DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Former SEC-registered adviser
The Blakeley Group Inc
Legal name The Blakeley Group, Inc.
Latest filing Sep 6, 2012
First filing on the tape Mar 15, 2012 · 5 filings
RAUM
$65.0M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$65.0M
derived; firm RAUM over IAPD count
Employees
n/a
n/a advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$65.0M as of Sep 6, 2012
Mar 15, 2012$65.0M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Sep 6, 2012
Mar 15, 20120 then
Employees (5.A): no history
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Sep 6, 2012; every figure names its basis
- RAUM per advisor
- $65.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $192,859derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 337reported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Dick Eugene Blakeley | Santa Clara, Ca | Jan 6, 2025 | 46 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount2 left over 36 months
Left, latest
- Shishun Kryskalla to Ameriprise Financial Services, LLCAug 20, 2024 · Other
- Emebet Tekle Estifanos to Kane Investment Management, Inc.Jul 24, 2024 · Other
- Svetla D Vavova-Clifford to Morgan StanleyJul 25, 2022 · Other
- The-Phong Ngoc Truong to Merrill Lynch, Pierce, Fenner & Smith IncorporatedMar 3, 2016 · Other
Joined, latest
- Dick Eugene Blakeley from Concert Wealth ManagementJan 6, 2025 · Other
- Shishun Kryskalla from Morgan StanleyJan 24, 2024 · Other
- Svetla D Vavova-Clifford from Charles Schwab & Co., Inc.May 21, 2021 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Eugene Dick Blakeley · Presidentcontrolsince 01/2010 · owns 75% or more
- Richard Louis Trujillo · Chief Compliance Officercontrolsince 01/2010 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Santa Clara, Ca · principal | 1 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
One filing, no change to show.
Signals
3 dated events
- Shishun Kryskalla left The Blakeley Group Inc for Ameriprise Financial Services, Llc (registered 2024-08-20)Aug 20, 2024 · Advisor changed firm · fact
- Emebet Tekle Estifanos left The Blakeley Group Inc for Kane Investment Management, Inc. (registered 2025-11-04)Jul 24, 2024 · Advisor changed firm · fact
- Svetla D Vavova-Clifford left The Blakeley Group Inc for Morgan Stanley (registered 2022-08-01)Jul 25, 2022 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/THE-BLAKELEY-GROUP-INC-reportedpublic record, Form ADV, Sep 17, 2026
- Website
- THEBLAKELEYGROUP.COMreportedpublic record, Form ADV, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $65.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026