · $132M to $122M
Aug 28, 2025 to Mar 20, 2026
HNW RAUM · $119M to $110M
Aug 28, 2025 to Mar 20, 2026
Individual RAUM · $13.6M to $12.7M
Aug 28, 2025 to Mar 20, 2026
RAUM · $132M to $122M
Aug 28, 2025 to Mar 20, 2026
Financial planning clients · 0 to 0
May 27, 2025 to Aug 28, 2025
Advisory employees · 3 to 0
Feb 18, 2025 to May 27, 2025
Accounts · 206 to 166
Apr 16, 2024 to Feb 18, 2025
HNW clients · 41 to 36
Apr 16, 2024 to Feb 18, 2025
Individual clients · 30 to 32
Apr 16, 2024 to Feb 18, 2025
Assets in custody · $36.6M to $26.6M
Apr 16, 2024 to Feb 18, 2025
Discretionary RAUM · $129M to $132M
Apr 16, 2024 to Feb 18, 2025
HNW RAUM · $118M to $119M
Apr 16, 2024 to Feb 18, 2025
Individual RAUM · $10.8M to $13.6M
Apr 16, 2024 to Feb 18, 2025
RAUM · $129M to $132M
Apr 16, 2024 to Feb 18, 2025
Accounts · 215 to 206
Oct 26, 2023 to Feb 28, 2024
HNW clients · 43 to 41
Oct 26, 2023 to Feb 28, 2024
Individual clients · 34 to 30
Oct 26, 2023 to Feb 28, 2024
Assets in custody · $34.0M to $36.6M
Oct 26, 2023 to Feb 28, 2024
Financial planning clients · unset to 0
Oct 26, 2023 to Feb 28, 2024
Other offices · 0 to 3
Oct 26, 2023 to Feb 28, 2024
Discretionary RAUM · $120M to $129M
Oct 26, 2023 to Feb 28, 2024
HNW RAUM · $107M to $118M
Oct 26, 2023 to Feb 28, 2024
Individual RAUM · $13.6M to $10.8M
Oct 26, 2023 to Feb 28, 2024
RAUM · $120M to $129M
Oct 26, 2023 to Feb 28, 2024
Accounts · 201 to 215
Mar 17, 2022 to Feb 15, 2023
HNW clients · 45 to 43
Mar 17, 2022 to Feb 15, 2023
Assets in custody · $137M to $34.0M
Mar 17, 2022 to Feb 15, 2023
Discretionary RAUM · $137M to $120M
Mar 17, 2022 to Feb 15, 2023
HNW RAUM · $125M to $107M
Mar 17, 2022 to Feb 15, 2023
Individual RAUM · $12.2M to $13.6M
Mar 17, 2022 to Feb 15, 2023
RAUM · $137M to $120M
Mar 17, 2022 to Feb 15, 2023
Accounts · 205 to 201
Feb 27, 2021 to Mar 10, 2022
Corporate clients · 2.0 to unset
Feb 27, 2021 to Mar 10, 2022
HNW clients · 50 to 45
Feb 27, 2021 to Mar 10, 2022
Individual clients · 40 to 34
Feb 27, 2021 to Mar 10, 2022

Signals

1 dated events

L••••••••• W••••• M••••••••• L•• filed its initial SEC registration (Form ADV)
Apr 19, 2018 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Business phone: 904-485-8456reportedpublished by the firm, firm site, Sep 16, 2026
Business phone: 904-897-0390reportedpublished by the firm, firm site, Sep 16, 2026
Business phone: 904-897-0360reportedpublished by the firm, firm site, Sep 16, 2026
Website: w••.l•••.netreportedpublic record, Form ADV, Sep 21, 2026
Principal office phone: 904-897-0390reportedpublic record, Form ADV, Jul 17, 2026
Contact form: l•••.netreportedpublished by the firm, firm site, Sep 16, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $40.8Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026