DFX Intelligence
RIA Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
SEC-registered adviser
H••••• C•••••• G••••
Legal name H•••••• I•••
Latest filing Feb 27, 2026
First filing on the tape Mar 23, 2012 · 52 filings
SEC status approved since Nov 19, 2009
RAUM
$1.0B
reported, Item 5.F
Discretionary
93%
of RAUM
Private clients
96%
$967M individuals and HNW
Advisors
9
registered through the firm on IAPD
RAUM per advisor
$111M
derived; firm RAUM over IAPD count
Employees
15
7 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
52 filings and snapshots on the tape
RAUM$1.0B as of Feb 27, 2026
Mar 23, 2012$407M then
HNW client RAUM$781M as of Feb 27, 2026
Mar 16, 2018$351M then
State-registered IARs (5.B.3)9 as of Feb 27, 2026
Mar 23, 20120 then
Employees (5.A)15 as of Feb 27, 2026
Mar 8, 20139 then
Private funds: no history
RAUM +18% over the last fiscal year+17% a year over threeIARs 9 to 9
Practice profile
derived from the filing of Feb 27, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $111MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 97derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.0MderivedHNW RAUM over HNW clients
- Average account
- $387,482derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 93%derivedof RAUM
- Institutional
- 3.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.7derivedItem 5.A over advisors
- Advisors per office
- 9.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +18%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +4.0%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Wrap fee program
- $1.0BreportedItem 5.I
- Custody
- $125M, 115 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$781M78%
- Individuals$185M18%
- Charitable organizations$31.7M3.2%
- Corporations and businesses$5.0M0.5%
- Individual clients
- 612reported
- HNW clients
- 264reported
- Pension plan clients
- n/areported
- Charitable clients
- 39reported
- Accounts
- 2,589reported
- Financial planning clients
- 0reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- $125M for 115 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.96 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=5.0derived
Advisors registered through the firm
9 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M•••••• J••••• H••••• | Williamsport, Pa | Nov 20, 2009 | 23 y | 1 |
| B•••••• B••••• H••••• | Williamsport, Pa | Nov 20, 2009 | 44 y | 1 |
| W•••• L•• D••••••••• | Williamsport, Pa | Nov 20, 2009 | 27 y | 1 |
| C•••••••• J••• C•••• | Williamsport, Pa | Mar 5, 2012 | 14 y | 0 |
| S•••••• S•• W•••••••Certified Financial Planner | Williamsport, Pa | May 3, 2012 | 25 y | 2 |
| A••••• M• P••••••• | Williamsport, Pa | Jan 22, 2014 | 12 y | 0 |
| J••• D•••• K•••Certified Financial Planner | Williamsport, Pa | Feb 11, 2015 | 15 y | 2 |
| J••••• C•••••• Y•••• | Williamsport, Pa | Oct 10, 2022 | 10 y | 0 |
| A•••• L••• P•••••••• | Williamsport, Pa | Oct 10, 2022 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- H••••• J• M•••• to P•••••• A•••••• G••••• L••Nov 7, 2014 · Other
Joined, latest
- J••• D•••• K••• from M•• S••••••••• I•••Feb 11, 2015 · Other
- S•••••• S•• W••••••• from W•••• F•••• A•••••••May 3, 2012 · Other
- M•••••• J••••• H••••• from W•••• F•••• A•••••••Nov 20, 2009 · Other
- H••••• J• M•••• from W•••• F•••• A•••••••Nov 20, 2009 · Other
- B•••••• B••••• H••••• from W•••• F•••• A•••••••Nov 20, 2009 · Other
- W•••• L•• D••••••••• from W•••• F•••• A•••••••Nov 20, 2009 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- H•••••• B••••••• B••••• · Trusteecontrolsince 07/2019 · owns 50% to 75% of H•••••• I••• E••••••• S•••• O•••••••• P••• A•• T••••
- H•••••• M••••••• J••••• · Trusteecontrolsince 07/2019 · owns 25% to 50% of H•••••• I••• E••••••• S•••• O•••••••• P••• A•• T••••
- D••••••••• W••••• L•• · Chief Compliance Officersince 03/2012 · owns less than 5%
- H•••••• B••••••• B••••• · Trustee Committee Membersince 07/2019 · owns less than 5%
- H•••••• M••••••• J••••• · Trustee Committee Membersince 07/2019 · owns less than 5%
Entity owners
- H•••••• I••• E••••••• S•••• · Ownerdirect · owns 75% or more
- H•••••• I••• E••••••• S•••• O•••••••• P••• A•• T•••• · Ownerdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Williamsport, Pa · principal | 9 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 2,487 to 2,589Nov 6, 2025 to Feb 27, 2026
- Charity clients · 40 to 39Nov 6, 2025 to Feb 27, 2026
- Corporate clients · 5 to 6Nov 6, 2025 to Feb 27, 2026
- HNW clients · 234 to 264Nov 6, 2025 to Feb 27, 2026
- Individual clients · 608 to 612Nov 6, 2025 to Feb 27, 2026
- Assets in custody · $101M to $125MNov 6, 2025 to Feb 27, 2026
- Employees · 14 to 15Nov 6, 2025 to Feb 27, 2026
- Financial planning clients · 1-10 to 0Nov 6, 2025 to Feb 27, 2026
- Discretionary RAUM · $786M to $931MNov 6, 2025 to Feb 27, 2026
- HNW RAUM · $638M to $781MNov 6, 2025 to Feb 27, 2026
- Individual RAUM · $177M to $185MNov 6, 2025 to Feb 27, 2026
- Non-discretionary RAUM · $63.0M to $72.4MNov 6, 2025 to Feb 27, 2026
- RAUM · $849M to $1.0BNov 6, 2025 to Feb 27, 2026
- Financial planning clients · 1-10 to 1-10Mar 18, 2025 to May 5, 2025
- Accounts · 2,381 to 2,487Oct 21, 2024 to Mar 18, 2025
- Charity clients · 35 to 40Oct 21, 2024 to Mar 18, 2025
- Corporate clients · 7 to 5Oct 21, 2024 to Mar 18, 2025
- HNW clients · 209 to 234Oct 21, 2024 to Mar 18, 2025
- Individual clients · 604 to 608Oct 21, 2024 to Mar 18, 2025
- Assets in custody · $52.2M to $101MOct 21, 2024 to Mar 18, 2025
- Financial planning clients · 0 to 1-10Oct 21, 2024 to Mar 18, 2025
- Discretionary RAUM · $694M to $786MOct 21, 2024 to Mar 18, 2025
- HNW RAUM · $537M to $638MOct 21, 2024 to Mar 18, 2025
- Individual RAUM · $180M to $177MOct 21, 2024 to Mar 18, 2025
- Non-discretionary RAUM · $53.1M to $63.0MOct 21, 2024 to Mar 18, 2025
- RAUM · $747M to $849MOct 21, 2024 to Mar 18, 2025
- Accounts · 2,231 to 2,381Nov 5, 2023 to Mar 26, 2024
- BD registered reps · 6 to 5Nov 5, 2023 to Mar 26, 2024
- Charity clients · 31 to 35Nov 5, 2023 to Mar 26, 2024
- Corporate clients · 8 to 7Nov 5, 2023 to Mar 26, 2024
- HNW clients · 183 to 209Nov 5, 2023 to Mar 26, 2024
- Individual clients · 645 to 604Nov 5, 2023 to Mar 26, 2024
- Assets in custody · $46.9M to $52.2MNov 5, 2023 to Mar 26, 2024
- Employees · 15 to 14Nov 5, 2023 to Mar 26, 2024
- Financial planning clients · 1-10 to 0Nov 5, 2023 to Mar 26, 2024
- State-registered IARs · 10 to 9Nov 5, 2023 to Mar 26, 2024
- Discretionary RAUM · $588M to $694MNov 5, 2023 to Mar 26, 2024
- HNW RAUM · $449M to $537MNov 5, 2023 to Mar 26, 2024
- Individual RAUM · $160M to $180MNov 5, 2023 to Mar 26, 2024
- Non-discretionary RAUM · $45.5M to $53.1MNov 5, 2023 to Mar 26, 2024
Signals
1 dated events
- H••••• C•••••• G••••• L•• reported succeeding to the business of Another Adviser (Form ADV Item 4)Jul 26, 2019 · Succession (Item 4) · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- b••••••••@h•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- c••••••@h•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- j••••@h•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- j•••••••••@h•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- k•••••@h•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- k••••••@h•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- t•••@h•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- t•••••••@h•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 570-326-9500reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 570-326-9577reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 800-637-3211reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/hudock-capital-group-llc-reportedpublic record, Form ADV, Sep 21, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $111Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026